TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
Q4 2023 vs. Q3 2023
How the institutions holding TRI-CONTINENTAL Corp changed between Q3 2023 and Q4 2023.
All holders in Q4 2023All holders in Q3 2023
| Measure | Q3 2023 | Of which not filed for Q4 2023 | Q4 2023 | Change |
|---|---|---|---|---|
| Holders | 120 | 3 | 125 | +8 |
| Shares | 6.58M | 270.6K | 6.59M | +286.9K (+4.6%) |
| Value | $174.8M | $7.20M | $190.0M | +$22.4M (+13.4%) |
3 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (18)
Institutions that held TRI-CONTINENTAL Corp at the end of Q4 2023 but not at the end of Q3 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| HTLF Bank | 239,048 | $6.89M | 0.81% |
| Concurrent Investment Advisors, LLC | 23,849 | $687.6K | 0.03% |
| We Are One Seven, LLC | 23,373 | $673.8K | 0.04% |
| First Financial Bankshares Inc | 13,726 | $395.7K | 0.01% |
| Priebe Wealth Holdings LLC | 11,608 | $334.7K | 0.27% |
| Stonebrook Private Inc. | 11,582 | $333.9K | 0.11% |
| Pathstone Holdings, LLC | 11,291 | $325.5K | 0.00% |
| Apollon Wealth Management, LLC | 8,676 | $250.1K | 0.01% |
| Prentiss Smith & Co Inc | 7,973 | $229.9K | 0.17% |
| AE Wealth Management LLC | 7,385 | $214.7K | 0.00% |
| EP Wealth Advisors, LLC | 7,345 | $211.8K | 0.00% |
| Snowden Capital Advisors LLC | 7,026 | $202.6K | 0.01% |
| Independent Family Office, LLC | 6,987 | $201.4K | 0.11% |
| International Assets Investment Management, LLC | 6,965 | $200.8K | 0.03% |
| Advisory Services Network, LLC | 486 | $14.0K | 0.00% |
| CVA Family Office, LLC | 464 | $13.4K | 0.00% |
| Tower Research Capital LLC (TRC) | 105 | $3.03K | 0.00% |
| Creative Financial Designs Inc | 55 | $1.59K | 0.00% |
Sold out (10)
Institutions that held TRI-CONTINENTAL Corp at the end of Q3 2023 and filed for Q4 2023 without it.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Atlas Wealth LLC | 27,018 | $718.4K |
| Walleye Capital LLC | 15,171 | $403.4K |
| Wolverine Asset Management LLC | 11,969 | $318.3K |
| Oppenheimer & Co Inc | 10,484 | $278.8K |
| Elequin Capital LP | 9,790 | $260.3K |
| 9258 Wealth Management, LLC | 7,565 | $201.2K |
| Headinvest, LLC | 890 | $23.6K |
| Barclays PLC | 668 | $20.3K |
| Flaharty Asset Management, LLC | 293 | $7.80K |
| FMR LLC | 5 | $133 |
Not filed for Q4 2023 yet (3)
Institutions that held TRI-CONTINENTAL Corp at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Mark Stevens | 249,725 | $6.64M |
| Pathstone Family Office, LLC | 11,291 | $300.2K |
| First Republic Investment Management, Inc. | 9,623 | $255.9K |