TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q1 2024
Institutional positions in TRI-CONTINENTAL Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 129
- +5 vs. Q4 2023
- Shares held
- 6.63M
- +40.9K (+0.6%) vs. Q4 2023
- Total value
- $203.6M
- +$13.6M (+7.1%) vs. Q4 2023
- New holders
- 15
- 31 more added
- Sold out
- 10
- 41 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Center for Financial Planning, Inc. | 23 | $709 | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 83 | $2.56K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 85 | $2.63K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 100 | $3.08K | 0.00% | +100 | New |
| Stone House Investment Management, LLC | 118 | $3.62K | 0.00% | +1+0.9% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 155 | $4.77K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 180 | $5.54K | 0.00% | 00.0% | Unchanged |
| First Pacific Financial | 211 | $6.50K | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 231 | $7.12K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 251 | $7.73K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 263 | $8.00K | 0.00% | +72+37.7% | Added |
| Johnson Financial Group, Inc. | 327 | $10.1K | 0.00% | +327 | New |
| Hilltop National Bank | 370 | $11.4K | 0.00% | +370 | New |
| CVA Family Office, LLC | 464 | $14.3K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 708 | $21.8K | 0.00% | +6+0.9% | Added |
| Private Trust Co NA | 778 | $23.9K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 939 | $28.9K | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 1,109 | $32.0K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 1,105 | $34.0K | 0.00% | +9+0.8% | Added |
| Comerica Bank | 1,240 | $38.2K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 1,314 | $40.5K | 0.00% | −154−10.5% | Reduced |
| Lowe Wealth Advisors, LLC | 1,500 | $46.2K | 0.02% | −1,115−42.6% | Reduced |
| Fifth Third Bancorp | 1,671 | $51.5K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 1,694 | $52.2K | 0.02% | +14+0.8% | Added |
| GWM Advisors LLC | 1,733 | $53.4K | 0.00% | −338−16.3% | Reduced |
| McIlrath & Eck, LLC | 1,968 | $60.6K | 0.01% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 2,086 | $64.2K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 2,500 | $75.9K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,998 | $92.3K | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 3,000 | $92.4K | 0.09% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 3,057 | $94.2K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 3,240 | $99.8K | 0.00% | 00.0% | Unchanged |
| Motco | 3,511 | $108.1K | 0.01% | +3,511 | New |
| Bessemer Group Inc | 3,744 | $115.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,449 | $137.0K | 0.00% | −1,377−23.6% | Reduced |
| US Bancorp | 4,852 | $149.4K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 4,960 | $152.8K | 0.06% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 5,900 | $181.7K | 0.00% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 6,800 | $209.4K | 0.07% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 6,965 | $213.2K | 0.02% | 00.0% | Unchanged |
| Choate Investment Advisors | 6,928 | $213.4K | 0.01% | +6,928 | New |
| 9258 Wealth Management, LLC | 6,928 | $213.4K | 0.03% | +6,928 | New |
| Snowden Capital Advisors LLC | 6,936 | $213.6K | 0.01% | −90−1.3% | Reduced |
| Independent Family Office, LLC | 6,987 | $215.2K | 0.12% | 00.0% | Unchanged |
| Prentiss Smith & Co Inc | 7,689 | $236.8K | 0.17% | −284−3.6% | Reduced |
| Tandem Capital Management Corp | 8,100 | $249.5K | 0.14% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 8,351 | $257.2K | 0.11% | +8,351 | New |
| Apollon Wealth Management, LLC | 8,750 | $269.5K | 0.01% | +74+0.9% | Added |
| JPMorgan Chase & Co | 8,752 | $269.6K | 0.00% | −10,261−54.0% | Reduced |
| ZWJ Investment Counsel Inc | 8,811 | $271.4K | 0.01% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 9,000 | $277.2K | 0.05% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 9,081 | $279.7K | 0.00% | +1,463+19.2% | Added |
| Ferguson Wellman Capital Management, Inc | 9,266 | $285.4K | 0.01% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 9,454 | $291.2K | 0.06% | +9,454 | New |
| Walleye Capital LLC | 9,587 | $295.3K | 0.00% | +9,587 | New |
| Private Advisor Group, LLC | 10,041 | $309.3K | 0.00% | −266−2.6% | Reduced |
| Raymond James Trust N.A. | 10,169 | $313.2K | 0.01% | +1,633+19.1% | Added |
| Foundations Investment Advisors, LLC | 10,184 | $313.7K | 0.01% | +86+0.9% | Added |
| Janney Montgomery Scott LLC | 10,292 | $317.0K | 0.00% | −1,046−9.2% | Reduced |
| Northern Trust Corp | 10,386 | $319.9K | 0.00% | −1,373−11.7% | Reduced |
| Cora Capital Advisors LLC | 10,388 | $319.9K | 0.17% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 10,519 | $324.0K | 0.01% | +10,519 | New |
| American Institute for Advanced Investment Management, LLP | 10,682 | $329.0K | 0.26% | 00.0% | Unchanged |
| Stonebrook Private Inc. | 10,861 | $334.5K | 0.10% | −721−6.2% | Reduced |
| Priebe Wealth Holdings LLC | 11,016 | $339.3K | 0.26% | −592−5.1% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 11,239 | $346.2K | 0.03% | −40.0% | Reduced |
| Pathstone Holdings, LLC | 11,291 | $347.8K | 0.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 11,309 | $348.3K | 0.03% | +67+0.6% | Added |
| MSH Capital Advisors LLC | 11,470 | $353.3K | 0.12% | 00.0% | Unchanged |
| Citadel Advisors LLC | 11,688 | $360.0K | 0.00% | +11,688 | New |
| Tower Wealth Partners, Inc. | 12,482 | $384.5K | 0.25% | +225+1.8% | Added |
| First Financial Bankshares Inc | 12,720 | $391.8K | 0.01% | −1,006−7.3% | Reduced |
| Koshinski Asset Management, Inc. | 13,147 | $404.9K | 0.04% | −6,030−31.4% | Reduced |
| NorthRock Partners, LLC | 13,982 | $430.6K | 0.02% | +13,982 | New |
| Creative Planning | 14,812 | $456.2K | 0.00% | +1,897+14.7% | Added |
| Allworth Financial LP | 14,815 | $456.3K | 0.00% | +8,084+120.1% | Added |
| Kirr Marbach & Co LLC | 14,882 | $458.4K | 0.11% | 00.0% | Unchanged |
| Successful Portfolios LLC | 15,268 | $470.2K | 0.32% | −364−2.3% | Reduced |
| Johnson Investment Counsel Inc | 16,229 | $499.9K | 0.01% | +40.0% | Added |
| Guggenheim Capital LLC | 16,388 | $504.8K | 0.00% | +1,317+8.7% | Added |
| First PREMIER Bank | 16,574 | $510.0K | 0.13% | 00.0% | Unchanged |
| Savant Capital, LLC | 16,920 | $521.1K | 0.01% | −4,458−20.9% | Reduced |
| Transform Wealth, LLC | 18,264 | $562.5K | 0.05% | +154+0.9% | Added |
| Kestra Advisory Services, LLC | 18,543 | $571.1K | 0.00% | +1,650+9.8% | Added |
| Heritage Wealth Advisors | 20,183 | $621.6K | 0.03% | −1,000−4.7% | Reduced |
| Cetera Investment Advisers | 20,655 | $636.2K | 0.00% | +20,655 | New |
| Tiaa Trust, National Association | 22,767 | $701.2K | 0.00% | 00.0% | Unchanged |
| We Are One Seven, LLC | 23,608 | $727.1K | 0.04% | +235+1.0% | Added |
| Concurrent Investment Advisors, LLC | 24,469 | $753.6K | 0.03% | +620+2.6% | Added |
| HighTower Advisors, LLC | 27,039 | $833.0K | 0.00% | +1,943+7.7% | Added |
| Wolverine Asset Management LLC | 28,706 | $884.1K | 0.02% | +28,706 | New |
| LPL Financial LLC | 32,203 | $991.8K | 0.00% | −8,320−20.5% | Reduced |
| Altus Wealth Group LLC | 33,199 | $1.02M | 0.51% | +7,025+26.8% | Added |
| Whitener Capital Management, Inc. | 35,590 | $1.10M | 0.36% | +135+0.4% | Added |
| Albion Financial Group | 36,595 | $1.13M | 0.09% | 00.0% | Unchanged |
| Bank of America Corp | 44,916 | $1.38M | 0.00% | −892−1.9% | Reduced |
| Commonwealth Equity Services, LLC | 45,784 | $1.41M | 0.00% | −2,728−5.6% | Reduced |
| CNH Partners LLC | 50,070 | $1.54M | 0.05% | +12,977+35.0% | Added |
| Landscape Capital Management, L.L.C. | 51,411 | $1.58M | 0.14% | +17,766+52.8% | Added |
| Thrivent Financial for Lutherans | 52,564 | $1.62M | 0.00% | −1,292−2.4% | Reduced |