TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $241.8M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q3 2024
Institutional positions in TRI-CONTINENTAL Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 136
- +1 vs. Q2 2024
- Shares held
- 7.06M
- +547.1K (+8.4%) vs. Q2 2024
- Total value
- $232.7M
- +$30.9M (+15.3%) vs. Q2 2024
- New holders
- 12
- 43 more added
- Sold out
- 11
- 32 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $241.8M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $220.0M |
| Q3 2025 | 154 | $225.0M |
| Q2 2025 | 149 | $207.6M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $233.1M |
| Q2 2024 | 135 | $201.9M |
| Q1 2024 | 129 | $237.1M |
| Q4 2023 | 125 | $207.8M |
| Q3 2023 | 120 | $174.9M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $176.8M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $168.2M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $238.5M |
| Q3 2021 | 113 | $230.9M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 540,267 | $17.9M | 0.00% | −2,563−0.5% | Reduced |
| Bard Financial Services, Inc. | 487,413 | $16.1M | 1.90% | −23,880−4.7% | Reduced |
| Lazard Asset Management LLC | 449,805 | $14.9M | 0.02% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 441,730 | $14.6M | 0.02% | +15,350+3.6% | Added |
| Blue Bell Private Wealth Management, LLC | 412,572 | $13.6M | 2.60% | +5,680+1.4% | Added |
| UBS Group AG | 255,964 | $8.46M | 0.00% | −14,288−5.3% | Reduced |
| Wells Fargo & Company | 253,257 | $8.37M | 0.00% | −6,017−2.3% | Reduced |
| HTLF Bank | 223,708 | $7.39M | 0.80% | −3,052−1.3% | Reduced |
| Kovitz Investment Group Partners, LLC | 226,093 | $7.37M | 0.05% | +226,093 | New |
| International Assets Investment Management, LLC | 232,295 | $7.03M | 0.02% | +225,264+3,203.9% | Added |
| Raymond James & Associates | 206,440 | $6.82M | 0.00% | −89,975−30.4% | Reduced |
| Uncommon Cents Investing LLC | 168,234 | $5.56M | 1.56% | +345+0.2% | Added |
| Shaker Financial Services, LLC | 161,057 | $5.32M | 2.01% | +66,148+69.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 138,779 | $4.59M | 0.01% | −80,273−36.6% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 125,128 | $4.13M | 0.01% | +9,315+8.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 123,818 | $4.09M | 0.19% | −13,955−10.1% | Reduced |
| Cornerstone Advisors, LLC | 122,919 | $4.06M | 0.16% | −44,463−26.6% | Reduced |
| Wolverine Asset Management LLC | 120,710 | $3.99M | 0.07% | +67,577+127.2% | Added |
| EP Wealth Advisors, LLC | 103,243 | $3.41M | 0.03% | +103,243 | New |
| Stifel Financial Corp | 94,702 | $3.13M | 0.00% | −4,502−4.5% | Reduced |
| 1620 Investment Advisors, Inc. | 88,399 | $2.92M | 2.11% | −1,471−1.6% | Reduced |
| Landscape Capital Management, L.L.C. | 85,081 | $2.81M | 0.29% | +36,329+74.5% | Added |
| D.A. Davidson & Co. | 81,380 | $2.69M | 0.02% | +360+0.4% | Added |
| Mariner, LLC | 76,086 | $2.51M | 0.00% | +639+0.8% | Added |
| Capstone Financial Advisors, Inc. | 75,513 | $2.49M | 0.15% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 63,004 | $2.14M | 0.01% | +720+1.2% | Added |
| Integrated Wealth Concepts LLC | 64,141 | $2.12M | 0.03% | −4,347−6.3% | Reduced |
| RB Capital Management, LLC | 58,925 | $1.95M | 0.46% | +1,419+2.5% | Added |
| Platform Technology Partners | 57,712 | $1.91M | 0.60% | +57,712 | New |
| Baltimore-Washington Financial Advisors, Inc. | 57,192 | $1.89M | 0.10% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 56,128 | $1.85M | 0.00% | +4,208+8.1% | Added |
| Commonwealth Equity Services, LLC | 56,020 | $1.85M | 0.00% | +11,798+26.7% | Added |
| CNH Partners LLC | 56,192 | $1.84M | 0.04% | −3,437−5.8% | Reduced |
| CIBC Private Wealth Group, LLC | 54,470 | $1.80M | 0.00% | 00.0% | Unchanged |
| First Trust Advisors LP | 54,202 | $1.79M | 0.00% | −595−1.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 53,405 | $1.76M | 0.01% | −2,159−3.9% | Reduced |
| Stolper Co | 53,054 | $1.75M | 0.57% | +164+0.3% | Added |
| LPL Financial LLC | 44,727 | $1.48M | 0.00% | +3,359+8.1% | Added |
| Bank of America Corp | 43,685 | $1.44M | 0.00% | +5,952+15.8% | Added |
| Royal Bank of Canada | 42,856 | $1.42M | 0.00% | −19,618−31.4% | Reduced |
| Beckerman Institutional, LLC | 40,924 | $1.35M | 1.14% | +40,924 | New |
| Whitener Capital Management, Inc. | 36,815 | $1.22M | 0.34% | +260+0.7% | Added |
| Altus Wealth Group LLC | 35,242 | $1.16M | 0.50% | −782−2.2% | Reduced |
| Albion Financial Group | 32,802 | $1.08M | 0.08% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 30,659 | $1.01M | 0.03% | +1,321+4.5% | Added |
| Terry L. Blaker | 27,607 | $912.1K | 0.03% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 27,276 | $900.0K | 0.00% | +144+0.5% | Added |
| Northern Trust Corp | 26,678 | $881.4K | 0.00% | +16,288+156.8% | Added |
| Creative Planning | 25,860 | $854.4K | 0.00% | +11,067+74.8% | Added |
| Guggenheim Capital LLC | 25,301 | $835.9K | 0.01% | +7,405+41.4% | Added |
| Delta Capital Management LLC | 23,342 | $771.0K | 0.44% | 00.0% | Unchanged |
| We Are One Seven, LLC | 22,910 | $757.0K | 0.03% | −43−0.2% | Reduced |
| Advisor Group Holdings, Inc. | 22,286 | $736.4K | 0.00% | +1,731+8.4% | Added |
| Cetera Investment Advisers | 20,766 | $686.1K | 0.00% | −641−3.0% | Reduced |
| Heritage Wealth Advisors | 20,183 | $666.8K | 0.03% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 19,951 | $659.2K | 0.20% | +9,500+90.9% | Added |
| Kirr Marbach & Co LLC | 19,882 | $656.9K | 0.15% | 00.0% | Unchanged |
| Savant Capital, LLC | 18,632 | $615.6K | 0.01% | −398−2.1% | Reduced |
| Kestra Advisory Services, LLC | 18,521 | $611.9K | 0.00% | −601−3.1% | Reduced |
| Transform Wealth, LLC | 18,437 | $609.2K | 0.04% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 16,819 | $555.7K | 0.01% | +40.0% | Added |
| First PREMIER Bank | 16,574 | $548.0K | 0.14% | 00.0% | Unchanged |
| Allworth Financial LP | 15,113 | $499.3K | 0.00% | +176+1.2% | Added |
| Successful Portfolios LLC | 15,012 | $496.0K | 0.34% | −17−0.1% | Reduced |
| Koshinski Asset Management, Inc. | 13,426 | $443.6K | 0.04% | −278−2.0% | Reduced |
| JPMorgan Chase & Co | 13,160 | $434.8K | 0.00% | +9,027+218.4% | Added |
| CI Private Wealth, LLC | 13,102 | $432.9K | 0.00% | +1,930+17.3% | Added |
| Tower Wealth Partners, Inc. | 12,832 | $424.0K | 0.25% | +113+0.9% | Added |
| First Financial Bankshares Inc | 12,720 | $420.3K | 0.01% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 11,529 | $380.9K | 0.03% | +71+0.6% | Added |
| Ameriprise Financial Inc | 11,447 | $379.2K | 0.00% | +702+6.5% | Added |
| MSH Capital Advisors LLC | 11,470 | $379.0K | 0.12% | 00.0% | Unchanged |
| Pathstone Holdings, LLC | 11,291 | $373.1K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,219 | $370.7K | 0.03% | −10−0.1% | Reduced |
| Priebe Wealth Holdings LLC | 11,119 | $367.4K | 0.27% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 11,000 | $363.4K | 0.06% | +2,000+22.2% | Added |
| BancFirst Trust & Investment Management | 11,061 | $362.9K | 0.12% | 00.0% | Unchanged |
| American Institute for Advanced Investment Management, LLP | 10,783 | $356.3K | 0.25% | 00.0% | Unchanged |
| Cora Capital Advisors LLC | 10,483 | $346.4K | 0.17% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 10,468 | $345.9K | 0.01% | +92+0.9% | Added |
| Janney Montgomery Scott LLC | 10,369 | $343.0K | 0.00% | −49−0.5% | Reduced |
| Ferguson Wellman Capital Management, Inc | 9,266 | $306.1K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 9,025 | $298.2K | 0.00% | +14+0.2% | Added |
| Apollon Wealth Management, LLC | 8,996 | $297.2K | 0.01% | +80+0.9% | Added |
| NorthRock Partners, LLC | 8,688 | $287.1K | 0.01% | +59+0.7% | Added |
| Walleye Capital LLC | 8,136 | $268.8K | 0.00% | +8,136 | New |
| Tandem Capital Management Corp | 8,100 | $267.6K | 0.14% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 7,743 | $254.7K | 0.00% | −2,800−26.6% | Reduced |
| Prentiss Smith & Co Inc | 7,689 | $254.0K | 0.16% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 7,560 | $249.8K | 0.00% | −2,303−23.3% | Reduced |
| Independent Family Office, LLC | 6,987 | $230.8K | 0.12% | 00.0% | Unchanged |
| Choate Investment Advisors | 6,928 | $228.9K | 0.01% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 6,800 | $224.7K | 0.07% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 6,733 | $222.5K | 0.03% | −284−4.0% | Reduced |
| Bessemer Group Inc | 6,303 | $208.0K | 0.00% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 6,206 | $205.1K | 0.02% | +6,206 | New |
| Ancora Advisors, LLC | 5,900 | $194.9K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 5,648 | $186.6K | 0.00% | +796+16.4% | Added |
| Carmichael Hill & Associates, Inc. | 4,960 | $163.9K | 0.06% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,505 | $148.8K | 0.00% | 00.0% | Unchanged |