TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $241.8M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q3 2022
Institutional positions in TRI-CONTINENTAL Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 114
- −6 vs. Q2 2022
- Shares held
- 6.57M
- −122.6K (−1.8%) vs. Q2 2022
- Total value
- $168.2M
- −$10.2M (−5.7%) vs. Q2 2022
- New holders
- 9
- 31 more added
- Sold out
- 15
- 33 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $241.8M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $220.0M |
| Q3 2025 | 154 | $225.0M |
| Q2 2025 | 149 | $207.6M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $233.1M |
| Q2 2024 | 135 | $201.9M |
| Q1 2024 | 129 | $237.1M |
| Q4 2023 | 125 | $207.8M |
| Q3 2023 | 120 | $174.9M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $176.8M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $168.2M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $238.5M |
| Q3 2021 | 113 | $230.9M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 665,804 | $17.0M | 0.00% | −102,705−13.4% | Reduced |
| Bard Financial Services, Inc. | 643,811 | $16.5M | 1.54% | −11,074−1.7% | Reduced |
| Lazard Asset Management LLC | 451,748 | $11.5M | 0.02% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 437,409 | $11.2M | 4.00% | −9,018−2.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 429,572 | $11.0M | 0.02% | +190,359+79.6% | Added |
| Relative Value Partners Group, LLC | 358,593 | $9.17M | 0.75% | −4,266−1.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 293,374 | $7.50M | 0.02% | +3,961+1.4% | Added |
| Mark Stevens | 289,522 | $7.40M | 1.04% | −8,532−2.9% | Reduced |
| Wells Fargo & Company | 282,831 | $7.23M | 0.00% | +26,967+10.5% | Added |
| Raymond James & Associates | 276,867 | $7.08M | 0.01% | −4,795−1.7% | Reduced |
| Bank of America Corp | 173,091 | $4.42M | 0.00% | −2,366−1.3% | Reduced |
| Uncommon Cents Investing LLC | 172,069 | $4.40M | 1.85% | +890+0.5% | Added |
| UBS Group AG | 151,643 | $3.88M | 0.00% | +3,363+2.3% | Added |
| 1832 Asset Management L.P. | 118,469 | $3.03M | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 116,246 | $2.97M | 0.00% | +14,720+14.5% | Added |
| Royal Bank of Canada | 113,927 | $2.91M | 0.00% | +24,523+27.4% | Added |
| Commonwealth Equity Services, LLC | 94,105 | $2.40M | 0.01% | +38,954+70.6% | Added |
| D.A. Davidson & Co. | 84,051 | $2.15M | 0.03% | +5,349+6.8% | Added |
| Integrated Wealth Concepts LLC | 83,144 | $2.13M | 0.07% | +9,868+13.5% | Added |
| 1620 Investment Advisors, Inc. | 81,891 | $2.09M | 3.09% | +81,511+21,450.3% | Added |
| Advisor Group Holdings, Inc. | 75,590 | $1.93M | 0.00% | +5,342+7.6% | Added |
| Capstone Financial Advisors, Inc. | 75,513 | $1.93M | 0.18% | 00.0% | Unchanged |
| First Trust Advisors LP | 72,229 | $1.85M | 0.00% | −4,292−5.6% | Reduced |
| RB Capital Management, LLC | 59,429 | $1.52M | 0.58% | −835−1.4% | Reduced |
| Stolper Co | 58,208 | $1.49M | 0.73% | +1,625+2.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 52,186 | $1.33M | 0.01% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 42,037 | $1.07M | 0.00% | −18,876−31.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 40,006 | $1.02M | 0.07% | +5,230+15.0% | Added |
| Successful Portfolios LLC | 33,246 | $850.0K | 0.62% | −1,279−3.7% | Reduced |
| Altus Wealth Group LLC | 24,251 | $809.0K | 0.80% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 29,249 | $747.0K | 0.00% | +123+0.4% | Added |
| LPL Financial LLC | 27,523 | $703.0K | 0.00% | −12,437−31.1% | Reduced |
| Kestra Advisory Services, LLC | 27,248 | $696.0K | 0.01% | +5,723+26.6% | Added |
| Millennium Management LLC | 26,865 | $687.0K | 0.00% | +26,865 | New |
| Albion Financial Group | 25,497 | $652.0K | 0.07% | 00.0% | Unchanged |
| Whitener Capital Management, Inc. | 24,857 | $635.0K | 0.30% | +9,004+56.8% | Added |
| Tandem Capital Management Corp | 22,700 | $598.0K | 0.50% | −1,000−4.2% | Reduced |
| Tiaa, FSB | 22,767 | $582.0K | 0.00% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 22,618 | $578.0K | 0.07% | +622+2.8% | Added |
| Pathstone Family Office, LLC | 22,582 | $577.6K | 0.01% | +11,291+100.0% | Added |
| Heritage Wealth Advisors | 21,681 | $554.2K | 0.04% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 18,353 | $469.0K | 0.01% | +40.0% | Added |
| Sheaff Brock Investment Advisors, LLC | 17,414 | $445.0K | 0.05% | −15−0.1% | Reduced |
| First PREMIER Bank | 16,574 | $424.0K | 0.14% | 00.0% | Unchanged |
| Cetera Advisors LLC | 16,202 | $414.0K | 0.01% | −3,336−17.1% | Reduced |
| AMG National Trust Bank | 15,791 | $404.0K | 0.02% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 15,400 | $394.0K | 0.09% | −1,000−6.1% | Reduced |
| Kirr Marbach & Co LLC | 13,932 | $356.0K | 0.12% | 00.0% | Unchanged |
| Creative Planning | 13,781 | $352.0K | 0.00% | −1,545−10.1% | Reduced |
| Guggenheim Capital LLC | 12,919 | $330.0K | 0.00% | −16,461−56.0% | Reduced |
| Private Advisor Group, LLC | 12,669 | $324.0K | 0.00% | +13+0.1% | Added |
| Janney Montgomery Scott LLC | 12,274 | $314.0K | 0.00% | +37+0.3% | Added |
| Tower Wealth Partners, Inc. | 11,430 | $312.0K | 0.30% | +113+1.0% | Added |
| Oppenheimer & Co Inc | 11,599 | $296.0K | 0.01% | −500−4.1% | Reduced |
| Kovack Advisors, Inc. | 11,577 | $296.0K | 0.04% | −125−1.1% | Reduced |
| MSH Capital Advisors LLC | 11,470 | $293.2K | 0.14% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 10,727 | $274.0K | 0.00% | 00.0% | Unchanged |
| American Institute for Advanced Investment Management, LLP | 10,381 | $265.0K | 0.25% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 9,781 | $250.0K | 0.08% | −20,200−67.4% | Reduced |
| Northern Trust Corp | 9,762 | $250.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 9,640 | $246.0K | 0.04% | −1,182−10.9% | Reduced |
| Raymond James Trust N.A. | 9,561 | $244.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 9,455 | $242.0K | 0.00% | +9,455 | New |
| Foundations Investment Advisors, LLC | 9,330 | $238.0K | 0.01% | +9,330 | New |
| Ferguson Wellman Capital Management, Inc | 9,266 | $237.0K | 0.01% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 9,177 | $235.0K | 0.03% | −3,833−29.5% | Reduced |
| Lido Advisors, LLC | 9,217 | $235.0K | 0.00% | −742−7.5% | Reduced |
| Nwam LLC | 9,106 | $233.0K | 0.02% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 9,075 | $232.0K | 0.06% | −1,729−16.0% | Reduced |
| Gofen & Glossberg LLC | 8,831 | $226.0K | 0.01% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 8,807 | $225.0K | 0.04% | +8,807 | New |
| Wesbanco Bank Inc | 8,473 | $216.0K | 0.01% | 00.0% | Unchanged |
| Davenport & Co LLC | 8,220 | $210.0K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 8,083 | $207.0K | 0.00% | +8,083 | New |
| Allworth Financial LP | 7,465 | $191.0K | 0.00% | +59+0.8% | Added |
| Ancora Advisors, LLC | 6,900 | $176.0K | 0.01% | −3,524−33.8% | Reduced |
| Brown, Lisle/Cummings, Inc. | 5,475 | $139.9K | 0.08% | 00.0% | Unchanged |
| US Bancorp | 4,835 | $124.0K | 0.00% | +2,725+129.1% | Added |
| Brown Brothers Harriman & Co | 4,584 | $117.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,520 | $116.0K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 3,000 | $77.0K | 0.10% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,880 | $74.0K | 0.00% | −113−3.8% | Reduced |
| Clearstead Advisors, LLC | 2,500 | $64.0K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,356 | $60.0K | 0.00% | −72−3.0% | Reduced |
| Global Retirement Partners, LLC | 2,086 | $57.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 2,160 | $55.0K | 0.00% | −161−6.9% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 1,976 | $51.0K | 0.00% | −1,797−47.6% | Reduced |
| McIlrath & Eck, LLC | 1,913 | $49.0K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 1,650 | $42.0K | 0.00% | −939−36.3% | Reduced |
| Tyler-Stone Wealth Management | 1,567 | $40.0K | 0.03% | +16+1.0% | Added |
| Steward Partners Investment Advisory, LLC | 1,535 | $39.0K | 0.00% | +302+24.5% | Added |
| Salem Investment Counselors Inc | 1,468 | $38.0K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 1,358 | $37.0K | 0.02% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,268 | $32.0K | 0.01% | +13+1.0% | Added |
| IFP Advisors, Inc | 1,066 | $29.0K | 0.00% | −12−1.1% | Reduced |
| M&R Capital Management Inc | 871 | $22.0K | 0.01% | 00.0% | Unchanged |
| Private Trust Co NA | 758 | $19.0K | 0.00% | 00.0% | Unchanged |
| Howe & Rusling Inc | 682 | $17.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 649 | $17.0K | 0.00% | +7+1.1% | Added |
| Tilia Fiduciary Partners, Inc. | 630 | $16.0K | 0.02% | +6+1.0% | Added |