TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $241.8M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q2 2023
Institutional positions in TRI-CONTINENTAL Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 122
- +6 vs. Q1 2023
- Shares held
- 6.50M
- −162.1K (−2.4%) vs. Q1 2023
- Total value
- $178.1M
- +$1.36M (+0.8%) vs. Q1 2023
- New holders
- 13
- 41 more added
- Sold out
- 7
- 33 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $241.8M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $220.0M |
| Q3 2025 | 154 | $225.0M |
| Q2 2025 | 149 | $207.6M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $233.1M |
| Q2 2024 | 135 | $201.9M |
| Q1 2024 | 129 | $237.1M |
| Q4 2023 | 125 | $207.8M |
| Q3 2023 | 120 | $174.9M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $176.8M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $168.2M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $238.5M |
| Q3 2021 | 113 | $230.9M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 648,903 | $17.8M | 0.00% | −45,003−6.5% | Reduced |
| Bard Financial Services, Inc. | 606,405 | $16.6M | 1.26% | −14,784−2.4% | Reduced |
| Lazard Asset Management LLC | 452,487 | $12.4M | 0.02% | +739+0.2% | Added |
| Blue Bell Private Wealth Management, LLC | 422,438 | $11.6M | 3.06% | −1,059−0.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 406,930 | $11.2M | 0.02% | +8,384+2.1% | Added |
| Raymond James & Associates | 319,948 | $8.77M | 0.01% | −3,590−1.1% | Reduced |
| Wells Fargo & Company | 268,843 | $7.37M | 0.00% | +689+0.3% | Added |
| Mark Stevens | 258,766 | $7.10M | 0.91% | −6,013−2.3% | Reduced |
| UBS Group AG | 253,268 | $6.94M | 0.00% | +929+0.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 249,746 | $6.85M | 0.01% | −4,180−1.6% | Reduced |
| Relative Value Partners Group, LLC | 249,245 | $6.83M | 0.44% | −262,971−51.3% | Reduced |
| Uncommon Cents Investing LLC | 171,153 | $4.69M | 1.66% | −776−0.5% | Reduced |
| Stifel Financial Corp | 135,872 | $3.73M | 0.01% | −11,142−7.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 115,276 | $3.16M | 0.19% | +16,745+17.0% | Added |
| Commonwealth Equity Services, LLC | 109,128 | $2.99M | 0.01% | +1,256+1.2% | Added |
| Royal Bank of Canada | 92,767 | $2.54M | 0.00% | −8,838−8.7% | Reduced |
| D.A. Davidson & Co. | 87,024 | $2.39M | 0.03% | +102+0.1% | Added |
| 1620 Investment Advisors, Inc. | 86,402 | $2.37M | 2.57% | +432+0.5% | Added |
| Cornerstone Advisors, LLC | 80,955 | $2.22M | 0.11% | +80,955 | New |
| Advisor Group Holdings, Inc. | 77,726 | $2.13M | 0.00% | +767+1.0% | Added |
| Integrated Wealth Concepts LLC | 77,033 | $2.11M | 0.04% | −7,736−9.1% | Reduced |
| Capstone Financial Advisors, Inc. | 75,513 | $2.07M | 0.16% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 70,746 | $1.94M | 0.85% | +40,068+130.6% | Added |
| RB Capital Management, LLC | 61,758 | $1.69M | 0.52% | +2,477+4.2% | Added |
| Bank of America Corp | 60,254 | $1.65M | 0.00% | +8,199+15.8% | Added |
| First Trust Advisors LP | 55,539 | $1.52M | 0.00% | −2,420−4.2% | Reduced |
| Stolper Co | 52,926 | $1.45M | 0.61% | −1,402−2.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 52,826 | $1.45M | 0.01% | −38−0.1% | Reduced |
| Transform Wealth, LLC | 46,492 | $1.27M | 0.11% | +500+1.1% | Added |
| Albion Financial Group | 41,797 | $1.15M | 0.10% | −245−0.6% | Reduced |
| Whitener Capital Management, Inc. | 35,576 | $975.5K | 0.37% | +1,684+5.0% | Added |
| LPL Financial LLC | 29,802 | $817.2K | 0.00% | +2,218+8.0% | Added |
| Thrivent Financial for Lutherans | 28,596 | $784.0K | 0.00% | 00.0% | Unchanged |
| Atlas Wealth LLC | 27,018 | $759.2K | 0.14% | −2,521−8.5% | Reduced |
| HighTower Advisors, LLC | 25,801 | $707.0K | 0.00% | +525+2.1% | Added |
| Kestra Advisory Services, LLC | 25,755 | $706.2K | 0.01% | +6,464+33.5% | Added |
| Altus Wealth Group LLC | 25,575 | $701.3K | 0.43% | +965+3.9% | Added |
| CNH Partners LLC | 25,540 | $700.3K | 0.03% | +25,540 | New |
| Tiaa, FSB | 22,767 | $624.3K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 21,183 | $580.8K | 0.03% | −223−1.0% | Reduced |
| Walleye Capital LLC | 18,049 | $494.9K | 0.01% | +18,049 | New |
| Retirement Income Solutions, Inc | 17,328 | $475.1K | 0.13% | +27+0.2% | Added |
| Janney Montgomery Scott LLC | 17,068 | $468.0K | 0.00% | +60+0.4% | Added |
| Successful Portfolios LLC | 17,042 | $467.3K | 0.40% | −14,447−45.9% | Reduced |
| Savant Capital, LLC | 16,920 | $463.9K | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 16,698 | $457.9K | 0.06% | +5,896+54.6% | Added |
| First PREMIER Bank | 16,574 | $454.0K | 0.13% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 16,214 | $444.6K | 0.01% | −1,459−8.3% | Reduced |
| AMG National Trust Bank | 15,791 | $433.0K | 0.01% | 00.0% | Unchanged |
| Creative Planning | 14,780 | $405.3K | 0.00% | +1,787+13.8% | Added |
| Kirr Marbach & Co LLC | 13,932 | $382.0K | 0.11% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 13,895 | $381.0K | 0.03% | −643−4.4% | Reduced |
| Koshinski Asset Management, Inc. | 13,836 | $379.4K | 0.04% | −8,168−37.1% | Reduced |
| Cora Capital Advisors LLC | 13,352 | $366.1K | 0.24% | +20+0.2% | Added |
| Northern Trust Corp | 12,226 | $335.2K | 0.00% | −36−0.3% | Reduced |
| Tower Wealth Partners, Inc. | 12,097 | $331.7K | 0.27% | +147+1.2% | Added |
| MSH Capital Advisors LLC | 11,470 | $314.5K | 0.12% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 11,291 | $309.6K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,257 | $308.7K | 0.03% | −147−1.3% | Reduced |
| Nations Financial Group Inc, | 11,067 | $303.5K | 0.03% | +11+0.1% | Added |
| American Institute for Advanced Investment Management, LLP | 10,643 | $291.8K | 0.26% | +17+0.2% | Added |
| Oppenheimer & Co Inc | 10,484 | $287.5K | 0.01% | +50.0% | Added |
| Foundations Investment Advisors, LLC | 9,872 | $270.7K | 0.01% | +120+1.2% | Added |
| CI Private Wealth, LLC | 9,806 | $268.9K | 0.00% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 9,623 | $263.9K | 0.00% | −687−6.7% | Reduced |
| Private Advisor Group, LLC | 9,519 | $261.0K | 0.00% | −869−8.4% | Reduced |
| Twin Focus Capital Partners, LLC | 9,500 | $260.5K | 0.05% | 00.0% | Unchanged |
| Ferguson Wellman Capital Management, Inc | 9,266 | $254.1K | 0.01% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 9,116 | $250.0K | 0.03% | +9,116 | New |
| Nwam LLC | 9,106 | $249.7K | 0.02% | +9,106 | New |
| ZWJ Investment Counsel Inc | 8,811 | $241.6K | 0.01% | 00.0% | Unchanged |
| Cetera Advisors LLC | 8,783 | $240.8K | 0.00% | −7,517−46.1% | Reduced |
| Allworth Financial LP | 8,586 | $235.4K | 0.00% | +853+11.0% | Added |
| The PNC Financial Services Group, Inc. | 8,571 | $235.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 8,536 | $234.0K | 0.01% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 8,473 | $232.0K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 8,229 | $225.6K | 0.00% | −68−0.8% | Reduced |
| 9258 Wealth Management, LLC | 7,541 | $206.8K | 0.04% | +7,541 | New |
| Ancora Advisors, LLC | 5,900 | $161.8K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 5,866 | $160.9K | 0.00% | +5,866 | New |
| Brown, Lisle/Cummings, Inc. | 5,800 | $159.0K | 0.07% | +325+5.9% | Added |
| US Bancorp | 4,843 | $132.8K | 0.00% | +8+0.2% | Added |
| Carmichael Hill & Associates, Inc. | 4,786 | $131.2K | 0.06% | 00.0% | Unchanged |
| Elequin Capital LP | 4,479 | $122.8K | 0.06% | −566−11.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 4,469 | $122.5K | 0.00% | −204−4.4% | Reduced |
| Lowe Wealth Advisors, LLC | 4,115 | $112.8K | 0.06% | +4,115 | New |
| Bessemer Group Inc | 3,731 | $102.0K | 0.00% | +3,731 | New |
| Northwestern Mutual Wealth Management Co | 3,410 | $93.5K | 0.00% | +234+7.4% | Added |
| Parallel Advisors, LLC | 3,240 | $88.8K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 3,057 | $83.8K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 3,000 | $82.3K | 0.09% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 2,500 | $68.5K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 2,219 | $60.8K | 0.00% | +1,719+343.8% | Added |
| Global Retirement Partners, LLC | 2,086 | $57.2K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,064 | $56.6K | 0.00% | +3+0.1% | Added |
| McIlrath & Eck, LLC | 1,961 | $53.8K | 0.01% | +3+0.2% | Added |
| Fifth Third Bancorp | 1,665 | $45.7K | 0.00% | −1−0.1% | Reduced |
| Tyler-Stone Wealth Management | 1,648 | $45.0K | 0.03% | +1,648 | New |
| JPMorgan Chase & Co | 1,598 | $43.8K | 0.00% | −4,096−71.9% | Reduced |
| Salem Investment Counselors Inc | 1,468 | $40.3K | 0.00% | 00.0% | Unchanged |