Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
Q4 2025 vs. Q3 2025
How the institutions holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC changed between Q3 2025 and Q4 2025.
All holders in Q4 2025All holders in Q3 2025
| Measure | Q3 2025 | Of which not filed for Q4 2025 | Q4 2025 | Change |
|---|---|---|---|---|
| Holders | 45 | 2 | 45 | +2 |
| Shares | 4.01M | 69.4K | 4.34M | +407.7K (+10.4%) |
| Value | $39.0M | $677.0K | $41.1M | +$2.75M (+7.2%) |
2 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so the changes leave them out.
New holders (7)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC at the end of Q4 2025 but not at the end of Q3 2025.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Closed-End Fund Advisors, Inc. | 96,222 | $909.3K | 0.54% |
| Guggenheim Capital LLC | 24,542 | $231.9K | 0.00% |
| Susquehanna International Group, LLP | 15,075 | $142.5K | 0.00% |
| AlphaCore Capital LLC | 13,400 | $126.6K | 0.00% |
| Paladin Partners, LLC | 3,271 | $30.9K | 0.02% |
| Webster Bank, N. A. | 3,000 | $28.4K | 0.00% |
| Parallel Advisors, LLC | 685 | $6.47K | 0.00% |
Sold out (5)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC at the end of Q3 2025 and filed for Q4 2025 without it.
| Institution | Shares, Q3 2025 | Value, Q3 2025 |
|---|---|---|
| Envestnet Asset Management Inc | 146,589 | $1.43M |
| HighTower Advisors, LLC | 15,052 | $146.8K |
| Apella Capital, LLC | 15,066 | $146.3K |
| Consolidated Portfolio Review Corp | 10,607 | $103.4K |
| Allworth Financial LP | 2,510 | $24.5K |
Not filed for Q4 2025 yet (2)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC at the end of Q3 2025 and haven't filed a 13F for Q4 2025. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2025 | Value, Q3 2025 |
|---|---|---|
| Napa Wealth Management | 56,040 | $546.4K |
| SPC Financial, Inc. | 13,400 | $130.7K |