TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q3 2022
Institutional positions in TRI-CONTINENTAL Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 114
- −6 vs. Q2 2022
- Shares held
- 6.56M
- −133.9K (−2.0%) vs. Q2 2022
- Total value
- $167.9M
- −$10.5M (−5.9%) vs. Q2 2022
- New holders
- 9
- 30 more added
- Sold out
- 15
- 33 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 43 | $1.00K | 0.00% | −213−83.2% | Reduced |
| Center for Financial Planning, Inc. | 23 | $1.00K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 38 | $1.00K | 0.00% | +38 | New |
| Sound Income Strategies, LLC | 85 | $2.00K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 169 | $4.00K | 0.00% | +169 | New |
| Gradient Investments LLC | 227 | $6.00K | 0.00% | +227 | New |
| SJS Investment Consulting Inc. | 231 | $6.00K | 0.00% | +231 | New |
| Harbour Investments, Inc. | 251 | $7.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 300 | $7.68K | 0.00% | +2+0.7% | Added |
| Trust Co of Vermont | 300 | $8.00K | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 417 | $11.0K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 464 | $12.0K | 0.00% | 00.0% | Unchanged |
| Addison Advisors LLC | 470 | $12.0K | 0.01% | 00.0% | Unchanged |
| NVWM, LLC | 552 | $14.0K | 0.01% | 00.0% | Unchanged |
| Tilia Fiduciary Partners, Inc. | 630 | $16.0K | 0.02% | +6+1.0% | Added |
| Howe & Rusling Inc | 682 | $17.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 649 | $17.0K | 0.00% | +7+1.1% | Added |
| Private Trust Co NA | 758 | $19.0K | 0.00% | 00.0% | Unchanged |
| M&R Capital Management Inc | 871 | $22.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,066 | $29.0K | 0.00% | −12−1.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,268 | $32.0K | 0.01% | +13+1.0% | Added |
| Accel Wealth Management | 1,358 | $37.0K | 0.02% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 1,468 | $38.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,535 | $39.0K | 0.00% | +302+24.5% | Added |
| Tyler-Stone Wealth Management | 1,567 | $40.0K | 0.03% | +16+1.0% | Added |
| Spire Wealth Management | 1,650 | $42.0K | 0.00% | −939−36.3% | Reduced |
| McIlrath & Eck, LLC | 1,913 | $49.0K | 0.01% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1,976 | $51.0K | 0.00% | −1,797−47.6% | Reduced |
| Rockefeller Capital Management L.P. | 2,160 | $55.0K | 0.00% | −161−6.9% | Reduced |
| Global Retirement Partners, LLC | 2,086 | $57.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,356 | $60.0K | 0.00% | −72−3.0% | Reduced |
| Clearstead Advisors, LLC | 2,500 | $64.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,880 | $74.0K | 0.00% | −113−3.8% | Reduced |
| First Community Trust NA | 3,000 | $77.0K | 0.10% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,520 | $116.0K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 4,584 | $117.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 4,835 | $124.0K | 0.00% | +2,725+129.1% | Added |
| Brown, Lisle/Cummings, Inc. | 5,475 | $139.9K | 0.08% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 6,900 | $176.0K | 0.01% | −3,524−33.8% | Reduced |
| Allworth Financial LP | 7,465 | $191.0K | 0.00% | +59+0.8% | Added |
| Mariner, LLC | 8,083 | $207.0K | 0.00% | +8,083 | New |
| Davenport & Co LLC | 8,220 | $210.0K | 0.00% | 00.0% | Unchanged |
| Wesbanco Bank Inc | 8,473 | $216.0K | 0.01% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 8,807 | $225.0K | 0.04% | +8,807 | New |
| Gofen & Glossberg LLC | 8,831 | $226.0K | 0.01% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 9,075 | $232.0K | 0.06% | −1,729−16.0% | Reduced |
| Nwam LLC | 9,106 | $233.0K | 0.02% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 9,177 | $235.0K | 0.03% | −3,833−29.5% | Reduced |
| Lido Advisors, LLC | 9,217 | $235.0K | 0.00% | −742−7.5% | Reduced |
| Ferguson Wellman Capital Management, Inc | 9,266 | $237.0K | 0.01% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 9,330 | $238.0K | 0.01% | +9,330 | New |
| Susquehanna Fundamental Investments, LLC | 9,455 | $242.0K | 0.00% | +9,455 | New |
| Raymond James Trust N.A. | 9,561 | $244.0K | 0.01% | 00.0% | Unchanged |
| FourThought Financial, LLC | 9,640 | $246.0K | 0.04% | −1,182−10.9% | Reduced |
| Quantedge Capital Pte Ltd | 9,781 | $250.0K | 0.08% | −20,200−67.4% | Reduced |
| Northern Trust Corp | 9,762 | $250.0K | 0.00% | 00.0% | Unchanged |
| American Institute for Advanced Investment Management, LLP | 10,381 | $265.0K | 0.25% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 10,727 | $274.0K | 0.00% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 11,291 | $288.6K | 0.01% | 00.0% | Unchanged |
| MSH Capital Advisors LLC | 11,470 | $293.2K | 0.14% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 11,599 | $296.0K | 0.01% | −500−4.1% | Reduced |
| Kovack Advisors, Inc. | 11,577 | $296.0K | 0.04% | −125−1.1% | Reduced |
| Tower Wealth Partners, Inc. | 11,430 | $312.0K | 0.30% | +113+1.0% | Added |
| Janney Montgomery Scott LLC | 12,274 | $314.0K | 0.00% | +37+0.3% | Added |
| Private Advisor Group, LLC | 12,669 | $324.0K | 0.00% | +13+0.1% | Added |
| Guggenheim Capital LLC | 12,919 | $330.0K | 0.00% | −16,461−56.0% | Reduced |
| Creative Planning | 13,781 | $352.0K | 0.00% | −1,545−10.1% | Reduced |
| Kirr Marbach & Co LLC | 13,932 | $356.0K | 0.12% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 15,400 | $394.0K | 0.09% | −1,000−6.1% | Reduced |
| AMG National Trust Bank | 15,791 | $404.0K | 0.02% | 00.0% | Unchanged |
| Cetera Advisors LLC | 16,202 | $414.0K | 0.01% | −3,336−17.1% | Reduced |
| First PREMIER Bank | 16,574 | $424.0K | 0.14% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 17,414 | $445.0K | 0.05% | −15−0.1% | Reduced |
| Johnson Investment Counsel Inc | 18,353 | $469.0K | 0.01% | +40.0% | Added |
| Heritage Wealth Advisors | 21,681 | $554.2K | 0.04% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 22,618 | $578.0K | 0.07% | +622+2.8% | Added |
| Tiaa, FSB | 22,767 | $582.0K | 0.00% | 00.0% | Unchanged |
| Tandem Capital Management Corp | 22,700 | $598.0K | 0.50% | −1,000−4.2% | Reduced |
| Whitener Capital Management, Inc. | 24,857 | $635.0K | 0.30% | +9,004+56.8% | Added |
| Albion Financial Group | 25,497 | $652.0K | 0.07% | 00.0% | Unchanged |
| Millennium Management LLC | 26,865 | $687.0K | 0.00% | +26,865 | New |
| Kestra Advisory Services, LLC | 27,248 | $696.0K | 0.01% | +5,723+26.6% | Added |
| LPL Financial LLC | 27,523 | $703.0K | 0.00% | −12,437−31.1% | Reduced |
| HighTower Advisors, LLC | 29,249 | $747.0K | 0.00% | +123+0.4% | Added |
| Altus Wealth Group LLC | 24,251 | $809.0K | 0.80% | 00.0% | Unchanged |
| Successful Portfolios LLC | 33,246 | $850.0K | 0.62% | −1,279−3.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 40,006 | $1.02M | 0.07% | +5,230+15.0% | Added |
| Thrivent Financial for Lutherans | 42,037 | $1.07M | 0.00% | −18,876−31.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 52,186 | $1.33M | 0.01% | 00.0% | Unchanged |
| Stolper Co | 58,208 | $1.49M | 0.73% | +1,625+2.9% | Added |
| RB Capital Management, LLC | 59,429 | $1.52M | 0.58% | −835−1.4% | Reduced |
| First Trust Advisors LP | 72,229 | $1.85M | 0.00% | −4,292−5.6% | Reduced |
| Capstone Financial Advisors, Inc. | 75,513 | $1.93M | 0.18% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 75,590 | $1.93M | 0.00% | +5,342+7.6% | Added |
| 1620 Investment Advisors, Inc. | 81,891 | $2.09M | 3.09% | +81,511+21,450.3% | Added |
| Integrated Wealth Concepts LLC | 83,144 | $2.13M | 0.07% | +9,868+13.5% | Added |
| D.A. Davidson & Co. | 84,051 | $2.15M | 0.03% | +5,349+6.8% | Added |
| Commonwealth Equity Services, LLC | 94,105 | $2.40M | 0.01% | +38,954+70.6% | Added |
| Royal Bank of Canada | 113,927 | $2.91M | 0.00% | +24,523+27.4% | Added |
| Stifel Financial Corp | 116,246 | $2.97M | 0.00% | +14,720+14.5% | Added |