Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2022
Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,088
- −33 vs. Q2 2022
- Shares held
- 179.7M
- −19.6M (−9.8%) vs. Q2 2022
- Total value
- $13.7B
- −$3.18B (−18.9%) vs. Q2 2022
- New holders
- 63
- 322 more added
- Sold out
- 96
- 458 more reduced
21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kensington Investment Counsel, LLC | 14,276 | $1.08M | 0.91% | +691+5.1% | Added |
| Old National Bancorp | 14,168 | $1.08M | 0.04% | −2,678−15.9% | Reduced |
| Archford Capital Strategies, LLC | 14,141 | $1.07M | 0.28% | +373+2.7% | Added |
| Physicians Financial Services, Inc. | 14,083 | $1.07M | 0.52% | −100−0.7% | Reduced |
| AIMZ Investment Advisors, LLC | 14,070 | $1.07M | 0.54% | −100−0.7% | Reduced |
| First Horizon Advisors, Inc. | 13,978 | $1.06M | 0.04% | −892−6.0% | Reduced |
| Legal & General Group Plc | 13,946 | $1.06M | 0.00% | +1,247+9.8% | Added |
| Creegan & Nassoura Financial Group, LLC | 13,875 | $1.05M | 0.91% | 00.0% | Unchanged |
| West Oak Capital, LLC | 13,858 | $1.05M | 0.57% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 13,803 | $1.05M | 0.15% | +363+2.7% | Added |
| Baker Ellis Asset Management LLC | 13,742 | $1.04M | 0.23% | −153−1.1% | Reduced |
| Johnson Investment Counsel Inc | 13,696 | $1.04M | 0.02% | +226+1.7% | Added |
| World Equity Group, Inc. | 13,665 | $1.04M | 0.26% | +529+4.0% | Added |
| Court Place Advisors, LLC | 13,599 | $1.03M | 0.42% | −835−5.8% | Reduced |
| Welch Group, LLC | 13,557 | $1.03M | 0.07% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 13,550 | $1.03M | 0.05% | +3,169+30.5% | Added |
| Aevitas Wealth Management, Inc. | 13,235 | $1.01M | 0.76% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 13,037 | $991.0K | 0.67% | +1,650+14.5% | Added |
| Regentatlantic Capital LLC | 12,956 | $985.0K | 0.03% | −2,894−18.3% | Reduced |
| CAPROCK Group, Inc. | 12,854 | $977.0K | 0.09% | −730−5.4% | Reduced |
| Williams Jones Wealth Management, LLC. | 12,842 | $976.0K | 0.02% | +73+0.6% | Added |
| Boit C F David | 12,800 | $973.0K | 0.79% | +12,800 | New |
| XML Financial, LLC | 12,789 | $972.0K | 0.13% | +12,789 | New |
| Umb Bank N A | 12,638 | $961.0K | 0.02% | −182−1.4% | Reduced |
| Transcend Wealth Collective, LLC | 12,619 | $959.0K | 0.11% | −146−1.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 12,573 | $955.0K | 0.00% | 00.0% | Unchanged |
| Carnegie Capital Asset Management, LLC | 12,521 | $952.0K | 0.05% | +391+3.2% | Added |
| Vise Technologies, Inc. | 12,514 | $951.0K | 0.36% | +2,610+26.4% | Added |
| Stratos Wealth Partners, LTD. | 12,478 | $948.0K | 0.03% | −799−6.0% | Reduced |
| LCNB Corp | 12,421 | $944.0K | 0.51% | −325−2.5% | Reduced |
| McDaniel Terry & Co | 12,288 | $934.0K | 0.12% | −473−3.7% | Reduced |
| Money Concepts Capital Corp | 12,258 | $932.0K | 0.06% | +11,334+1,226.6% | Added |
| Ascent Wealth Partners, LLC | 12,126 | $922.0K | 0.22% | −90−0.7% | Reduced |
| Ativo Capital Management LLC | 12,099 | $920.0K | 1.45% | +17+0.1% | Added |
| Venture Visionary Partners LLC | 11,952 | $908.0K | 0.07% | −82−0.7% | Reduced |
| 1832 Asset Management L.P. | 11,896 | $904.0K | 0.00% | −366−3.0% | Reduced |
| West Family Investments, Inc. | 11,888 | $904.0K | 0.39% | +2,563+27.5% | Added |
| Buckingham Strategic Wealth, LLC | 11,873 | $902.0K | 0.02% | +441+3.9% | Added |
| Financial Advocates Investment Management | 77,292 | $901.0K | 0.08% | +66,233+598.9% | Added |
| Bryn Mawr Trust Co | 11,816 | $898.0K | 0.04% | −34−0.3% | Reduced |
| TD Private Client Wealth LLC | 11,783 | $895.6K | 0.05% | −3,223−21.5% | Reduced |
| MAI Capital Management | 11,770 | $895.0K | 0.02% | +3,487+42.1% | Added |
| Abbrea Capital, LLC | 11,756 | $894.0K | 0.17% | −75−0.6% | Reduced |
| Cambridge Advisors Inc. | 11,750 | $893.0K | 0.26% | −1,525−11.5% | Reduced |
| Fortem Financial Group, LLC | 11,624 | $884.0K | 0.61% | +76+0.7% | Added |
| Northcape Wealth Management, LLC | 11,605 | $882.0K | 0.31% | +3,233+38.6% | Added |
| Level Four Advisory Services, LLC | 11,591 | $881.0K | 0.09% | −448−3.7% | Reduced |
| BTC Capital Management, Inc. | 11,566 | $879.0K | 0.11% | +893+8.4% | Added |
| Trust Co of Oklahoma | 11,504 | $874.4K | 0.44% | −29−0.3% | Reduced |
| Chilton Capital Management LLC | 11,501 | $874.0K | 0.06% | +1,167+11.3% | Added |
| Greenwich Wealth Management LLC | 11,476 | $872.0K | 0.09% | 00.0% | Unchanged |
| Greenup Street Wealth Management LLC | 11,396 | $866.0K | 0.39% | +11,396 | New |
| Privium Fund Management B.V. | 11,250 | $861.0K | 0.33% | +11,250 | New |
| Berkshire Bank | 11,245 | $855.0K | 0.26% | −635−5.3% | Reduced |
| Bangor Savings Bank | 11,246 | $855.0K | 0.10% | +178+1.6% | Added |
| Liberty One Investment Management, LLC | 11,204 | $852.0K | 0.14% | +500+4.7% | Added |
| Wade G W & Inc | 11,182 | $850.0K | 0.04% | −27,094−70.8% | Reduced |
| Silvercrest Asset Management Group LLC | 11,188 | $850.0K | 0.01% | 00.0% | Unchanged |
| Sigma Planning Corp | 11,103 | $844.0K | 0.03% | +37+0.3% | Added |
| MUFG Americas Holdings Corp | 11,028 | $838.0K | 0.02% | −355−3.1% | Reduced |
| Squarepoint Ops LLC | 10,833 | $823.0K | 0.01% | +3,521+48.2% | Added |
| Sit Investment Associates Inc | 10,800 | $821.0K | 0.02% | 00.0% | Unchanged |
| KCM Investment Advisors LLC | 10,784 | $820.0K | 0.04% | +1,423+15.2% | Added |
| Ar Asset Management Inc | 10,750 | $817.0K | 0.24% | 00.0% | Unchanged |
| Prudential Financial Inc | 10,560 | $808.0K | 0.00% | +1,126+11.9% | Added |
| Federation des caisses Desjardins du Quebec | 10,591 | $805.0K | 0.01% | +66+0.6% | Added |
| Scott & Selber, Inc. | 10,572 | $804.0K | 0.39% | +30+0.3% | Added |
| Knowledge Leaders Capital, LLC | 10,517 | $799.0K | 1.02% | −512−4.6% | Reduced |
| Covenant Partners, LLC | 10,459 | $795.0K | 0.39% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 10,462 | $795.0K | 0.11% | +1,482+16.5% | Added |
| DGS Capital Management, LLC | 10,428 | $792.6K | 0.53% | −2,757−20.9% | Reduced |
| King Luther Capital Management Corp | 10,422 | $792.0K | 0.00% | −1,324−11.3% | Reduced |
| JNBA Financial Advisors | 10,410 | $791.0K | 0.12% | −80−0.8% | Reduced |
| Simmons Bank | 10,346 | $786.0K | 0.07% | −580−5.3% | Reduced |
| Mayflower Financial Advisors, LLC | 10,330 | $785.0K | 0.13% | −26−0.3% | Reduced |
| FRG Family Wealth Advisors LLC | 10,275 | $781.0K | 0.19% | 00.0% | Unchanged |
| CX Institutional | 10,202 | $775.0K | 0.05% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 10,165 | $774.0K | 0.04% | +3,035+42.6% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 10,045 | $764.0K | 0.01% | −898−8.2% | Reduced |
| Abundance Wealth Counselors | 10,052 | $764.0K | 0.22% | +697+7.5% | Added |
| Neville Rodie & Shaw Inc | 9,932 | $755.0K | 0.07% | 00.0% | Unchanged |
| Cetera Investment Advisers | 9,924 | $754.0K | 0.02% | −6,781−40.6% | Reduced |
| Becker Capital Management Inc | 9,860 | $749.0K | 0.04% | −60−0.6% | Reduced |
| Choate Investment Advisors | 9,859 | $749.0K | 0.05% | 00.0% | Unchanged |
| Beacon Investment Advisory Services, Inc. | 9,808 | $746.0K | 0.04% | −30.0% | Reduced |
| Drexel Morgan & Co. | 9,720 | $739.0K | 0.18% | 00.0% | Unchanged |
| Foresight Wealth Management, LLC | 9,696 | $737.0K | 0.31% | +588+6.5% | Added |
| Ballentine Partners, LLC | 9,692 | $736.0K | 0.03% | +38+0.4% | Added |
| IFG Advisory, LLC | 9,688 | $736.0K | 0.07% | +9,688 | New |
| Financial Architects, Inc | 9,674 | $735.0K | 0.13% | +9,674 | New |
| Hamel Associates, Inc. | 9,651 | $734.0K | 0.29% | 00.0% | Unchanged |
| Nicholas Hoffman & Company, LLC. | 9,641 | $733.0K | 0.03% | +260+2.8% | Added |
| Graypoint LLC | 9,602 | $730.0K | 0.09% | +28+0.3% | Added |
| Mystic Asset Management, Inc. | 9,504 | $722.0K | 0.46% | 00.0% | Unchanged |
| Summit Financial, LLC | 9,489 | $721.2K | 0.07% | +871+10.1% | Added |
| Mutual Advisors, LLC | 9,453 | $719.0K | 0.04% | −1,788−15.9% | Reduced |
| Eagle Asset Management Inc | 9,468 | $719.0K | 0.00% | −65−0.7% | Reduced |
| Highland Capital Management, LLC | 9,382 | $713.0K | 0.06% | −915−8.9% | Reduced |
| Epoch Investment Partners, Inc. | 9,281 | $705.0K | 0.00% | +111+1.2% | Added |
| Fox Run Management, L.L.C. | 9,266 | $704.0K | 0.27% | +1,880+25.5% | Added |