TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $241.8M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q4 2023
Institutional positions in TRI-CONTINENTAL Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- +8 vs. Q3 2023
- Shares held
- 6.59M
- +286.9K (+4.6%) vs. Q3 2023
- Total value
- $190.0M
- +$22.4M (+13.4%) vs. Q3 2023
- New holders
- 18
- 40 more added
- Sold out
- 10
- 34 more reduced
3 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $241.8M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $220.0M |
| Q3 2025 | 154 | $225.0M |
| Q2 2025 | 149 | $207.6M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $233.1M |
| Q2 2024 | 135 | $201.9M |
| Q1 2024 | 129 | $237.1M |
| Q4 2023 | 125 | $207.8M |
| Q3 2023 | 120 | $174.9M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $176.8M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $168.2M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $238.5M |
| Q3 2021 | 113 | $230.9M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 596,808 | $17.2M | 0.00% | +5,600+0.9% | Added |
| Allspring Global Investments Holdings, LLC | 567,088 | $16.3M | 0.03% | +121,196+27.2% | Added |
| Bard Financial Services, Inc. | 537,183 | $15.5M | 1.74% | −30,470−5.4% | Reduced |
| Lazard Asset Management LLC | 449,805 | $13.0M | 0.02% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 415,869 | $12.0M | 2.87% | −4,112−1.0% | Reduced |
| Raymond James & Associates | 304,316 | $8.77M | 0.01% | −1,252−0.4% | Reduced |
| Wells Fargo & Company | 269,748 | $7.78M | 0.00% | +15,351+6.0% | Added |
| UBS Group AG | 251,377 | $7.25M | 0.00% | −148−0.1% | Reduced |
| Relative Value Partners Group, LLC | 241,439 | $6.96M | 0.43% | −4,229−1.7% | Reduced |
| HTLF Bank | 239,048 | $6.89M | 0.81% | +239,048 | New |
| Raymond James Financial Services Advisors, Inc. | 222,957 | $6.43M | 0.01% | −8,070−3.5% | Reduced |
| Uncommon Cents Investing LLC | 168,713 | $4.86M | 1.61% | −3,750−2.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 132,655 | $3.82M | 0.22% | +4,631+3.6% | Added |
| Wealth Enhancement Advisory Services, LLC | 119,002 | $3.43M | 0.01% | +3,031+2.6% | Added |
| Stifel Financial Corp | 104,135 | $3.00M | 0.00% | +426+0.4% | Added |
| Royal Bank of Canada | 89,672 | $2.59M | 0.00% | −2,051−2.2% | Reduced |
| 1620 Investment Advisors, Inc. | 87,228 | $2.51M | 2.75% | +1,302+1.5% | Added |
| Cornerstone Advisors, LLC | 86,595 | $2.50M | 0.11% | −8,098−8.6% | Reduced |
| D.A. Davidson & Co. | 81,427 | $2.35M | 0.02% | −4,144−4.8% | Reduced |
| Capstone Financial Advisors, Inc. | 75,513 | $2.18M | 0.16% | 00.0% | Unchanged |
| Mariner, LLC | 73,522 | $2.12M | 0.01% | +653+0.9% | Added |
| Advisor Group Holdings, Inc. | 72,601 | $2.09M | 0.00% | −5,796−7.4% | Reduced |
| Integrated Wealth Concepts LLC | 71,445 | $2.06M | 0.03% | −5,550−7.2% | Reduced |
| RB Capital Management, LLC | 60,494 | $1.74M | 0.50% | −290.0% | Reduced |
| Baltimore-Washington Financial Advisors, Inc. | 57,192 | $1.65M | 0.11% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 53,856 | $1.55M | 0.00% | +25,260+88.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 53,257 | $1.53M | 0.01% | −148−0.3% | Reduced |
| Stolper Co | 52,772 | $1.52M | 0.61% | +971+1.9% | Added |
| First Trust Advisors LP | 49,564 | $1.43M | 0.00% | −5,327−9.7% | Reduced |
| Commonwealth Equity Services, LLC | 48,512 | $1.40M | 0.00% | −61,095−55.7% | Reduced |
| Bank of America Corp | 45,808 | $1.32M | 0.00% | −2,142−4.5% | Reduced |
| LPL Financial LLC | 40,523 | $1.17M | 0.00% | +3,703+10.1% | Added |
| CNH Partners LLC | 37,093 | $1.07M | 0.04% | −17,465−32.0% | Reduced |
| Albion Financial Group | 36,595 | $1.06M | 0.09% | −5,202−12.4% | Reduced |
| Shaker Financial Services, LLC | 36,464 | $1.05M | 0.43% | −51,467−58.5% | Reduced |
| Whitener Capital Management, Inc. | 35,455 | $1.02M | 0.37% | −834−2.3% | Reduced |
| Landscape Capital Management, L.L.C. | 33,645 | $970.0K | 0.09% | +20,955+165.1% | Added |
| Altus Wealth Group LLC | 26,174 | $754.6K | 0.42% | +16+0.1% | Added |
| HighTower Advisors, LLC | 25,096 | $725.0K | 0.00% | +184+0.7% | Added |
| Concurrent Investment Advisors, LLC | 23,849 | $687.6K | 0.03% | +23,849 | New |
| We Are One Seven, LLC | 23,373 | $673.8K | 0.04% | +23,373 | New |
| Tiaa Trust, National Association | 22,767 | $656.4K | 0.00% | −3,832−14.4% | Reduced |
| Savant Capital, LLC | 21,378 | $616.3K | 0.01% | +4,458+26.3% | Added |
| Heritage Wealth Advisors | 21,183 | $610.7K | 0.03% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 19,177 | $552.9K | 0.08% | +5,337+38.6% | Added |
| JPMorgan Chase & Co | 19,013 | $548.1K | 0.00% | +17,225+963.4% | Added |
| Transform Wealth, LLC | 18,110 | $522.1K | 0.05% | −5,330−22.7% | Reduced |
| Kestra Advisory Services, LLC | 16,893 | $487.0K | 0.00% | −6,577−28.0% | Reduced |
| First PREMIER Bank | 16,574 | $478.0K | 0.13% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 16,225 | $467.8K | 0.01% | +60.0% | Added |
| Successful Portfolios LLC | 15,632 | $450.7K | 0.34% | −123−0.8% | Reduced |
| Guggenheim Capital LLC | 15,071 | $434.5K | 0.00% | +6,836+83.0% | Added |
| Kirr Marbach & Co LLC | 14,882 | $429.0K | 0.11% | 00.0% | Unchanged |
| First Financial Bankshares Inc | 13,726 | $395.7K | 0.01% | +13,726 | New |
| Creative Planning | 12,915 | $372.3K | 0.00% | 00.0% | Unchanged |
| Tower Wealth Partners, Inc. | 12,257 | $353.4K | 0.25% | +45+0.4% | Added |
| Northern Trust Corp | 11,759 | $339.0K | 0.00% | +35+0.3% | Added |
| Priebe Wealth Holdings LLC | 11,608 | $334.7K | 0.27% | +11,608 | New |
| Stonebrook Private Inc. | 11,582 | $333.9K | 0.11% | +11,582 | New |
| MSH Capital Advisors LLC | 11,470 | $330.7K | 0.12% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 11,338 | $327.0K | 0.00% | −6,960−38.0% | Reduced |
| Pathstone Holdings, LLC | 11,291 | $325.5K | 0.00% | +11,291 | New |
| Sheaff Brock Investment Advisors, LLC | 11,243 | $324.1K | 0.03% | −40.0% | Reduced |
| Nations Financial Group Inc, | 11,242 | $324.1K | 0.03% | +102+0.9% | Added |
| American Institute for Advanced Investment Management, LLP | 10,682 | $308.0K | 0.27% | +39+0.4% | Added |
| Cora Capital Advisors LLC | 10,388 | $299.5K | 0.18% | +36+0.3% | Added |
| Private Advisor Group, LLC | 10,307 | $297.1K | 0.00% | +1,275+14.1% | Added |
| Foundations Investment Advisors, LLC | 10,098 | $294.7K | 0.01% | +133+1.3% | Added |
| Ferguson Wellman Capital Management, Inc | 9,266 | $267.1K | 0.01% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 9,000 | $259.5K | 0.05% | −500−5.3% | Reduced |
| ZWJ Investment Counsel Inc | 8,811 | $254.0K | 0.01% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 8,676 | $250.1K | 0.01% | +8,676 | New |
| Daymark Wealth Partners, LLC | 8,609 | $248.2K | 0.02% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 8,536 | $246.1K | 0.01% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 8,473 | $244.3K | 0.01% | 00.0% | Unchanged |
| Cetera Advisors LLC | 8,215 | $236.8K | 0.00% | −568−6.5% | Reduced |
| Tandem Capital Management Corp | 8,100 | $233.5K | 0.14% | 00.0% | Unchanged |
| Prentiss Smith & Co Inc | 7,973 | $229.9K | 0.17% | +7,973 | New |
| The PNC Financial Services Group, Inc. | 7,618 | $219.6K | 0.00% | +8+0.1% | Added |
| AE Wealth Management LLC | 7,385 | $214.7K | 0.00% | +7,385 | New |
| EP Wealth Advisors, LLC | 7,345 | $211.8K | 0.00% | +7,345 | New |
| Snowden Capital Advisors LLC | 7,026 | $202.6K | 0.01% | +7,026 | New |
| Independent Family Office, LLC | 6,987 | $201.4K | 0.11% | +6,987 | New |
| International Assets Investment Management, LLC | 6,965 | $200.8K | 0.03% | +6,965 | New |
| Brown, Lisle/Cummings, Inc. | 6,800 | $196.0K | 0.07% | +1,000+17.2% | Added |
| Allworth Financial LP | 6,731 | $194.1K | 0.00% | +84+1.3% | Added |
| Ancora Advisors, LLC | 5,900 | $170.1K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,826 | $168.0K | 0.00% | −58−1.0% | Reduced |
| Carmichael Hill & Associates, Inc. | 4,960 | $143.0K | 0.06% | 00.0% | Unchanged |
| US Bancorp | 4,852 | $139.9K | 0.00% | +10+0.2% | Added |
| Bessemer Group Inc | 3,744 | $108.0K | 0.00% | +13+0.3% | Added |
| Parallel Advisors, LLC | 3,240 | $93.4K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 3,057 | $88.1K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 3,000 | $86.5K | 0.09% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,998 | $86.4K | 0.00% | +9+0.3% | Added |
| Lowe Wealth Advisors, LLC | 2,615 | $75.4K | 0.04% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 2,500 | $72.1K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,071 | $59.7K | 0.00% | +7+0.3% | Added |
| Global Retirement Partners, LLC | 2,086 | $59.6K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 1,968 | $56.7K | 0.01% | +7+0.4% | Added |