TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q1 2024
Institutional positions in TRI-CONTINENTAL Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 129
- +5 vs. Q4 2023
- Shares held
- 6.63M
- +40.9K (+0.6%) vs. Q4 2023
- Total value
- $203.6M
- +$13.6M (+7.1%) vs. Q4 2023
- New holders
- 15
- 31 more added
- Sold out
- 10
- 41 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 548,544 | $16.9M | 0.03% | −18,544−3.3% | Reduced |
| Morgan Stanley | 539,952 | $16.6M | 0.00% | −56,856−9.5% | Reduced |
| Bard Financial Services, Inc. | 516,795 | $15.9M | 1.69% | −20,388−3.8% | Reduced |
| Lazard Asset Management LLC | 449,805 | $13.9M | 0.02% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 413,891 | $12.7M | 2.73% | −1,978−0.5% | Reduced |
| Raymond James & Associates | 298,712 | $9.20M | 0.01% | −5,604−1.8% | Reduced |
| Wells Fargo & Company | 265,035 | $8.16M | 0.00% | −4,713−1.7% | Reduced |
| UBS Group AG | 243,348 | $7.50M | 0.00% | −8,029−3.2% | Reduced |
| HTLF Bank | 234,037 | $7.21M | 0.83% | −5,011−2.1% | Reduced |
| Relative Value Partners Group, LLC | 236,144 | $6.84M | 0.42% | −5,295−2.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 213,487 | $6.58M | 0.01% | −9,470−4.2% | Reduced |
| Uncommon Cents Investing LLC | 167,959 | $5.17M | 1.58% | −754−0.4% | Reduced |
| Cornerstone Advisors, LLC | 141,736 | $4.37M | 0.18% | +55,141+63.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 130,014 | $4.00M | 0.21% | −2,641−2.0% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 114,038 | $3.51M | 0.01% | −4,964−4.2% | Reduced |
| Stifel Financial Corp | 101,858 | $3.14M | 0.00% | −2,277−2.2% | Reduced |
| 1620 Investment Advisors, Inc. | 88,692 | $2.73M | 2.79% | +1,464+1.7% | Added |
| Royal Bank of Canada | 86,810 | $2.67M | 0.00% | −2,862−3.2% | Reduced |
| D.A. Davidson & Co. | 80,722 | $2.49M | 0.02% | −705−0.9% | Reduced |
| Capstone Financial Advisors, Inc. | 75,513 | $2.33M | 0.16% | 00.0% | Unchanged |
| Mariner, LLC | 74,116 | $2.28M | 0.00% | +594+0.8% | Added |
| Shaker Financial Services, LLC | 69,475 | $2.14M | 0.83% | +33,011+90.5% | Added |
| Integrated Wealth Concepts LLC | 68,494 | $2.11M | 0.03% | −2,951−4.1% | Reduced |
| Advisor Group Holdings, Inc. | 71,701 | $1.99M | 0.00% | −900−1.2% | Reduced |
| RB Capital Management, LLC | 57,681 | $1.78M | 0.48% | −2,813−4.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 56,687 | $1.75M | 0.01% | +3,430+6.4% | Added |
| Stolper Co | 53,152 | $1.64M | 0.59% | +380+0.7% | Added |
| CIBC Private Wealth Group, LLC | 53,470 | $1.64M | 0.00% | +53,470 | New |
| First Trust Advisors LP | 52,793 | $1.63M | 0.00% | +3,229+6.5% | Added |
| Thrivent Financial for Lutherans | 52,564 | $1.62M | 0.00% | −1,292−2.4% | Reduced |
| Landscape Capital Management, L.L.C. | 51,411 | $1.58M | 0.14% | +17,766+52.8% | Added |
| CNH Partners LLC | 50,070 | $1.54M | 0.05% | +12,977+35.0% | Added |
| Commonwealth Equity Services, LLC | 45,784 | $1.41M | 0.00% | −2,728−5.6% | Reduced |
| Bank of America Corp | 44,916 | $1.38M | 0.00% | −892−1.9% | Reduced |
| Albion Financial Group | 36,595 | $1.13M | 0.09% | 00.0% | Unchanged |
| Whitener Capital Management, Inc. | 35,590 | $1.10M | 0.36% | +135+0.4% | Added |
| Altus Wealth Group LLC | 33,199 | $1.02M | 0.51% | +7,025+26.8% | Added |
| LPL Financial LLC | 32,203 | $991.8K | 0.00% | −8,320−20.5% | Reduced |
| Wolverine Asset Management LLC | 28,706 | $884.1K | 0.02% | +28,706 | New |
| HighTower Advisors, LLC | 27,039 | $833.0K | 0.00% | +1,943+7.7% | Added |
| Concurrent Investment Advisors, LLC | 24,469 | $753.6K | 0.03% | +620+2.6% | Added |
| We Are One Seven, LLC | 23,608 | $727.1K | 0.04% | +235+1.0% | Added |
| Tiaa Trust, National Association | 22,767 | $701.2K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 20,655 | $636.2K | 0.00% | +20,655 | New |
| Heritage Wealth Advisors | 20,183 | $621.6K | 0.03% | −1,000−4.7% | Reduced |
| Kestra Advisory Services, LLC | 18,543 | $571.1K | 0.00% | +1,650+9.8% | Added |
| Transform Wealth, LLC | 18,264 | $562.5K | 0.05% | +154+0.9% | Added |
| Savant Capital, LLC | 16,920 | $521.1K | 0.01% | −4,458−20.9% | Reduced |
| First PREMIER Bank | 16,574 | $510.0K | 0.13% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 16,388 | $504.8K | 0.00% | +1,317+8.7% | Added |
| Johnson Investment Counsel Inc | 16,229 | $499.9K | 0.01% | +40.0% | Added |
| Successful Portfolios LLC | 15,268 | $470.2K | 0.32% | −364−2.3% | Reduced |
| Kirr Marbach & Co LLC | 14,882 | $458.4K | 0.11% | 00.0% | Unchanged |
| Allworth Financial LP | 14,815 | $456.3K | 0.00% | +8,084+120.1% | Added |
| Creative Planning | 14,812 | $456.2K | 0.00% | +1,897+14.7% | Added |
| NorthRock Partners, LLC | 13,982 | $430.6K | 0.02% | +13,982 | New |
| Koshinski Asset Management, Inc. | 13,147 | $404.9K | 0.04% | −6,030−31.4% | Reduced |
| First Financial Bankshares Inc | 12,720 | $391.8K | 0.01% | −1,006−7.3% | Reduced |
| Tower Wealth Partners, Inc. | 12,482 | $384.5K | 0.25% | +225+1.8% | Added |
| Citadel Advisors LLC | 11,688 | $360.0K | 0.00% | +11,688 | New |
| MSH Capital Advisors LLC | 11,470 | $353.3K | 0.12% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 11,309 | $348.3K | 0.03% | +67+0.6% | Added |
| Pathstone Holdings, LLC | 11,291 | $347.8K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,239 | $346.2K | 0.03% | −40.0% | Reduced |
| Priebe Wealth Holdings LLC | 11,016 | $339.3K | 0.26% | −592−5.1% | Reduced |
| Stonebrook Private Inc. | 10,861 | $334.5K | 0.10% | −721−6.2% | Reduced |
| American Institute for Advanced Investment Management, LLP | 10,682 | $329.0K | 0.26% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 10,519 | $324.0K | 0.01% | +10,519 | New |
| Cora Capital Advisors LLC | 10,388 | $319.9K | 0.17% | 00.0% | Unchanged |
| Northern Trust Corp | 10,386 | $319.9K | 0.00% | −1,373−11.7% | Reduced |
| Janney Montgomery Scott LLC | 10,292 | $317.0K | 0.00% | −1,046−9.2% | Reduced |
| Foundations Investment Advisors, LLC | 10,184 | $313.7K | 0.01% | +86+0.9% | Added |
| Raymond James Trust N.A. | 10,169 | $313.2K | 0.01% | +1,633+19.1% | Added |
| Private Advisor Group, LLC | 10,041 | $309.3K | 0.00% | −266−2.6% | Reduced |
| Walleye Capital LLC | 9,587 | $295.3K | 0.00% | +9,587 | New |
| Logan Stone Capital, LLC | 9,454 | $291.2K | 0.06% | +9,454 | New |
| Ferguson Wellman Capital Management, Inc | 9,266 | $285.4K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 9,081 | $279.7K | 0.00% | +1,463+19.2% | Added |
| Twin Focus Capital Partners, LLC | 9,000 | $277.2K | 0.05% | 00.0% | Unchanged |
| ZWJ Investment Counsel Inc | 8,811 | $271.4K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 8,752 | $269.6K | 0.00% | −10,261−54.0% | Reduced |
| Apollon Wealth Management, LLC | 8,750 | $269.5K | 0.01% | +74+0.9% | Added |
| Quantedge Capital Pte Ltd | 8,351 | $257.2K | 0.11% | +8,351 | New |
| Tandem Capital Management Corp | 8,100 | $249.5K | 0.14% | 00.0% | Unchanged |
| Prentiss Smith & Co Inc | 7,689 | $236.8K | 0.17% | −284−3.6% | Reduced |
| Independent Family Office, LLC | 6,987 | $215.2K | 0.12% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 6,936 | $213.6K | 0.01% | −90−1.3% | Reduced |
| 9258 Wealth Management, LLC | 6,928 | $213.4K | 0.03% | +6,928 | New |
| Choate Investment Advisors | 6,928 | $213.4K | 0.01% | +6,928 | New |
| International Assets Investment Management, LLC | 6,965 | $213.2K | 0.02% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 6,800 | $209.4K | 0.07% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 5,900 | $181.7K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 4,960 | $152.8K | 0.06% | 00.0% | Unchanged |
| US Bancorp | 4,852 | $149.4K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,449 | $137.0K | 0.00% | −1,377−23.6% | Reduced |
| Bessemer Group Inc | 3,744 | $115.0K | 0.00% | 00.0% | Unchanged |
| Motco | 3,511 | $108.1K | 0.01% | +3,511 | New |
| Parallel Advisors, LLC | 3,240 | $99.8K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 3,057 | $94.2K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 3,000 | $92.4K | 0.09% | 00.0% | Unchanged |