TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q3 2024
Institutional positions in TRI-CONTINENTAL Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 136
- +1 vs. Q2 2024
- Shares held
- 7.06M
- +547.1K (+8.4%) vs. Q2 2024
- Total value
- $232.7M
- +$30.9M (+15.3%) vs. Q2 2024
- New holders
- 12
- 43 more added
- Sold out
- 11
- 32 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Center for Financial Planning, Inc. | 23 | $760 | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 64 | $2.12K | 0.00% | −768−92.3% | Reduced |
| Sound Income Strategies, LLC | 85 | $2.82K | 0.00% | 00.0% | Unchanged |
| Stone House Investment Management, LLC | 121 | $4.00K | 0.00% | +1+0.8% | Added |
| Strategic Investment Solutions, Inc. | 134 | $4.43K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 161 | $5.31K | 0.00% | +2+1.3% | Added |
| IFP Advisors, Inc | 180 | $5.95K | 0.00% | 00.0% | Unchanged |
| First Pacific Financial | 211 | $6.97K | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 231 | $7.63K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 251 | $8.29K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 271 | $9.00K | 0.00% | +3+1.1% | Added |
| Flaharty Asset Management, LLC | 308 | $10.2K | 0.00% | +308 | New |
| Ronald Blue Trust, Inc. | 368 | $11.4K | 0.00% | +368 | New |
| Hilltop National Bank | 370 | $12.2K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 464 | $15.3K | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 600 | $19.8K | 0.01% | −900−60.0% | Reduced |
| GPS Wealth Strategies Group, LLC | 728 | $24.0K | 0.00% | +7+1.0% | Added |
| Private Trust Co NA | 785 | $25.9K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 939 | $31.0K | 0.00% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 992 | $32.8K | 0.00% | +992 | New |
| Jaffetilchin Investment Partners, LLC | 1,022 | $33.8K | 0.00% | +1,022 | New |
| Armstrong Advisory Group, Inc | 1,109 | $36.6K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 1,251 | $41.3K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 1,314 | $43.4K | 0.00% | 00.0% | Unchanged |
| NBT Bank N A | 1,481 | $48.9K | 0.00% | +1,481 | New |
| GWM Advisors LLC | 1,748 | $57.7K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 1,766 | $57.9K | 0.00% | +1,766 | New |
| McIlrath & Eck, LLC | 1,986 | $65.6K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,049 | $67.7K | 0.00% | +363+21.5% | Added |
| Clearstead Advisors, LLC | 2,500 | $82.6K | 0.00% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 2,726 | $90.1K | 0.01% | 00.0% | Unchanged |
| First Community Trust NA | 3,000 | $99.1K | 0.08% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,025 | $99.9K | 0.00% | −552−15.4% | Reduced |
| Brown Brothers Harriman & Co | 3,057 | $101.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 3,240 | $107.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,639 | $120.2K | 0.00% | −5,073−58.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 4,505 | $148.8K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 4,960 | $163.9K | 0.06% | 00.0% | Unchanged |
| US Bancorp | 5,648 | $186.6K | 0.00% | +796+16.4% | Added |
| Ancora Advisors, LLC | 5,900 | $194.9K | 0.00% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 6,206 | $205.1K | 0.02% | +6,206 | New |
| Bessemer Group Inc | 6,303 | $208.0K | 0.00% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 6,733 | $222.5K | 0.03% | −284−4.0% | Reduced |
| Brown, Lisle/Cummings, Inc. | 6,800 | $224.7K | 0.07% | 00.0% | Unchanged |
| Choate Investment Advisors | 6,928 | $228.9K | 0.01% | 00.0% | Unchanged |
| Independent Family Office, LLC | 6,987 | $230.8K | 0.12% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 7,560 | $249.8K | 0.00% | −2,303−23.3% | Reduced |
| Prentiss Smith & Co Inc | 7,689 | $254.0K | 0.16% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 7,743 | $254.7K | 0.00% | −2,800−26.6% | Reduced |
| Tandem Capital Management Corp | 8,100 | $267.6K | 0.14% | 00.0% | Unchanged |
| Walleye Capital LLC | 8,136 | $268.8K | 0.00% | +8,136 | New |
| NorthRock Partners, LLC | 8,688 | $287.1K | 0.01% | +59+0.7% | Added |
| Apollon Wealth Management, LLC | 8,996 | $297.2K | 0.01% | +80+0.9% | Added |
| Private Advisor Group, LLC | 9,025 | $298.2K | 0.00% | +14+0.2% | Added |
| Ferguson Wellman Capital Management, Inc | 9,266 | $306.1K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 10,369 | $343.0K | 0.00% | −49−0.5% | Reduced |
| Foundations Investment Advisors, LLC | 10,468 | $345.9K | 0.01% | +92+0.9% | Added |
| Cora Capital Advisors LLC | 10,483 | $346.4K | 0.17% | 00.0% | Unchanged |
| American Institute for Advanced Investment Management, LLP | 10,783 | $356.3K | 0.25% | 00.0% | Unchanged |
| BancFirst Trust & Investment Management | 11,061 | $362.9K | 0.12% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 11,000 | $363.4K | 0.06% | +2,000+22.2% | Added |
| Priebe Wealth Holdings LLC | 11,119 | $367.4K | 0.27% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,219 | $370.7K | 0.03% | −10−0.1% | Reduced |
| Pathstone Holdings, LLC | 11,291 | $373.1K | 0.00% | 00.0% | Unchanged |
| MSH Capital Advisors LLC | 11,470 | $379.0K | 0.12% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 11,447 | $379.2K | 0.00% | +702+6.5% | Added |
| Nations Financial Group Inc, | 11,529 | $380.9K | 0.03% | +71+0.6% | Added |
| First Financial Bankshares Inc | 12,720 | $420.3K | 0.01% | 00.0% | Unchanged |
| Tower Wealth Partners, Inc. | 12,832 | $424.0K | 0.25% | +113+0.9% | Added |
| CI Private Wealth, LLC | 13,102 | $432.9K | 0.00% | +1,930+17.3% | Added |
| JPMorgan Chase & Co | 13,160 | $434.8K | 0.00% | +9,027+218.4% | Added |
| Koshinski Asset Management, Inc. | 13,426 | $443.6K | 0.04% | −278−2.0% | Reduced |
| Successful Portfolios LLC | 15,012 | $496.0K | 0.34% | −17−0.1% | Reduced |
| Allworth Financial LP | 15,113 | $499.3K | 0.00% | +176+1.2% | Added |
| First PREMIER Bank | 16,574 | $548.0K | 0.14% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 16,819 | $555.7K | 0.01% | +40.0% | Added |
| Transform Wealth, LLC | 18,437 | $609.2K | 0.04% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 18,521 | $611.9K | 0.00% | −601−3.1% | Reduced |
| Savant Capital, LLC | 18,632 | $615.6K | 0.01% | −398−2.1% | Reduced |
| Kirr Marbach & Co LLC | 19,882 | $656.9K | 0.15% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 19,951 | $659.2K | 0.20% | +9,500+90.9% | Added |
| Heritage Wealth Advisors | 20,183 | $666.8K | 0.03% | 00.0% | Unchanged |
| Cetera Investment Advisers | 20,766 | $686.1K | 0.00% | −641−3.0% | Reduced |
| Advisor Group Holdings, Inc. | 22,286 | $736.4K | 0.00% | +1,731+8.4% | Added |
| We Are One Seven, LLC | 22,910 | $757.0K | 0.03% | −43−0.2% | Reduced |
| Delta Capital Management LLC | 23,342 | $771.0K | 0.44% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 25,301 | $835.9K | 0.01% | +7,405+41.4% | Added |
| Creative Planning | 25,860 | $854.4K | 0.00% | +11,067+74.8% | Added |
| Northern Trust Corp | 26,678 | $881.4K | 0.00% | +16,288+156.8% | Added |
| HighTower Advisors, LLC | 27,276 | $900.0K | 0.00% | +144+0.5% | Added |
| Terry L. Blaker | 27,607 | $912.1K | 0.03% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 30,659 | $1.01M | 0.03% | +1,321+4.5% | Added |
| Albion Financial Group | 32,802 | $1.08M | 0.08% | 00.0% | Unchanged |
| Altus Wealth Group LLC | 35,242 | $1.16M | 0.50% | −782−2.2% | Reduced |
| Whitener Capital Management, Inc. | 36,815 | $1.22M | 0.34% | +260+0.7% | Added |
| Beckerman Institutional, LLC | 40,924 | $1.35M | 1.14% | +40,924 | New |
| Royal Bank of Canada | 42,856 | $1.42M | 0.00% | −19,618−31.4% | Reduced |
| Bank of America Corp | 43,685 | $1.44M | 0.00% | +5,952+15.8% | Added |
| LPL Financial LLC | 44,727 | $1.48M | 0.00% | +3,359+8.1% | Added |
| Stolper Co | 53,054 | $1.75M | 0.57% | +164+0.3% | Added |