Skip to main content

Stellus Capital Investment Corp

SCM
Exchange
NYSE
SEC CIK
0001551901

In the last 90 days, Stellus Capital Investment Corp insiders filed 1 open-market purchase and 0 sales; 59 institutions reported holding it in 13F filings for Q2 2026, worth $30.6M in total; no superinvestor holds it.

13F holders, Q3 2026

Institutional positions in Stellus Capital Investment Corp as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
1
0 vs. Q2 2026
Shares held
24.5K
−30.8K (−55.7%) vs. Q2 2026
Total value
$181.8K
−$283.8K (−61.0%) vs. Q2 2026
New holders
0
0 more added
Sold out
0
1 more reduced

58 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting SCM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 47 institutionsQ2 2021: 47 institutionsQ3 2021: 45 institutionsQ4 2021: 49 institutionsQ1 2022: 44 institutionsQ2 2022: 54 institutionsQ3 2022: 51 institutionsQ4 2022: 51 institutionsQ1 2023: 57 institutionsQ2 2023: 61 institutionsQ3 2023: 63 institutionsQ4 2023: 59 institutionsQ1 2024: 53 institutionsQ2 2024: 52 institutionsQ3 2024: 53 institutionsQ4 2024: 58 institutionsQ1 2025: 62 institutionsQ2 2025: 58 institutionsQ3 2025: 68 institutionsQ4 2025: 63 institutionsQ1 2026: 63 institutionsQ2 2026: 59 institutions
Value held
Q1 2021: $43.3MQ2 2021: $43.9MQ3 2021: $43.0MQ4 2021: $43.5MQ1 2022: $37.7MQ2 2022: $32.8MQ3 2022: $32.1MQ4 2022: $32.9MQ1 2023: $32.6MQ2 2023: $46.7MQ3 2023: $54.5MQ4 2023: $41.0MQ1 2024: $35.9MQ2 2024: $48.6MQ3 2024: $41.9MQ4 2024: $39.0MQ1 2025: $47.2MQ2 2025: $44.3MQ3 2025: $45.9MQ4 2025: $49.1MQ1 2026: $38.4MQ2 2026: $30.6M
Institutions holding SCM and their total value by quarter
QuarterHoldersValue
Q2 202659$30.6M
Q1 202663$38.4M
Q4 202563$49.1M
Q3 202568$45.9M
Q2 202558$44.3M
Q1 202562$47.2M
Q4 202458$39.0M
Q3 202453$41.9M
Q2 202452$48.6M
Q1 202453$35.9M
Q4 202359$41.0M
Q3 202363$54.5M
Q2 202361$46.7M
Q1 202357$32.6M
Q4 202251$32.9M
Q3 202251$32.1M
Q2 202254$32.8M
Q1 202244$37.7M
Q4 202149$43.5M
Q3 202145$43.0M
Q2 202147$43.9M
Q1 202147$43.3M

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Stellus Capital Investment Corp; share changes are against Q2 2026.

Institutions holding SCM in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Doliver Advisors, LP24,501$181.8K0.04%−30,791−55.7%Reduced
CI Private Wealth, LLC––––Not filed
LPL Financial LLC––––Not filed
Muzinich & Co., Inc.––––Not filed
Raymond James Financial Inc––––Not filed
Legal & General Group Plc––––Not filed
Advisors Asset Management, Inc.––––Not filed
Ethos Financial Group, LLC––––Not filed
Condor Capital Management––––Not filed
Sumitomo Mitsui Trust Holdings, Inc.––––Not filed
Icon Wealth Advisors, LLC––––Not filed
Samjo Management, LLC––––Not filed
BlackRock, Inc.––––Not filed
Millennium Management LLC––––Not filed
Inspire Advisors, LLC––––Not filed
Gables Capital Management Inc.––––Not filed
Morgan Stanley––––Not filed
Trexquant Investment LP––––Not filed
Virtus Investment Advisers, Inc.––––Not filed
XTX Topco Ltd––––Not filed
Bank of America Corp––––Not filed
PFG Investments, LLC––––Not filed
Marshall Wace, LLP––––Not filed
Citadel Advisors LLC––––Not filed
Janney Montgomery Scott LLC––––Not filed
Campbell & CO Investment Adviser LLC––––Not filed
Great West Life Assurance Co––––Not filed
Gallagher Capital Advisors, LLC––––Not filed
Two Sigma Investments, LP––––Not filed
Stonebridge Financial Group, LLC––––Not filed
Susquehanna International Group, LLP––––Not filed
Qube Research & Technologies Ltd––––Not filed
Royal Bank of Canada––––Not filed
Oppenheimer & Co Inc––––Not filed
Sanders Morris Harris LLC––––Not filed
Concurrent Investment Advisors, LLC––––Not filed
The PNC Financial Services Group, Inc.––––Not filed
Wells Fargo & Company––––Not filed
UBS Group AG––––Not filed
SRS Capital Advisors, Inc.––––Not filed
Mariner, LLC––––Not filed
Significant Wealth Partners LLC––––Not filed
Chilton Capital Management LLC––––Not filed
Advisor Group Holdings, Inc.––––Not filed
Highline Wealth Partners LLC––––Not filed
Rockefeller Capital Management L.P.––––Not filed
Aquatic Capital Management LLC––––Not filed
Tower Research Capital LLC (TRC)––––Not filed
Private Trust Co NA––––Not filed
State of Alaska, Department of Revenue––––Not filed
Crewe Advisors LLC––––Not filed
Nomura Asset Management Co Ltd––––Not filed
Jones Financial Companies LLLP––––Not filed
Key Financial Inc––––Not filed
Aventura Private Wealth, LLC––––Not filed
Valley National Advisers Inc––––Not filed
JPMorgan Chase & Co––––Not filed
Caitong International Asset Management Co., Ltd––––Not filed
Danske Bank A/S––––Not filed