TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q1 2022
Institutional positions in TRI-CONTINENTAL Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 130
- −10 vs. Q4 2021
- Shares held
- 7.43M
- +310.7K (+4.4%) vs. Q4 2021
- Total value
- $229.6M
- −$6.79M (−2.9%) vs. Q4 2021
- New holders
- 11
- 44 more added
- Sold out
- 21
- 37 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | −1−50.0% | Reduced |
| Center for Financial Planning, Inc. | 23 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 85 | $3.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 195 | $6.00K | 0.00% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 200 | $6.00K | 0.00% | +200 | New |
| SJS Investment Consulting Inc. | 231 | $7.00K | 0.00% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 268 | $8.00K | 0.00% | +2+0.8% | Added |
| American Portfolios Advisors | 359 | $11.1K | 0.00% | +122+51.5% | Added |
| Sugarloaf Wealth Management, LLC | 417 | $13.0K | 0.00% | 00.0% | Unchanged |
| Addison Advisors LLC | 470 | $14.0K | 0.01% | 00.0% | Unchanged |
| CVA Family Office, LLC | 464 | $14.0K | 0.00% | 00.0% | Unchanged |
| NVWM, LLC | 552 | $17.0K | 0.01% | −553−50.0% | Reduced |
| GPS Wealth Strategies Group, LLC | 631 | $19.0K | 0.00% | 00.0% | Unchanged |
| Tilia Fiduciary Partners, Inc. | 624 | $19.0K | 0.02% | 00.0% | Unchanged |
| Howe & Rusling Inc | 682 | $21.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 800 | $24.7K | 0.00% | +800 | New |
| M&R Capital Management Inc | 856 | $26.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 940 | $29.0K | 0.00% | −761−44.7% | Reduced |
| IFP Advisors, Inc | 1,078 | $30.0K | 0.00% | +1,078 | New |
| McCarthy Asset Management, Inc. | 996 | $31.0K | 0.02% | +9+0.9% | Added |
| Geneos Wealth Management Inc. | 1,352 | $41.0K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 1,468 | $45.0K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 1,506 | $46.0K | 0.03% | +13+0.9% | Added |
| Global Retirement Partners, LLC | 2,048 | $57.0K | 0.00% | +2,048 | New |
| McIlrath & Eck, LLC | 1,878 | $58.0K | 0.02% | 00.0% | Unchanged |
| US Bancorp | 2,108 | $65.0K | 0.00% | −10.0% | Reduced |
| Rockefeller Capital Management L.P. | 2,160 | $66.0K | 0.00% | +2,000+1,250.0% | Added |
| Fifth Third Bancorp | 2,434 | $75.0K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 2,500 | $77.0K | 0.01% | 00.0% | Unchanged |
| Accel Wealth Management | 2,716 | $84.0K | 0.04% | 00.0% | Unchanged |
| Spire Wealth Management | 2,789 | $86.0K | 0.00% | −1,494−34.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 2,939 | $91.0K | 0.00% | −243−7.6% | Reduced |
| First Community Trust NA | 3,000 | $93.0K | 0.09% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 4,479 | $138.0K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 4,515 | $139.0K | 0.05% | +11+0.2% | Added |
| Brown Brothers Harriman & Co | 4,584 | $141.0K | 0.00% | +4,484+4,484.0% | Added |
| Barrett Asset Management, LLC | 5,064 | $156.0K | 0.01% | −1,000−16.5% | Reduced |
| Brown, Lisle/Cummings, Inc. | 5,475 | $168.8K | 0.08% | −700−11.3% | Reduced |
| Stonehage Fleming Financial Services Holdings Ltd | 5,993 | $184.0K | 0.01% | +5,993 | New |
| CNH Partners LLC | 6,692 | $206.0K | 0.01% | +6,692 | New |
| Equitable Holdings, Inc. | 6,667 | $206.0K | 0.00% | +6,667 | New |
| United Capital Financial Advisers, LLC | 6,744 | $208.0K | 0.00% | 00.0% | Unchanged |
| Altus Wealth Management, LLC | 6,834 | $211.0K | 0.15% | +23+0.3% | Added |
| Independent Family Office, LLC | 6,987 | $215.0K | 0.07% | 00.0% | Unchanged |
| James Hambro & Partners | 7,037 | $218.0K | 0.02% | +660+10.3% | Added |
| Crestwood Advisors Group LLC | 7,227 | $223.0K | 0.01% | −8,600−54.3% | Reduced |
| Baldwin Investment Management, LLC | 7,316 | $226.0K | 0.06% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 7,502 | $231.0K | 0.03% | +60+0.8% | Added |
| Arvest Trust Co N A | 7,664 | $236.0K | 0.01% | +7,664 | New |
| Wesbanco Bank Inc | 8,473 | $261.0K | 0.01% | 00.0% | Unchanged |
| Gofen & Glossberg LLC | 8,831 | $272.0K | 0.01% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 9,137 | $282.0K | 0.18% | −3,337−26.8% | Reduced |
| Kovack Advisors, Inc. | 9,254 | $285.0K | 0.03% | −2,344−20.2% | Reduced |
| Ferguson Wellman Capital Management, Inc | 9,266 | $286.0K | 0.01% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 9,561 | $295.0K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 9,630 | $297.0K | 0.00% | 00.0% | Unchanged |
| Nwam LLC | 10,106 | $312.0K | 0.02% | +10,106 | New |
| American Institute for Advanced Investment Management, LLP | 10,186 | $314.0K | 0.23% | −888−8.0% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 10,380 | $320.0K | 0.12% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 10,386 | $320.0K | 0.01% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 10,400 | $321.0K | 0.01% | −1,993−16.1% | Reduced |
| Private Advisor Group, LLC | 10,518 | $324.0K | 0.00% | +2,226+26.8% | Added |
| First Republic Investment Management, Inc. | 10,718 | $331.0K | 0.00% | −602−5.3% | Reduced |
| Tower Wealth Partners, Inc. | 10,990 | $339.0K | 0.37% | +97+0.9% | Added |
| 9258 Wealth Management, LLC | 11,264 | $347.0K | 0.08% | +21+0.2% | Added |
| Lido Advisors, LLC | 11,303 | $348.0K | 0.01% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 11,291 | $348.0K | 0.01% | +11,291 | New |
| MSH Capital Advisors LLC | 11,470 | $353.7K | 0.15% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 12,203 | $376.0K | 0.05% | −6,019−33.0% | Reduced |
| Johnson Investment Counsel Inc | 13,163 | $406.0K | 0.01% | +40.0% | Added |
| Laurel Wealth Advisors, Inc. | 13,363 | $412.0K | 0.03% | +94+0.7% | Added |
| Neuberger Berman Group LLC | 13,513 | $417.0K | 0.00% | +263+2.0% | Added |
| FourThought Financial, LLC | 13,599 | $419.0K | 0.05% | −2,436−15.2% | Reduced |
| AMG National Trust Bank | 15,791 | $487.0K | 0.02% | +15,791 | New |
| Twin Focus Capital Partners, LLC | 16,400 | $506.0K | 0.10% | +500+3.1% | Added |
| First PREMIER Bank | 16,574 | $511.0K | 0.13% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 17,479 | $539.0K | 0.05% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 17,677 | $545.0K | 0.00% | −9,443−34.8% | Reduced |
| Kestra Advisory Services, LLC | 17,749 | $547.0K | 0.01% | −923−4.9% | Reduced |
| Walleye Capital LLC | 18,466 | $569.0K | 0.02% | −13,288−41.8% | Reduced |
| Heritage Investment Group, Inc. | 18,483 | $570.0K | 0.41% | −6,546−26.2% | Reduced |
| Bank of Montreal | 15,875 | $570.0K | 0.00% | −3,183−16.7% | Reduced |
| Creative Planning | 18,770 | $579.0K | 0.00% | +1,388+8.0% | Added |
| Cetera Advisors LLC | 19,147 | $590.0K | 0.01% | +29+0.2% | Added |
| Logan Stone Capital, LLC | 20,642 | $637.0K | 0.46% | +13,220+178.1% | Added |
| Janney Montgomery Scott LLC | 21,219 | $654.0K | 0.00% | −6,431−23.3% | Reduced |
| Altus Wealth Group LLC | 21,628 | $667.0K | 0.55% | −2,617−10.8% | Reduced |
| Heritage Wealth Advisors | 21,681 | $669.0K | 0.04% | −1,050−4.6% | Reduced |
| Koshinski Asset Management, Inc. | 21,978 | $677.8K | 0.06% | +72+0.3% | Added |
| Strategic Capital Advisers, Inc. | 22,539 | $695.0K | 0.53% | +173+0.8% | Added |
| Tiaa, FSB | 22,767 | $702.0K | 0.00% | 00.0% | Unchanged |
| Tandem Capital Management Corp | 23,700 | $709.0K | 0.49% | −2,418−9.3% | Reduced |
| Albion Financial Group | 25,497 | $786.0K | 0.07% | 00.0% | Unchanged |
| 55I, LLC | 26,957 | $831.0K | 0.02% | +896+3.4% | Added |
| HighTower Advisors, LLC | 29,359 | $903.0K | 0.00% | −411−1.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 34,019 | $1.05M | 0.06% | +4,813+16.5% | Added |
| Successful Portfolios LLC | 34,798 | $1.07M | 0.61% | +189+0.5% | Added |
| Quantedge Capital Pte Ltd | 35,081 | $1.08M | 0.32% | +10,500+42.7% | Added |
| LPL Financial LLC | 40,674 | $1.25M | 0.00% | −4,440−9.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 52,080 | $1.61M | 0.01% | −19,196−26.9% | Reduced |