TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q4 2021
Institutional positions in TRI-CONTINENTAL Corp as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 142
- +30 vs. Q3 2021
- Shares held
- 7.12M
- +213.7K (+3.1%) vs. Q3 2021
- Total value
- $236.4M
- +$5.82M (+2.5%) vs. Q3 2021
- New holders
- 36
- 53 more added
- Sold out
- 6
- 25 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 7 | $0 | 0.00% | +7 | New |
| Center for Financial Planning, Inc. | 23 | $1.00K | 0.00% | +2+9.5% | Added |
| Brown Brothers Harriman & Co | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 85 | $3.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 160 | $5.00K | 0.00% | +160 | New |
| TFC Financial Management | 195 | $6.00K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 183 | $6.00K | 0.00% | +183 | New |
| American Portfolios Advisors | 237 | $7.86K | 0.00% | +24+11.3% | Added |
| SJS Investment Consulting Inc. | 231 | $8.00K | 0.00% | +231 | New |
| Beaird Harris Wealth Management, LLC | 266 | $9.00K | 0.00% | +266 | New |
| Harbour Investments, Inc. | 301 | $10.0K | 0.00% | 00.0% | Unchanged |
| Trust Co of Vermont | 300 | $10.0K | 0.00% | +300 | New |
| Sugarloaf Wealth Management, LLC | 417 | $14.0K | 0.00% | 00.0% | Unchanged |
| CVA Family Office, LLC | 464 | $15.0K | 0.00% | +464 | New |
| Addison Advisors LLC | 470 | $16.0K | 0.01% | 00.0% | Unchanged |
| Richwood Investment Advisors, LLC | 600 | $20.0K | 0.02% | +600 | New |
| GPS Wealth Strategies Group, LLC | 631 | $21.0K | 0.00% | +59+10.3% | Added |
| Tilia Fiduciary Partners, Inc. | 624 | $21.0K | 0.02% | +624 | New |
| Howe & Rusling Inc | 682 | $23.0K | 0.00% | 00.0% | Unchanged |
| M&R Capital Management Inc | 856 | $28.0K | 0.01% | +78+10.0% | Added |
| McCarthy Asset Management, Inc. | 987 | $33.0K | 0.02% | +100+11.3% | Added |
| NVWM, LLC | 1,105 | $37.0K | 0.01% | 00.0% | Unchanged |
| Confluence Wealth Services, Inc. | 1,118 | $37.0K | 0.01% | +1,118 | New |
| Cassady Schiller Wealth Management, LLC | 1,150 | $38.0K | 0.02% | +1,150 | New |
| FSB Premier Wealth Management, Inc. | 1,262 | $41.0K | 0.02% | +1,262 | New |
| Geneos Wealth Management Inc. | 1,352 | $44.0K | 0.00% | +126+10.3% | Added |
| Salem Investment Counselors Inc | 1,468 | $49.0K | 0.00% | 00.0% | Unchanged |
| Tyler-Stone Wealth Management | 1,493 | $50.0K | 0.03% | +1,493 | New |
| Steward Partners Investment Advisory, LLC | 1,701 | $56.0K | 0.00% | +1,651+3,302.0% | Added |
| NEXT Financial Group, Inc | 1,725 | $57.0K | 0.00% | −1,450−45.7% | Reduced |
| McIlrath & Eck, LLC | 1,878 | $62.0K | 0.02% | +175+10.3% | Added |
| US Bancorp | 2,109 | $70.0K | 0.00% | −601−22.2% | Reduced |
| Fifth Third Bancorp | 2,434 | $81.0K | 0.00% | +221+10.0% | Added |
| Clearstead Advisors, LLC | 2,500 | $83.0K | 0.01% | +2,500 | New |
| Accel Wealth Management | 2,716 | $90.0K | 0.04% | 00.0% | Unchanged |
| First Community Trust NA | 3,000 | $99.6K | 0.08% | +3,000 | New |
| Northwestern Mutual Wealth Management Co | 3,182 | $106.0K | 0.00% | +293+10.1% | Added |
| Widmann Financial Services, Inc. | 3,750 | $124.0K | 0.10% | +3,750 | New |
| Spire Wealth Management | 4,283 | $142.0K | 0.00% | +805+23.1% | Added |
| The PNC Financial Services Group, Inc. | 4,479 | $149.0K | 0.00% | +201+4.7% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 4,504 | $149.0K | 0.05% | +431+10.6% | Added |
| Barrett Asset Management, LLC | 6,064 | $201.0K | 0.01% | 00.0% | Unchanged |
| Pinnacle Associates Ltd | 6,142 | $204.0K | 0.00% | +142+2.4% | Added |
| Brown, Lisle/Cummings, Inc. | 6,175 | $204.9K | 0.10% | +6,175 | New |
| Strategy Asset Managers LLC | 6,171 | $205.0K | 0.05% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 6,313 | $210.0K | 0.03% | +6,313 | New |
| James Hambro & Partners | 6,377 | $212.0K | 0.01% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 6,744 | $224.0K | 0.00% | 00.0% | Unchanged |
| Altus Wealth Management, LLC | 6,811 | $226.0K | 0.13% | +262+4.0% | Added |
| Independent Family Office, LLC | 6,987 | $232.0K | 0.09% | 00.0% | Unchanged |
| Virtu Financial LLC | 7,089 | $235.0K | 0.02% | +7,089 | New |
| Baldwin Investment Management, LLC | 7,316 | $243.0K | 0.06% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 7,422 | $246.0K | 0.25% | +7,422 | New |
| Nations Financial Group Inc, | 7,442 | $247.0K | 0.03% | +1,248+20.1% | Added |
| Minot Wealth Management LLC | 7,527 | $250.0K | 0.05% | +7,527 | New |
| Private Advisor Group, LLC | 8,292 | $275.0K | 0.00% | −41−0.5% | Reduced |
| Wesbanco Bank Inc | 8,473 | $281.0K | 0.01% | 00.0% | Unchanged |
| Gofen & Glossberg LLC | 8,831 | $293.0K | 0.01% | +169+2.0% | Added |
| Susquehanna International Group, LLP | 9,086 | $302.0K | 0.00% | +9,086 | New |
| Silicon Hills Wealth Management, LLC | 9,257 | $307.0K | 0.19% | +9,257 | New |
| Ferguson Wellman Capital Management, Inc | 9,266 | $308.0K | 0.01% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 9,561 | $317.0K | 0.01% | −1,401−12.8% | Reduced |
| Northern Trust Corp | 9,630 | $320.0K | 0.00% | −4,678−32.7% | Reduced |
| BlackRock Inc. | 10,019 | $332.0K | 0.00% | +10,019 | New |
| RSM US Wealth Management LLC | 10,194 | $338.0K | 0.02% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 10,386 | $344.0K | 0.01% | +972+10.3% | Added |
| Shepherd Kaplan Krochuk, LLC | 10,380 | $345.0K | 0.13% | 00.0% | Unchanged |
| Tower Wealth Partners, Inc. | 10,893 | $362.0K | 0.37% | +1,104+11.3% | Added |
| American Institute for Advanced Investment Management, LLP | 11,074 | $368.0K | 0.25% | +1,039+10.4% | Added |
| 9258 Wealth Management, LLC | 11,243 | $373.0K | 0.09% | +1,064+10.5% | Added |
| Lido Advisors, LLC | 11,303 | $375.0K | 0.01% | +11,303 | New |
| First Republic Investment Management, Inc. | 11,320 | $376.0K | 0.00% | +1,057+10.3% | Added |
| MSH Capital Advisors LLC | 11,470 | $380.7K | 0.17% | +11,470 | New |
| Kovack Advisors, Inc. | 11,598 | $385.0K | 0.04% | +1,072+10.2% | Added |
| Ancora Advisors, LLC | 12,393 | $411.0K | 0.01% | +806+7.0% | Added |
| Quad-Cities Investment Group, LLC | 12,474 | $414.0K | 0.26% | +3,691+42.0% | Added |
| Johnson Investment Counsel Inc | 13,159 | $437.0K | 0.01% | +41+0.3% | Added |
| Weiss Asset Management LP | 13,237 | $439.0K | 0.01% | +13,237 | New |
| Neuberger Berman Group LLC | 13,250 | $440.0K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors, Inc. | 13,269 | $440.0K | 0.03% | +1,595+13.7% | Added |
| Crestwood Advisors Group LLC | 15,827 | $525.0K | 0.01% | +15,827 | New |
| Twin Focus Capital Partners, LLC | 15,900 | $528.0K | 0.11% | 00.0% | Unchanged |
| FourThought Financial, LLC | 16,035 | $532.0K | 0.07% | −17,864−52.7% | Reduced |
| First PREMIER Bank | 16,574 | $550.0K | 0.14% | 00.0% | Unchanged |
| Creative Planning | 17,382 | $577.0K | 0.00% | −18,046−50.9% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 17,479 | $580.0K | 0.05% | +129+0.7% | Added |
| Landscape Capital Management, L.L.C. | 18,222 | $605.0K | 0.09% | +18,222 | New |
| Cetera Advisor Networks LLC | 18,437 | $612.0K | 0.01% | −2,897−13.6% | Reduced |
| Kestra Advisory Services, LLC | 18,672 | $620.0K | 0.01% | +710+4.0% | Added |
| Cetera Advisors LLC | 19,118 | $635.0K | 0.01% | −8,673−31.2% | Reduced |
| AdvisorNet Financial, Inc | 20,657 | $686.0K | 0.04% | 00.0% | Unchanged |
| Bank of Montreal | 19,058 | $701.0K | 0.00% | +19,058 | New |
| Koshinski Asset Management, Inc. | 21,906 | $727.1K | 0.06% | +783+3.7% | Added |
| Strategic Capital Advisers, Inc. | 22,366 | $742.0K | 0.53% | +1,993+9.8% | Added |
| Heritage Wealth Advisors | 22,731 | $754.0K | 0.04% | −40.0% | Reduced |
| Tiaa, FSB | 22,767 | $756.0K | 0.00% | 00.0% | Unchanged |
| Altus Wealth Group LLC | 24,245 | $805.0K | 0.66% | −60.0% | Reduced |
| Quantedge Capital Pte Ltd | 24,581 | $816.0K | 0.35% | −5,777−19.0% | Reduced |
| Heritage Investment Group, Inc. | 25,029 | $831.0K | 0.65% | +25,029 | New |