TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $241.8M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q4 2022
Institutional positions in TRI-CONTINENTAL Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- +13 vs. Q3 2022
- Shares held
- 6.55M
- −11.3K (−0.2%) vs. Q3 2022
- Total value
- $167.0M
- −$927.6K (−0.6%) vs. Q3 2022
- New holders
- 27
- 35 more added
- Sold out
- 14
- 30 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $241.8M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $220.0M |
| Q3 2025 | 154 | $225.0M |
| Q2 2025 | 149 | $207.6M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $233.1M |
| Q2 2024 | 135 | $201.9M |
| Q1 2024 | 129 | $237.1M |
| Q4 2023 | 125 | $207.8M |
| Q3 2023 | 120 | $174.9M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $176.8M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $168.2M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $238.5M |
| Q3 2021 | 113 | $230.9M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 697,482 | $17.9M | 0.00% | +31,678+4.8% | Added |
| Bard Financial Services, Inc. | 618,948 | $15.9M | 1.35% | −24,863−3.9% | Reduced |
| Lazard Asset Management LLC | 451,748 | $11.6M | 0.02% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 430,357 | $11.0M | 3.61% | −7,052−1.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 371,446 | $9.52M | 0.02% | −58,126−13.5% | Reduced |
| Relative Value Partners Group, LLC | 338,232 | $8.67M | 0.61% | −20,361−5.7% | Reduced |
| Raymond James & Associates | 326,201 | $8.36M | 0.01% | +49,334+17.8% | Added |
| Mark Stevens | 282,830 | $7.25M | 0.95% | −6,692−2.3% | Reduced |
| Wells Fargo & Company | 260,668 | $6.68M | 0.00% | −22,163−7.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 249,162 | $6.39M | 0.01% | −44,212−15.1% | Reduced |
| Uncommon Cents Investing LLC | 172,824 | $4.43M | 1.63% | +755+0.4% | Added |
| UBS Group AG | 164,821 | $4.22M | 0.00% | +13,178+8.7% | Added |
| 1832 Asset Management L.P. | 118,469 | $3.04M | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 116,907 | $3.00M | 0.00% | +661+0.6% | Added |
| Royal Bank of Canada | 111,371 | $2.85M | 0.00% | −2,556−2.2% | Reduced |
| Commonwealth Equity Services, LLC | 95,627 | $2.45M | 0.01% | +1,522+1.6% | Added |
| D.A. Davidson & Co. | 86,063 | $2.21M | 0.03% | +2,012+2.4% | Added |
| 1620 Investment Advisors, Inc. | 84,389 | $2.16M | 2.62% | +2,498+3.1% | Added |
| Integrated Wealth Concepts LLC | 79,354 | $2.03M | 0.06% | −3,790−4.6% | Reduced |
| Capstone Financial Advisors, Inc. | 75,513 | $1.94M | 0.16% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 75,403 | $1.93M | 0.00% | −187−0.2% | Reduced |
| First Trust Advisors LP | 71,847 | $1.84M | 0.00% | −382−0.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 71,151 | $1.82M | 0.11% | +31,145+77.9% | Added |
| Bank of America Corp | 63,416 | $1.63M | 0.00% | −109,675−63.4% | Reduced |
| RB Capital Management, LLC | 60,635 | $1.55M | 0.57% | +1,206+2.0% | Added |
| Stolper Co | 57,382 | $1.47M | 0.64% | −826−1.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 54,043 | $1.39M | 0.01% | +1,857+3.6% | Added |
| Shaker Financial Services, LLC | 53,962 | $1.38M | 0.65% | +53,962 | New |
| Thrivent Financial for Lutherans | 42,358 | $1.09M | 0.00% | +321+0.8% | Added |
| Successful Portfolios LLC | 32,511 | $833.0K | 0.54% | −735−2.2% | Reduced |
| Atlas Wealth LLC | 30,802 | $789.5K | 0.21% | +30,802 | New |
| Whitener Capital Management, Inc. | 30,619 | $784.8K | 0.34% | +5,762+23.2% | Added |
| HighTower Advisors, LLC | 29,765 | $764.0K | 0.00% | +516+1.8% | Added |
| Tiaa, FSB | 26,411 | $676.9K | 0.00% | +3,644+16.0% | Added |
| Albion Financial Group | 25,497 | $653.5K | 0.06% | 00.0% | Unchanged |
| Altus Wealth Group LLC | 24,596 | $630.4K | 0.48% | +345+1.4% | Added |
| Transform Wealth, LLC | 22,773 | $583.7K | 0.07% | +22,773 | New |
| First Republic Investment Management, Inc. | 22,669 | $581.0K | 0.00% | +11,942+111.3% | Added |
| LPL Financial LLC | 22,418 | $574.6K | 0.00% | −5,105−18.5% | Reduced |
| Koshinski Asset Management, Inc. | 22,289 | $571.3K | 0.06% | −329−1.5% | Reduced |
| Kestra Advisory Services, LLC | 21,700 | $556.2K | 0.00% | −5,548−20.4% | Reduced |
| Heritage Wealth Advisors | 21,681 | $555.7K | 0.03% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 17,668 | $452.8K | 0.01% | −685−3.7% | Reduced |
| Citadel Advisors LLC | 17,650 | $452.4K | 0.00% | +17,650 | New |
| Sheaff Brock Investment Advisors, LLC | 17,414 | $446.3K | 0.05% | 00.0% | Unchanged |
| Retirement Income Solutions, Inc | 17,301 | $443.4K | 0.14% | +17,301 | New |
| First PREMIER Bank | 16,574 | $425.0K | 0.13% | 00.0% | Unchanged |
| Cetera Advisors LLC | 16,579 | $424.9K | 0.01% | +377+2.3% | Added |
| AMG National Trust Bank | 15,791 | $404.7K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 15,000 | $384.0K | 0.00% | +2,726+22.2% | Added |
| Kirr Marbach & Co LLC | 13,932 | $357.1K | 0.11% | 00.0% | Unchanged |
| Creative Planning | 13,781 | $353.2K | 0.00% | 00.0% | Unchanged |
| Cora Capital Advisors LLC | 13,332 | $341.7K | 0.24% | +13,332 | New |
| Tower Wealth Partners, Inc. | 11,817 | $302.9K | 0.26% | +387+3.4% | Added |
| Oppenheimer & Co Inc | 11,728 | $300.6K | 0.01% | +129+1.1% | Added |
| MSH Capital Advisors LLC | 11,470 | $294.0K | 0.13% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 11,358 | $291.1K | 0.05% | +11,358 | New |
| Kovack Advisors, Inc. | 11,231 | $287.9K | 0.04% | −346−3.0% | Reduced |
| Nations Financial Group Inc, | 11,223 | $287.7K | 0.03% | +11,223 | New |
| American Institute for Advanced Investment Management, LLP | 10,626 | $272.3K | 0.25% | +245+2.4% | Added |
| CI Private Wealth, LLC | 9,806 | $251.3K | 0.00% | +9,806 | New |
| Northern Trust Corp | 9,762 | $250.2K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 9,762 | $250.2K | 0.00% | +9,762 | New |
| Foundations Investment Advisors, LLC | 9,645 | $247.2K | 0.01% | +315+3.4% | Added |
| Twin Focus Capital Partners, LLC | 9,500 | $243.5K | 0.05% | −5,900−38.3% | Reduced |
| Ferguson Wellman Capital Management, Inc | 9,266 | $237.0K | 0.01% | 00.0% | Unchanged |
| Weiss Asset Management LP | 9,110 | $233.5K | 0.01% | +9,110 | New |
| Nwam LLC | 9,106 | $233.4K | 0.02% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 9,104 | $233.3K | 0.03% | +297+3.4% | Added |
| Raymond James Trust N.A. | 8,917 | $229.0K | 0.01% | −644−6.7% | Reduced |
| Gofen & Glossberg LLC | 8,831 | $226.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 8,571 | $219.7K | 0.00% | +4,051+89.6% | Added |
| Wesbanco Bank Inc | 8,473 | $218.0K | 0.01% | 00.0% | Unchanged |
| FourThought Financial Partners, LLC | 8,445 | $216.4K | 0.03% | +8,445 | New |
| Davenport & Co LLC | 8,414 | $216.0K | 0.00% | +194+2.4% | Added |
| 9258 Wealth Management, LLC | 8,159 | $209.1K | 0.05% | −916−10.1% | Reduced |
| Millennium Management LLC | 8,139 | $209.0K | 0.00% | −18,726−69.7% | Reduced |
| Guggenheim Capital LLC | 8,147 | $208.8K | 0.00% | −4,772−36.9% | Reduced |
| Allworth Financial LP | 7,665 | $196.4K | 0.00% | +200+2.7% | Added |
| Ancora Advisors, LLC | 6,900 | $177.0K | 0.01% | 00.0% | Unchanged |
| Elequin Capital LP | 5,665 | $145.2K | 0.04% | +5,665 | New |
| Brown, Lisle/Cummings, Inc. | 5,475 | $140.3K | 0.08% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 5,160 | $132.0K | 0.00% | +3,000+138.9% | Added |
| JPMorgan Chase & Co | 4,977 | $128.0K | 0.00% | +4,977 | New |
| US Bancorp | 4,835 | $123.9K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,411 | $87.4K | 0.00% | +531+18.4% | Added |
| Brown Brothers Harriman & Co | 3,057 | $78.4K | 0.00% | −1,527−33.3% | Reduced |
| Pathstone Family Office, LLC | 22,582 | $77.6K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 3,000 | $77.0K | 0.09% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 2,500 | $64.1K | 0.01% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 2,086 | $53.5K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 1,958 | $50.2K | 0.01% | +45+2.4% | Added |
| Benjamin F. Edwards & Company, Inc. | 1,728 | $44.0K | 0.00% | −248−12.6% | Reduced |
| Fifth Third Bancorp | 1,666 | $42.7K | 0.00% | −690−29.3% | Reduced |
| Spire Wealth Management | 1,650 | $42.0K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 1,611 | $41.0K | 0.03% | +44+2.8% | Added |
| Madden Securities Corp | 1,469 | $37.6K | 0.02% | +1,469 | New |
| Salem Investment Counselors Inc | 1,468 | $37.6K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,455 | $37.0K | 0.00% | +1,412+3,283.7% | Added |
| U.S. Capital Wealth Advisors, LLC | 1,400 | $35.9K | 0.00% | +1,400 | New |