TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $241.8M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q2 2021
Institutional positions in TRI-CONTINENTAL Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 120
- +3 vs. Q1 2021
- Shares held
- 6.69M
- +190.8K (+2.9%) vs. Q1 2021
- Total value
- $228.2M
- +$17.3M (+8.2%) vs. Q1 2021
- New holders
- 17
- 50 more added
- Sold out
- 14
- 25 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $241.8M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $220.0M |
| Q3 2025 | 154 | $225.0M |
| Q2 2025 | 149 | $207.6M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $233.1M |
| Q2 2024 | 135 | $201.9M |
| Q1 2024 | 129 | $237.1M |
| Q4 2023 | 125 | $207.8M |
| Q3 2023 | 120 | $174.9M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $176.8M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $168.2M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $238.5M |
| Q3 2021 | 113 | $230.9M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parametric Portfolio Associates LLC | 558,252 | $19.0M | 0.01% | +14,205+2.6% | Added |
| Bard Financial Services, Inc. | 529,772 | $18.1M | 1.61% | +1,243+0.2% | Added |
| Blue Bell Private Wealth Management, LLC | 453,490 | $15.5M | 4.51% | −34,529−7.1% | Reduced |
| Wells Fargo & Company | 439,778 | $15.0M | 0.00% | −21,189−4.6% | Reduced |
| Lazard Asset Management LLC | 433,075 | $14.8M | 0.02% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 398,666 | $13.6M | 1.06% | −50,456−11.2% | Reduced |
| Morgan Stanley | 344,260 | $11.7M | 0.00% | +15,996+4.9% | Added |
| Mark Stevens | 293,848 | $10.0M | 1.11% | −17,559−5.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 291,187 | $9.93M | 0.02% | −11,294−3.7% | Reduced |
| Raymond James & Associates | 233,889 | $7.97M | 0.01% | +262+0.1% | Added |
| Shaker Financial Services, LLC | 222,267 | $7.58M | 2.81% | +98,570+79.7% | Added |
| Cornerstone Advisors, LLC | 209,534 | $7.14M | 0.42% | +35,389+20.3% | Added |
| Bank of America Corp | 185,935 | $6.34M | 0.00% | +7,156+4.0% | Added |
| Stifel Financial Corp | 167,758 | $5.72M | 0.01% | +8,187+5.1% | Added |
| Uncommon Cents Investing LLC | 161,491 | $5.50M | 2.20% | +1,340+0.8% | Added |
| UBS Group AG | 150,258 | $5.12M | 0.00% | +508+0.3% | Added |
| 1832 Asset Management L.P. | 118,469 | $4.03M | 0.01% | 00.0% | Unchanged |
| Capstone Financial Advisors, Inc. | 75,513 | $2.57M | 0.20% | +75,513 | New |
| First Trust Advisors LP | 73,129 | $2.49M | 0.00% | −913−1.2% | Reduced |
| Royal Bank of Canada | 64,652 | $2.20M | 0.00% | +462+0.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 56,314 | $1.92M | 0.01% | +1,276+2.3% | Added |
| RB Capital Management, LLC | 53,720 | $1.83M | 0.71% | +1,257+2.4% | Added |
| D.A. Davidson & Co. | 50,461 | $1.72M | 0.02% | +2,578+5.4% | Added |
| Cornerstone Advisory, LLC | 50,346 | $1.72M | 0.29% | +190.0% | Added |
| Wolverine Asset Management LLC | 49,806 | $1.70M | 0.02% | +9,329+23.0% | Added |
| Thrivent Financial for Lutherans | 49,159 | $1.68M | 0.00% | −24,724−33.5% | Reduced |
| Commonwealth Equity Services, LLC | 46,341 | $1.58M | 0.00% | +1,043+2.3% | Added |
| Advisor Group Holdings, Inc. | 43,278 | $1.48M | 0.00% | −208−0.5% | Reduced |
| LPL Financial LLC | 43,091 | $1.47M | 0.00% | +17,779+70.2% | Added |
| Stolper Co | 36,968 | $1.26M | 0.59% | −97−0.3% | Reduced |
| FourThought Financial, LLC | 35,715 | $1.22M | 0.16% | −1,955−5.2% | Reduced |
| Creative Planning | 35,395 | $1.21M | 0.00% | +2,145+6.5% | Added |
| Successful Portfolios LLC | 34,727 | $1.18M | 0.72% | +62+0.2% | Added |
| HighTower Advisors, LLC | 28,462 | $968.0K | 0.00% | +307+1.1% | Added |
| Walleye Capital LLC | 24,944 | $850.0K | 0.03% | +2,334+10.3% | Added |
| Janney Montgomery Scott LLC | 23,742 | $809.0K | 0.00% | −1,294−5.2% | Reduced |
| Kovack Advisors, Inc. | 23,026 | $785.0K | 0.09% | +188+0.8% | Added |
| Tiaa, FSB | 22,767 | $776.0K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 22,735 | $775.0K | 0.05% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 20,657 | $704.0K | 0.05% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 20,142 | $687.0K | 0.04% | +10,905+118.1% | Added |
| Guggenheim Capital LLC | 19,093 | $651.0K | 0.00% | −147−0.8% | Reduced |
| Altus Wealth Group LLC | 18,173 | $620.0K | 0.61% | +80.0% | Added |
| Kestra Advisory Services, LLC | 17,900 | $610.0K | 0.01% | +1,117+6.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 17,350 | $592.0K | 0.06% | 00.0% | Unchanged |
| Cetera Advisors LLC | 17,289 | $589.0K | 0.01% | −513−2.9% | Reduced |
| Cetera Advisor Networks LLC | 16,942 | $578.0K | 0.01% | +188+1.1% | Added |
| Citadel Advisors LLC | 16,939 | $577.0K | 0.00% | +16,939 | New |
| First PREMIER Bank | 16,574 | $565.0K | 0.16% | +16,574 | New |
| Twin Focus Capital Partners, LLC | 15,900 | $542.0K | 0.13% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 14,558 | $496.0K | 0.24% | −10,500−41.9% | Reduced |
| Tandem Capital Management Corp | 13,366 | $456.0K | 0.29% | +800+6.4% | Added |
| Koshinski Asset Management, Inc. | 13,259 | $452.0K | 0.06% | −7,651−36.6% | Reduced |
| Neuberger Berman Group LLC | 13,250 | $452.0K | 0.00% | −22−0.2% | Reduced |
| Citigroup Inc | 13,084 | $446.0K | 0.00% | −479−3.5% | Reduced |
| Johnson Investment Counsel Inc | 12,414 | $423.0K | 0.01% | +50.0% | Added |
| Laurel Wealth Advisors, Inc. | 11,591 | $395.0K | 0.05% | +145+1.3% | Added |
| Raymond James Trust N.A. | 10,962 | $374.0K | 0.01% | +840+8.3% | Added |
| Shepherd Kaplan Krochuk, LLC | 10,380 | $354.0K | 0.13% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 10,194 | $348.0K | 0.02% | +10,194 | New |
| 9258 Wealth Management, LLC | 10,160 | $346.0K | 0.09% | −377−3.6% | Reduced |
| American Institute for Advanced Investment Management, LLP | 10,035 | $342.0K | 0.24% | +86+0.9% | Added |
| Ancora Advisors, LLC | 9,900 | $337.0K | 0.01% | −1,000−9.2% | Reduced |
| Tower Wealth Partners, Inc. | 9,703 | $331.0K | 0.36% | +150+1.6% | Added |
| Ferguson Wellman Capital Management, Inc | 9,266 | $316.0K | 0.01% | 00.0% | Unchanged |
| Gofen & Glossberg LLC | 8,662 | $295.0K | 0.01% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 8,473 | $289.0K | 0.01% | −620−6.8% | Reduced |
| Oppenheimer & Co Inc | 8,328 | $284.0K | 0.01% | +35+0.4% | Added |
| Private Advisor Group, LLC | 8,131 | $277.0K | 0.00% | +68+0.8% | Added |
| First Republic Investment Management, Inc. | 7,779 | $265.0K | 0.00% | +66+0.9% | Added |
| Walleye Trading LLC | 7,680 | $262.0K | 0.01% | −1,197−13.5% | Reduced |
| Wade G W & Inc | 7,528 | $257.0K | 0.01% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 7,524 | $256.0K | 0.17% | +114+1.5% | Added |
| Baldwin Investment Management, LLC | 7,316 | $249.0K | 0.04% | +7,316 | New |
| Independent Family Office, LLC | 6,987 | $238.0K | 0.09% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 6,744 | $230.0K | 0.00% | 00.0% | Unchanged |
| Altus Wealth Management, LLC | 6,529 | $223.0K | 0.14% | +36+0.6% | Added |
| James Hambro & Partners | 6,377 | $217.0K | 0.02% | +54+0.9% | Added |
| The PNC Financial Services Group, Inc. | 6,194 | $212.0K | 0.00% | +3,859+165.3% | Added |
| Segall Bryant & Hamill, LLC | 6,197 | $211.0K | 0.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 6,140 | $209.0K | 0.04% | +6,140 | New |
| Barrett Asset Management, LLC | 6,064 | $207.0K | 0.01% | 00.0% | Unchanged |
| Ropes Wealth Advisors LLC | 6,020 | $205.0K | 0.03% | 00.0% | Unchanged |
| Pinnacle Associates Ltd | 6,000 | $205.0K | 0.00% | +6,000 | New |
| Bassett Hargrove Investment Counsel, LLC | 6,000 | $205.0K | 0.31% | +6,000 | New |
| Bradley Foster & Sargent Inc | 5,963 | $203.0K | 0.00% | +5,963 | New |
| Evermay Wealth Management LLC | 5,591 | $191.0K | 0.04% | +5,591 | New |
| Northwestern Mutual Wealth Management Co | 5,530 | $188.0K | 0.00% | +3,150+132.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 4,064 | $139.0K | 0.06% | +42+1.0% | Added |
| Spire Wealth Management | 3,478 | $119.0K | 0.00% | −1,388−28.5% | Reduced |
| McIlrath & Eck, LLC | 3,406 | $116.0K | 0.04% | +1,717+101.7% | Added |
| NEXT Financial Group, Inc | 2,886 | $98.0K | 0.01% | +2,886 | New |
| US Bancorp | 2,711 | $92.0K | 0.00% | +23+0.9% | Added |
| Fifth Third Bancorp | 2,213 | $75.0K | 0.00% | +90+4.2% | Added |
| Salem Investment Counselors Inc | 1,468 | $50.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,226 | $42.0K | 0.00% | +10+0.8% | Added |
| NVWM, LLC | 1,105 | $38.0K | 0.01% | +9+0.8% | Added |
| Wealth Quarterback LLC | 1,109 | $38.0K | 0.02% | +1,109 | New |
| Twin Lakes Capital Management, LLC | 960 | $33.0K | 0.02% | 00.0% | Unchanged |
| McCarthy Asset Management, Inc. | 880 | $30.0K | 0.02% | +14+1.6% | Added |