Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- +2 vs. Q3 2025
- Shares held
- 4.34M
- +407.7K (+10.4%) vs. Q3 2025
- Total value
- $41.1M
- +$2.75M (+7.2%) vs. Q3 2025
- New holders
- 7
- 12 more added
- Sold out
- 5
- 17 more reduced
2 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 685 | $6.47K | 0.00% | +685 | New |
| Blue Bell Private Wealth Management, LLC | 1,000 | $9.45K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,000 | $9.45K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,300 | $12.3K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,182 | $21.0K | 0.00% | +582+36.4% | Added |
| West Branch Capital LLC | 2,335 | $22.1K | 0.01% | +35+1.5% | Added |
| Webster Bank, N. A. | 3,000 | $28.4K | 0.00% | +3,000 | New |
| Paladin Partners, LLC | 3,271 | $30.9K | 0.02% | +3,271 | New |
| Rockefeller Capital Management L.P. | 3,322 | $31.4K | 0.00% | −3−0.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 3,345 | $31.6K | 0.01% | +131+4.1% | Added |
| UBS Group AG | 6,759 | $63.9K | 0.00% | −567−7.7% | Reduced |
| Advisor Group Holdings, Inc. | 8,988 | $84.9K | 0.00% | −3,000−25.0% | Reduced |
| Commonwealth Equity Services, LLC | 11,154 | $105.4K | 0.00% | −210−1.8% | Reduced |
| Cetera Investment Advisers | 11,704 | $110.6K | 0.00% | −7,239−38.2% | Reduced |
| Mosaic Family Wealth Partners, LLC | 11,824 | $111.7K | 0.01% | 00.0% | Unchanged |
| Jag Capital Management, LLC | 12,700 | $120.0K | 0.01% | 00.0% | Unchanged |
| Basepoint Wealth LLC | 12,850 | $121.4K | 0.07% | −4,774−27.1% | Reduced |
| AlphaCore Capital LLC | 13,400 | $126.6K | 0.00% | +13,400 | New |
| Susquehanna International Group, LLP | 15,075 | $142.5K | 0.00% | +15,075 | New |
| Bank of America Corp | 15,664 | $148.0K | 0.00% | −3,800−19.5% | Reduced |
| Catalina Capital Group, LLC | 18,823 | $177.9K | 0.11% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 24,542 | $231.9K | 0.00% | +24,542 | New |
| GWM Advisors LLC | 26,272 | $248.3K | 0.00% | −1,100−4.0% | Reduced |
| Clifford Swan Investment Counsel LLC | 29,500 | $278.8K | 0.01% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 39,073 | $369.2K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 40,739 | $385.0K | 0.00% | −2,705−6.2% | Reduced |
| Invesco Ltd. | 41,671 | $393.8K | 0.00% | −950−2.2% | Reduced |
| Baird Financial Group, Inc. | 42,839 | $404.8K | 0.00% | −332−0.8% | Reduced |
| Wells Fargo & Company | 47,000 | $444.1K | 0.00% | +2,668+6.0% | Added |
| SRS Capital Advisors, Inc. | 48,873 | $461.8K | 0.01% | −1,999−3.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 63,117 | $596.0K | 0.00% | −1,217−1.9% | Reduced |
| TrueMark Investments, LLC | 70,697 | $668.1K | 0.13% | +1,985+2.9% | Added |
| Mustico Financial Group, Inc. | 81,339 | $770.1K | 0.64% | +4,788+6.3% | Added |
| D.A. Davidson & Co. | 85,496 | $807.9K | 0.00% | −2,519−2.9% | Reduced |
| Morgan Stanley | 90,453 | $854.8K | 0.00% | −23,771−20.8% | Reduced |
| Noble Wealth Management PBC | 95,345 | $901.0K | 0.45% | −4,685−4.7% | Reduced |
| Closed-End Fund Advisors, Inc. | 96,222 | $909.3K | 0.54% | +96,222 | New |
| Rivernorth Capital Management, LLC | 111,745 | $1.06M | 0.05% | +43,033+62.6% | Added |
| Fiera Capital Corp | 129,862 | $1.23M | 0.00% | +69,717+115.9% | Added |
| Private Advisor Group, LLC | 190,128 | $1.80M | 0.01% | −1,025−0.5% | Reduced |
| 1607 Capital Partners, LLC | 263,244 | $2.49M | 0.17% | +64,634+32.5% | Added |
| Advisors Asset Management, Inc. | 309,687 | $2.93M | 0.05% | +215,441+228.6% | Added |
| Pathstone Holdings, LLC | 339,627 | $3.21M | 0.01% | +24,461+7.8% | Added |
| CIBC Private Wealth Group, LLC | 588,511 | $5.56M | 0.01% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 1,328,546 | $12.6M | 0.25% | +73,704+5.9% | Added |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −146,589−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −15,052−100.0% | Sold out |
| Apella Capital, LLC | 0 | $0 | 0.00% | −15,066−100.0% | Sold out |
| Consolidated Portfolio Review Corp | 0 | $0 | 0.00% | −10,607−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −2,510−100.0% | Sold out |
| Napa Wealth Management | – | – | – | – | Not filed |
| SPC Financial, Inc. | – | – | – | – | Not filed |