TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q4 2022
Institutional positions in TRI-CONTINENTAL Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- +13 vs. Q3 2022
- Shares held
- 6.54M
- −11.3K (−0.2%) vs. Q3 2022
- Total value
- $167.0M
- −$677.4K (−0.4%) vs. Q3 2022
- New holders
- 27
- 35 more added
- Sold out
- 14
- 30 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $26 | 0.00% | +1 | New |
| GWM Advisors LLC | 2,059 | $53 | 0.00% | +2,059 | New |
| Private Advisor Group, LLC | 12,215 | $313 | 0.00% | −454−3.6% | Reduced |
| Center for Financial Planning, Inc. | 23 | $589 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 38 | $974 | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 56 | $1.44K | 0.00% | +56 | New |
| Sound Income Strategies, LLC | 85 | $2.19K | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 166 | $4.00K | 0.00% | +166 | New |
| SJS Investment Consulting Inc. | 231 | $5.92K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 251 | $6.43K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 284 | $7.28K | 0.00% | +284 | New |
| Fiduciary Alliance LLC | 327 | $8.38K | 0.00% | +327 | New |
| Advisory Services Network, LLC | 464 | $11.9K | 0.00% | +464 | New |
| CVA Family Office, LLC | 464 | $11.9K | 0.00% | 00.0% | Unchanged |
| Addison Advisors LLC | 470 | $12.0K | 0.01% | 00.0% | Unchanged |
| Tilia Fiduciary Partners, Inc. | 652 | $16.7K | 0.02% | +22+3.5% | Added |
| Private Trust Co NA | 775 | $20.0K | 0.00% | +17+2.2% | Added |
| IFP Advisors, Inc | 742 | $21.0K | 0.00% | −324−30.4% | Reduced |
| MinichMacGregor Wealth Management, LLC | 860 | $22.0K | 0.01% | +860 | New |
| JFS Wealth Advisors, LLC | 1,047 | $26.8K | 0.00% | +1,047 | New |
| Armstrong Advisory Group, Inc | 1,109 | $28.4K | 0.00% | +1,109 | New |
| Cassady Schiller Wealth Management, LLC | 1,150 | $29.5K | 0.02% | +1,150 | New |
| Thomas J. Herzfeld Advisors, Inc. | 1,311 | $33.6K | 0.01% | +43+3.4% | Added |
| Accel Wealth Management | 1,358 | $34.8K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,360 | $34.9K | 0.00% | −175−11.4% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 1,400 | $35.9K | 0.00% | +1,400 | New |
| CWM, LLC | 1,455 | $37.0K | 0.00% | +1,412+3,283.7% | Added |
| Salem Investment Counselors Inc | 1,468 | $37.6K | 0.00% | 00.0% | Unchanged |
| Madden Securities Corp | 1,469 | $37.6K | 0.02% | +1,469 | New |
| Pathstone Family Office, LLC | 11,291 | $38.8K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 1,611 | $41.0K | 0.03% | +44+2.8% | Added |
| Spire Wealth Management | 1,650 | $42.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 1,666 | $42.7K | 0.00% | −690−29.3% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 1,728 | $44.0K | 0.00% | −248−12.6% | Reduced |
| McIlrath & Eck, LLC | 1,958 | $50.2K | 0.01% | +45+2.4% | Added |
| Global Retirement Partners, LLC | 2,086 | $53.5K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 2,500 | $64.1K | 0.01% | 00.0% | Unchanged |
| First Community Trust NA | 3,000 | $77.0K | 0.09% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 3,057 | $78.4K | 0.00% | −1,527−33.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 3,411 | $87.4K | 0.00% | +531+18.4% | Added |
| US Bancorp | 4,835 | $123.9K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 4,977 | $128.0K | 0.00% | +4,977 | New |
| Rockefeller Capital Management L.P. | 5,160 | $132.0K | 0.00% | +3,000+138.9% | Added |
| Brown, Lisle/Cummings, Inc. | 5,475 | $140.3K | 0.08% | 00.0% | Unchanged |
| Elequin Capital LP | 5,665 | $145.2K | 0.04% | +5,665 | New |
| Ancora Advisors, LLC | 6,900 | $177.0K | 0.01% | 00.0% | Unchanged |
| Allworth Financial LP | 7,665 | $196.4K | 0.00% | +200+2.7% | Added |
| Guggenheim Capital LLC | 8,147 | $208.8K | 0.00% | −4,772−36.9% | Reduced |
| Millennium Management LLC | 8,139 | $209.0K | 0.00% | −18,726−69.7% | Reduced |
| 9258 Wealth Management, LLC | 8,159 | $209.1K | 0.05% | −916−10.1% | Reduced |
| Davenport & Co LLC | 8,414 | $216.0K | 0.00% | +194+2.4% | Added |
| FourThought Financial Partners, LLC | 8,445 | $216.4K | 0.03% | +8,445 | New |
| Wesbanco Bank Inc | 8,473 | $218.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 8,571 | $219.7K | 0.00% | +4,051+89.6% | Added |
| Gofen & Glossberg LLC | 8,831 | $226.0K | 0.01% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 8,917 | $229.0K | 0.01% | −644−6.7% | Reduced |
| Cozad Asset Management Inc | 9,104 | $233.3K | 0.03% | +297+3.4% | Added |
| Nwam LLC | 9,106 | $233.4K | 0.02% | 00.0% | Unchanged |
| Weiss Asset Management LP | 9,110 | $233.5K | 0.01% | +9,110 | New |
| Ferguson Wellman Capital Management, Inc | 9,266 | $237.0K | 0.01% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 9,500 | $243.5K | 0.05% | −5,900−38.3% | Reduced |
| Foundations Investment Advisors, LLC | 9,645 | $247.2K | 0.01% | +315+3.4% | Added |
| Northern Trust Corp | 9,762 | $250.2K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 9,762 | $250.2K | 0.00% | +9,762 | New |
| CI Private Wealth, LLC | 9,806 | $251.3K | 0.00% | +9,806 | New |
| American Institute for Advanced Investment Management, LLP | 10,626 | $272.3K | 0.25% | +245+2.4% | Added |
| Nations Financial Group Inc, | 11,223 | $287.7K | 0.03% | +11,223 | New |
| Kovack Advisors, Inc. | 11,231 | $287.9K | 0.04% | −346−3.0% | Reduced |
| Daymark Wealth Partners, LLC | 11,358 | $291.1K | 0.05% | +11,358 | New |
| MSH Capital Advisors LLC | 11,470 | $294.0K | 0.13% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 11,728 | $300.6K | 0.01% | +129+1.1% | Added |
| Tower Wealth Partners, Inc. | 11,817 | $302.9K | 0.26% | +387+3.4% | Added |
| Cora Capital Advisors LLC | 13,332 | $341.7K | 0.24% | +13,332 | New |
| Creative Planning | 13,781 | $353.2K | 0.00% | 00.0% | Unchanged |
| Kirr Marbach & Co LLC | 13,932 | $357.1K | 0.11% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 15,000 | $384.0K | 0.00% | +2,726+22.2% | Added |
| AMG National Trust Bank | 15,791 | $404.7K | 0.01% | 00.0% | Unchanged |
| Cetera Advisors LLC | 16,579 | $424.9K | 0.01% | +377+2.3% | Added |
| First PREMIER Bank | 16,574 | $425.0K | 0.13% | 00.0% | Unchanged |
| Retirement Income Solutions, Inc | 17,301 | $443.4K | 0.14% | +17,301 | New |
| Sheaff Brock Investment Advisors, LLC | 17,414 | $446.3K | 0.05% | 00.0% | Unchanged |
| Citadel Advisors LLC | 17,650 | $452.4K | 0.00% | +17,650 | New |
| Johnson Investment Counsel Inc | 17,668 | $452.8K | 0.01% | −685−3.7% | Reduced |
| Heritage Wealth Advisors | 21,681 | $555.7K | 0.03% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 21,700 | $556.2K | 0.00% | −5,548−20.4% | Reduced |
| Koshinski Asset Management, Inc. | 22,289 | $571.3K | 0.06% | −329−1.5% | Reduced |
| LPL Financial LLC | 22,418 | $574.6K | 0.00% | −5,105−18.5% | Reduced |
| First Republic Investment Management, Inc. | 22,669 | $581.0K | 0.00% | +11,942+111.3% | Added |
| Transform Wealth, LLC | 22,773 | $583.7K | 0.07% | +22,773 | New |
| Altus Wealth Group LLC | 24,596 | $630.4K | 0.48% | +345+1.4% | Added |
| Albion Financial Group | 25,497 | $653.5K | 0.06% | 00.0% | Unchanged |
| Tiaa, FSB | 26,411 | $676.9K | 0.00% | +3,644+16.0% | Added |
| HighTower Advisors, LLC | 29,765 | $764.0K | 0.00% | +516+1.8% | Added |
| Whitener Capital Management, Inc. | 30,619 | $784.8K | 0.34% | +5,762+23.2% | Added |
| Atlas Wealth LLC | 30,802 | $789.5K | 0.21% | +30,802 | New |
| Successful Portfolios LLC | 32,511 | $833.0K | 0.54% | −735−2.2% | Reduced |
| Thrivent Financial for Lutherans | 42,358 | $1.09M | 0.00% | +321+0.8% | Added |
| Shaker Financial Services, LLC | 53,962 | $1.38M | 0.65% | +53,962 | New |
| Cambridge Investment Research Advisors, Inc. | 54,043 | $1.39M | 0.01% | +1,857+3.6% | Added |
| Stolper Co | 57,382 | $1.47M | 0.64% | −826−1.4% | Reduced |