Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q3 2022
Institutional positions in Novartis AG as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,088
- −33 vs. Q2 2022
- Shares held
- 179.7M
- −19.6M (−9.8%) vs. Q2 2022
- Total value
- $13.7B
- −$3.18B (−18.9%) vs. Q2 2022
- New holders
- 63
- 322 more added
- Sold out
- 96
- 458 more reduced
21 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Klingenstein Fields & Co LP | 9,242 | $702.0K | 0.04% | 00.0% | Unchanged |
| Associated Banc-Corp | 9,148 | $695.0K | 0.03% | −215−2.3% | Reduced |
| SkyView Investment Advisors, LLC | 9,104 | $692.0K | 0.20% | +1,465+19.2% | Added |
| Steel Peak Wealth Management LLC | 9,072 | $690.0K | 0.05% | −199−2.1% | Reduced |
| Elmwood Wealth Management, Inc. | 9,067 | $689.0K | 0.34% | −880−8.8% | Reduced |
| Beaton Management Co. Inc. | 9,043 | $687.0K | 0.52% | −476−5.0% | Reduced |
| Cetera Advisors LLC | 8,988 | $683.0K | 0.02% | −87−1.0% | Reduced |
| MQS Management LLC | 8,966 | $682.0K | 0.44% | −298−3.2% | Reduced |
| Mill Capital Management, LLC | 8,859 | $673.0K | 0.08% | +1,013+12.9% | Added |
| KB Financial Partners, LLC | 8,822 | $671.0K | 0.24% | +1,409+19.0% | Added |
| Semmax Financial Advisors Inc. | 8,184 | $670.0K | 0.28% | −543−6.2% | Reduced |
| Heritage Wealth Management, LLC | 8,798 | $669.0K | 0.21% | −643−6.8% | Reduced |
| Roundview Capital LLC | 8,786 | $668.0K | 0.08% | +24+0.3% | Added |
| Ariel Investments, LLC | 8,750 | $665.0K | 0.01% | −1,239−12.4% | Reduced |
| Holderness Investments Co | 8,752 | $665.0K | 0.30% | +160+1.9% | Added |
| TD Waterhouse Canada Inc. | 8,173 | $658.1K | 0.01% | −2,276−21.8% | Reduced |
| Dorsey & Whitney Trust CO LLC | 8,636 | $656.0K | 0.07% | −337−3.8% | Reduced |
| D.B. Root & Company, LLC | 8,606 | $654.0K | 0.30% | +62+0.7% | Added |
| Burns J W & Co Inc | 8,573 | $652.0K | 0.13% | −570−6.2% | Reduced |
| Clarius Group, LLC | 8,582 | $652.0K | 0.07% | −522−5.7% | Reduced |
| Montag A & Associates Inc | 8,561 | $651.0K | 0.05% | +2,077+32.0% | Added |
| Dillon & Associates Inc | 8,449 | $642.0K | 0.15% | 00.0% | Unchanged |
| B. Metzler seel. Sohn & Co. AG | 8,421 | $640.0K | 0.01% | +2,950+53.9% | Added |
| Cypress Asset Management Inc | 8,383 | $637.0K | 0.24% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 8,381 | $637.0K | 0.94% | +185+2.3% | Added |
| Ahl Investment Management, Inc. | 8,337 | $634.0K | 0.65% | +337+4.2% | Added |
| Means Investment Co., Inc. | 8,229 | $625.0K | 0.14% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 8,192 | $623.0K | 0.11% | −135−1.6% | Reduced |
| Anchor Investment Management, LLC | 8,184 | $622.1K | 0.10% | −400−4.7% | Reduced |
| Covington Capital Management | 8,171 | $621.0K | 0.03% | −50−0.6% | Reduced |
| Stephens Inc | 8,159 | $620.0K | 0.01% | −766−8.6% | Reduced |
| Armor Investment Advisors, LLC | 8,157 | $620.0K | 0.42% | −513−5.9% | Reduced |
| Lantz Financial LLC | 8,103 | $616.0K | 0.32% | −750−8.5% | Reduced |
| Gladstone Institutional Advisory LLC | 8,023 | $610.0K | 0.05% | +67+0.8% | Added |
| Cable Hill Partners, LLC | 8,008 | $609.0K | 0.12% | −316−3.8% | Reduced |
| Lee Danner & Bass Inc | 8,013 | $609.0K | 0.06% | −100−1.2% | Reduced |
| Marotta Asset Management | 8,004 | $608.4K | 0.16% | −105−1.3% | Reduced |
| Rosenbaum Jay D. | 7,934 | $603.0K | 1.39% | +61+0.8% | Added |
| Lazard Asset Management LLC | 7,938 | $602.0K | 0.00% | −3,645−31.5% | Reduced |
| OmniStar Financial Group, Inc. | 7,926 | $602.0K | 0.72% | −1,074−11.9% | Reduced |
| Avidian Wealth Solutions, LLC | 7,872 | $598.0K | 0.04% | +113+1.5% | Added |
| Sequoia Financial Advisors, LLC | 7,834 | $595.0K | 0.02% | −4,568−36.8% | Reduced |
| Romano Brothers and Company | 7,800 | $593.0K | 0.10% | +7,800 | New |
| Tiaa, FSB | 7,768 | $590.0K | 0.00% | −1,109−12.5% | Reduced |
| BSW Wealth Partners | 7,745 | $589.0K | 0.14% | −781−9.2% | Reduced |
| Douglass Winthrop Advisors, LLC | 7,738 | $588.0K | 0.02% | −2,150−21.7% | Reduced |
| Mission Wealth Management, LP | 7,732 | $588.0K | 0.03% | −463−5.6% | Reduced |
| Ascent Group, LLC | 7,210 | $585.0K | 0.07% | +597+9.0% | Added |
| Intrust Bank NA | 7,672 | $584.0K | 0.09% | −281−3.5% | Reduced |
| Dakota Wealth Management | 7,655 | $582.0K | 0.05% | +1,285+20.2% | Added |
| Foundations Investment Advisors, LLC | 7,613 | $579.0K | 0.03% | +7,613 | New |
| Bluestein R H & Co | 7,600 | $578.0K | 0.04% | −500−6.2% | Reduced |
| Mather Group, LLC. | 7,591 | $577.0K | 0.01% | −1,193−13.6% | Reduced |
| Five Oceans Advisors | 7,586 | $577.0K | 0.46% | +3,382+80.4% | Added |
| Total Clarity Wealth Management, Inc. | 7,577 | $576.0K | 0.36% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 7,511 | $571.0K | 0.03% | −165−2.1% | Reduced |
| Intercontinental Wealth Advisors, LLC | 7,504 | $570.0K | 0.18% | −101−1.3% | Reduced |
| Valmark Advisers, Inc. | 7,446 | $566.0K | 0.01% | +127+1.7% | Added |
| Jacobi Capital Management LLC | 7,443 | $566.0K | 0.08% | +383+5.4% | Added |
| Parallel Advisors, LLC | 7,404 | $563.0K | 0.03% | −771−9.4% | Reduced |
| Essex Financial Services, Inc. | 7,404 | $563.0K | 0.07% | −415−5.3% | Reduced |
| Central Trust Co | 7,381 | $561.0K | 0.02% | −644−8.0% | Reduced |
| Fulton Bank, N.A. | 7,347 | $559.0K | 0.03% | −3,661−33.3% | Reduced |
| Cary Street Partners Asset Management LLC | 7,359 | $559.0K | 0.13% | +4+0.1% | Added |
| Radnor Capital Management, LLC | 7,345 | $558.0K | 0.16% | +300+4.3% | Added |
| Kestra Private Wealth Services, LLC | 7,320 | $556.0K | 0.03% | −404−5.2% | Reduced |
| Cary Street Partner Investment Advisory LLC | 7,296 | $555.0K | 0.05% | +753+11.5% | Added |
| Grant/GrossMendelsohn, LLC | 7,025 | $551.0K | 0.30% | +2,371+50.9% | Added |
| Hilltop Holdings Inc. | 7,227 | $550.0K | 0.07% | +1,575+27.9% | Added |
| FourThought Financial, LLC | 7,227 | $549.0K | 0.08% | −1,759−19.6% | Reduced |
| Colony Group LLC | 7,201 | $547.0K | 0.01% | +4,617+178.7% | Added |
| Oarsman Capital, Inc. | 7,157 | $544.0K | 0.29% | −235−3.2% | Reduced |
| Farmers National Bank | 7,135 | $542.3K | 0.22% | −315−4.2% | Reduced |
| Wedbush Securities Inc | 6,986 | $531.0K | 0.03% | −4,964−41.5% | Reduced |
| Lincoln National Corp | 6,942 | $528.0K | 0.01% | +231+3.4% | Added |
| Patton Albertson Miller Group, LLC | 6,919 | $526.0K | 0.11% | −629−8.3% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 6,906 | $525.0K | 0.10% | −2,414−25.9% | Reduced |
| Quantamental Technologies LLC | 6,877 | $523.0K | 0.20% | +6,877 | New |
| Paces Ferry Wealth Advisors, LLC | 6,776 | $515.0K | 0.56% | −20.0% | Reduced |
| D. E. Shaw & Co., Inc. | 6,765 | $514.0K | 0.00% | −236,647−97.2% | Reduced |
| Proequities, Inc. | 6,766 | $514.0K | 0.05% | −377−5.3% | Reduced |
| Regions Financial Corp | 6,742 | $513.0K | 0.01% | −1,631−19.5% | Reduced |
| Thomasville National Bank | 6,675 | $507.0K | 0.06% | +96+1.5% | Added |
| Kovitz Investment Group Partners, LLC | 6,655 | $506.0K | 0.01% | −100−1.5% | Reduced |
| Gradient Investments LLC | 6,625 | $504.0K | 0.02% | −115−1.7% | Reduced |
| LeJeune Puetz Investment Counsel LLC | 6,635 | $504.0K | 0.21% | +475+7.7% | Added |
| Juncture Wealth Strategies, LLC | 6,600 | $502.0K | 0.25% | +600+10.0% | Added |
| NTV Asset Management LLC | 6,503 | $494.0K | 0.10% | −223−3.3% | Reduced |
| Penbrook Management LLC | 6,460 | $491.0K | 0.42% | 00.0% | Unchanged |
| Sage Rhino Capital LLC | 6,404 | $487.0K | 0.20% | −1,125−14.9% | Reduced |
| J.W. Cole Advisors, Inc. | 6,404 | $487.0K | 0.04% | +391+6.5% | Added |
| First Affirmative Financial Network | 6,399 | $486.0K | 0.62% | −874−12.0% | Reduced |
| Mraz, Amerine & Associates, Inc. | 6,391 | $486.0K | 0.13% | +246+4.0% | Added |
| Legacy Financial Advisors, Inc. | 6,375 | $485.0K | 0.12% | −1,380−17.8% | Reduced |
| IFP Advisors, Inc | 7,733 | $484.0K | 0.01% | −77−1.0% | Reduced |
| Corient Capital Partners, LLC | 5,708 | $482.0K | 0.04% | +316+5.9% | Added |
| E&G Advisors, LP | 6,298 | $479.0K | 0.18% | 00.0% | Unchanged |
| Lido Advisors, LLC | 6,282 | $477.0K | 0.01% | +938+17.6% | Added |
| Hall Capital Management Co Inc | 6,249 | $475.0K | 0.32% | −647−9.4% | Reduced |
| American Portfolios Advisors | 6,224 | $473.1K | 0.02% | +314+5.3% | Added |