TRI-CONTINENTAL Corp

Exchange: NYSE
SEC CIK: 0000099614

SEC filings (opens in a new tab)

No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.

Other share classesTY.P

Q4 2022 vs. Q3 2022

How the institutions holding TRI-CONTINENTAL Corp changed between Q3 2022 and Q4 2022.

All holders in Q4 2022 All holders in Q3 2022

13F holders of TY: Q3 2022 compared with Q4 2022
Measure	Q3 2022	Of which not filed for Q4 2022	Q4 2022	Change
Holders	114	2	125	+13
Shares	6.56M	9.94K	6.54M	−11.3K (−0.2%)
Value	$167.9M	$253.7K	$167.0M	−$677.4K (−0.4%)

2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (27)

Institutions that held TRI-CONTINENTAL Corp at the end of Q4 2022 but not at the end of Q3 2022.

Institutions new to TY in Q4 2022
Institution	Shares	Value	% of portfolio
Shaker Financial Services, LLC	53,962	$1.38M	0.65%
Atlas Wealth LLC	30,802	$789.5K	0.21%
Transform Wealth, LLC	22,773	$583.7K	0.07%
Citadel Advisors LLC	17,650	$452.4K	0.00%
Retirement Income Solutions, Inc	17,301	$443.4K	0.14%
Cora Capital Advisors LLC	13,332	$341.7K	0.24%
Daymark Wealth Partners, LLC	11,358	$291.1K	0.05%
Nations Financial Group Inc,	11,223	$287.7K	0.03%
CI Private Wealth, LLC	9,806	$251.3K	0.00%
Jane Street Group, LLC	9,762	$250.2K	0.00%
Weiss Asset Management LP	9,110	$233.5K	0.01%
FourThought Financial Partners, LLC	8,445	$216.4K	0.03%
Elequin Capital LP	5,665	$145.2K	0.04%
JPMorgan Chase & Co	4,977	$128.0K	0.00%
Madden Securities Corp	1,469	$37.6K	0.02%
U.S. Capital Wealth Advisors, LLC	1,400	$35.9K	0.00%
Cassady Schiller Wealth Management, LLC	1,150	$29.5K	0.02%
Armstrong Advisory Group, Inc	1,109	$28.4K	0.00%
JFS Wealth Advisors, LLC	1,047	$26.8K	0.00%
MinichMacGregor Wealth Management, LLC	860	$22.0K	0.01%
Advisory Services Network, LLC	464	$11.9K	0.00%
Fiduciary Alliance LLC	327	$8.38K	0.00%
Belpointe Asset Management LLC	284	$7.28K	0.00%
Retirement Group, LLC	166	$4.00K	0.00%
Money Concepts Capital Corp	56	$1.44K	0.00%
GWM Advisors LLC	2,059	$53	0.00%
FMR LLC	1	$26	0.00%

Sold out (14)

Institutions that held TRI-CONTINENTAL Corp at the end of Q3 2022 and filed for Q4 2022 without it.

Institutions that sold out of TY in Q4 2022
Institution	Shares, Q3 2022	Value, Q3 2022
Tandem Capital Management Corp	22,700	$598.0K
Quantedge Capital Pte Ltd	9,781	$250.0K
Susquehanna Fundamental Investments, LLC	9,455	$242.0K
Lido Advisors, LLC	9,217	$235.0K
Laurel Wealth Advisors, Inc.	9,177	$235.0K
Mariner, LLC	8,083	$207.0K
M&R Capital Management Inc	871	$22.0K
Howe & Rusling Inc	682	$17.0K
GPS Wealth Strategies Group, LLC	649	$17.0K
NVWM, LLC	552	$14.0K
Sugarloaf Wealth Management, LLC	417	$11.0K
Trust Co of Vermont	300	$8.00K
Gradient Investments LLC	227	$6.00K
BlackRock Inc.	169	$4.00K

Not filed for Q4 2022 yet (2)

Institutions that held TRI-CONTINENTAL Corp at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding TY in Q3 2022 that haven't filed for Q4 2022
Institution	Shares, Q3 2022	Value, Q3 2022
FourThought Financial, LLC	9,640	$246.0K
American Portfolios Advisors	300	$7.68K