TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q3 2023
Institutional positions in TRI-CONTINENTAL Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 120
- −1 vs. Q2 2023
- Shares held
- 6.58M
- +102.4K (+1.6%) vs. Q2 2023
- Total value
- $174.8M
- −$2.66M (−1.5%) vs. Q2 2023
- New holders
- 10
- 32 more added
- Sold out
- 11
- 38 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 5 | $133 | 0.00% | +5 | New |
| Center for Financial Planning, Inc. | 23 | $612 | 0.00% | 00.0% | Unchanged |
| Retirement Group, LLC | 83 | $2.21K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 85 | $2.27K | 0.00% | 00.0% | Unchanged |
| Stone House Investment Management, LLC | 115 | $3.06K | 0.00% | +1+0.9% | Added |
| IFP Advisors, Inc | 180 | $4.79K | 0.00% | −58−24.4% | Reduced |
| CWM, LLC | 191 | $5.00K | 0.00% | −13−6.4% | Reduced |
| First Pacific Financial | 211 | $5.61K | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 231 | $6.14K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 251 | $6.67K | 0.00% | 00.0% | Unchanged |
| Flaharty Asset Management, LLC | 293 | $7.80K | 0.00% | +293 | New |
| GPS Wealth Strategies Group, LLC | 693 | $18.4K | 0.00% | +7+1.0% | Added |
| Barclays PLC | 668 | $20.3K | 0.00% | +668 | New |
| Private Trust Co NA | 776 | $20.6K | 0.00% | 00.0% | Unchanged |
| Headinvest, LLC | 890 | $23.6K | 0.01% | +890 | New |
| Spire Wealth Management | 939 | $25.0K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 1,082 | $28.8K | 0.00% | +10+0.9% | Added |
| Armstrong Advisory Group, Inc | 1,109 | $29.5K | 0.00% | 00.0% | Unchanged |
| Cassady Schiller Wealth Management, LLC | 1,150 | $30.6K | 0.02% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,354 | $36.0K | 0.01% | +13+1.0% | Added |
| Salem Investment Counselors Inc | 1,468 | $39.0K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 1,664 | $44.0K | 0.03% | +16+1.0% | Added |
| Fifth Third Bancorp | 1,665 | $44.3K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,788 | $47.5K | 0.00% | +190+11.9% | Added |
| McIlrath & Eck, LLC | 1,961 | $52.1K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,064 | $54.9K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 2,086 | $54.9K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 2,472 | $65.7K | 0.00% | +2,472 | New |
| Clearstead Advisors, LLC | 2,500 | $66.5K | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 2,615 | $69.5K | 0.04% | −1,500−36.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 2,989 | $79.5K | 0.00% | −421−12.3% | Reduced |
| First Community Trust NA | 3,000 | $79.8K | 0.09% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 3,057 | $81.3K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 3,240 | $86.2K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 3,731 | $99.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 4,842 | $128.7K | 0.00% | −10.0% | Reduced |
| Carmichael Hill & Associates, Inc. | 4,960 | $131.9K | 0.06% | +174+3.6% | Added |
| Brown, Lisle/Cummings, Inc. | 5,800 | $154.2K | 0.07% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,884 | $156.5K | 0.00% | +1,415+31.7% | Added |
| Ancora Advisors, LLC | 5,900 | $156.9K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 6,647 | $176.7K | 0.00% | −1,939−22.6% | Reduced |
| 9258 Wealth Management, LLC | 7,565 | $201.2K | 0.04% | +24+0.3% | Added |
| The PNC Financial Services Group, Inc. | 7,610 | $202.3K | 0.00% | −961−11.2% | Reduced |
| Tandem Capital Management Corp | 8,100 | $215.4K | 0.15% | +8,100 | New |
| Guggenheim Capital LLC | 8,235 | $219.0K | 0.00% | +6+0.1% | Added |
| Wesbanco Bank Inc | 8,473 | $225.3K | 0.01% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 8,536 | $227.0K | 0.01% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 8,609 | $228.9K | 0.02% | −5,286−38.0% | Reduced |
| Strategic Investment Solutions, Inc. | 8,442 | $232.6K | 0.00% | +8,308+6,200.0% | Added |
| Cetera Advisors LLC | 8,783 | $233.5K | 0.00% | 00.0% | Unchanged |
| ZWJ Investment Counsel Inc | 8,811 | $234.3K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 9,032 | $240.2K | 0.00% | −487−5.1% | Reduced |
| Ferguson Wellman Capital Management, Inc | 9,266 | $246.4K | 0.01% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 9,500 | $252.6K | 0.06% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 9,623 | $255.9K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 9,790 | $260.3K | 0.05% | +5,311+118.6% | Added |
| Foundations Investment Advisors, LLC | 9,965 | $265.0K | 0.01% | +93+0.9% | Added |
| Cora Capital Advisors LLC | 10,352 | $275.3K | 0.18% | −3,000−22.5% | Reduced |
| Oppenheimer & Co Inc | 10,484 | $278.8K | 0.01% | 00.0% | Unchanged |
| American Institute for Advanced Investment Management, LLP | 10,643 | $283.0K | 0.26% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 11,140 | $296.2K | 0.03% | +73+0.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 11,247 | $299.1K | 0.03% | −10−0.1% | Reduced |
| Pathstone Family Office, LLC | 11,291 | $300.2K | 0.00% | 00.0% | Unchanged |
| MSH Capital Advisors LLC | 11,470 | $305.0K | 0.12% | 00.0% | Unchanged |
| Northern Trust Corp | 11,724 | $311.7K | 0.00% | −502−4.1% | Reduced |
| Wolverine Asset Management LLC | 11,969 | $318.3K | 0.01% | +9,750+439.4% | Added |
| Tower Wealth Partners, Inc. | 12,212 | $324.7K | 0.27% | +115+1.0% | Added |
| Landscape Capital Management, L.L.C. | 12,690 | $337.4K | 0.04% | −4,008−24.0% | Reduced |
| Creative Planning | 12,915 | $343.4K | 0.00% | −1,865−12.6% | Reduced |
| Koshinski Asset Management, Inc. | 13,840 | $368.0K | 0.04% | +40.0% | Added |
| Kirr Marbach & Co LLC | 14,882 | $395.7K | 0.11% | +950+6.8% | Added |
| Walleye Capital LLC | 15,171 | $403.4K | 0.01% | −2,878−15.9% | Reduced |
| Successful Portfolios LLC | 15,755 | $418.9K | 0.37% | −1,287−7.6% | Reduced |
| Johnson Investment Counsel Inc | 16,219 | $431.3K | 0.01% | +50.0% | Added |
| First PREMIER Bank | 16,574 | $441.0K | 0.14% | 00.0% | Unchanged |
| Savant Capital, LLC | 16,920 | $449.9K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 18,298 | $487.0K | 0.00% | +1,230+7.2% | Added |
| Heritage Wealth Advisors | 21,183 | $563.3K | 0.03% | 00.0% | Unchanged |
| Transform Wealth, LLC | 23,440 | $623.3K | 0.07% | −23,052−49.6% | Reduced |
| Kestra Advisory Services, LLC | 23,470 | $624.1K | 0.01% | −2,285−8.9% | Reduced |
| HighTower Advisors, LLC | 24,912 | $661.0K | 0.00% | −889−3.4% | Reduced |
| Altus Wealth Group LLC | 26,158 | $695.5K | 0.44% | +583+2.3% | Added |
| Tiaa Trust, National Association | 26,599 | $707.3K | 0.00% | +26,599 | New |
| Atlas Wealth LLC | 27,018 | $718.4K | 0.13% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 28,596 | $760.0K | 0.00% | 00.0% | Unchanged |
| Whitener Capital Management, Inc. | 36,289 | $964.9K | 0.39% | +713+2.0% | Added |
| LPL Financial LLC | 36,820 | $979.1K | 0.00% | +7,018+23.5% | Added |
| Albion Financial Group | 41,797 | $1.11M | 0.10% | 00.0% | Unchanged |
| Bank of America Corp | 47,950 | $1.27M | 0.00% | −12,304−20.4% | Reduced |
| Stolper Co | 51,801 | $1.38M | 0.60% | −1,125−2.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 53,405 | $1.42M | 0.01% | +579+1.1% | Added |
| CNH Partners LLC | 54,558 | $1.45M | 0.07% | +29,018+113.6% | Added |
| First Trust Advisors LP | 54,891 | $1.46M | 0.00% | −648−1.2% | Reduced |
| Baltimore-Washington Financial Advisors, Inc. | 57,192 | $1.52M | 0.12% | +57,192 | New |
| RB Capital Management, LLC | 60,523 | $1.61M | 0.52% | −1,235−2.0% | Reduced |
| Mariner, LLC | 72,869 | $1.94M | 0.01% | +72,869 | New |
| Capstone Financial Advisors, Inc. | 75,513 | $2.01M | 0.16% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 76,995 | $2.05M | 0.04% | −380.0% | Reduced |
| Advisor Group Holdings, Inc. | 78,397 | $2.08M | 0.00% | +671+0.9% | Added |
| D.A. Davidson & Co. | 85,571 | $2.28M | 0.02% | −1,453−1.7% | Reduced |