Nuveen Preferred Securities & Income Opportunities Fund
JPIDelisted Sep 22, 2025- SEC CIK
- 0001547994
Nuveen Preferred Securities & Income Opportunities Fund was delisted on Sep 22, 2025; its insiders filed their last Form 4 on Dec 19, 2023; 54 institutions reported holding it in 13F filings for Q2 2025, worth $53.4M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in Nuveen Preferred Securities & Income Opportunities Fund as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- +2 vs. Q1 2024
- Shares held
- 6.53M
- +982.1K (+17.7%) vs. Q1 2024
- Total value
- $127.1M
- +$20.0M (+18.7%) vs. Q1 2024
- New holders
- 11
- 17 more added
- Sold out
- 9
- 22 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 2 | $682.3K |
| Q2 2025 | 54 | $53.4M |
| Q1 2025 | 51 | $41.9M |
| Q4 2024 | 50 | $42.0M |
| Q3 2024 | 50 | $43.3M |
| Q2 2024 | 72 | $127.1M |
| Q1 2024 | 70 | $107.1M |
| Q4 2023 | 73 | $96.6M |
| Q3 2023 | 69 | $94.3M |
| Q2 2023 | 69 | $81.3M |
| Q1 2023 | 67 | $77.7M |
| Q4 2022 | 66 | $77.6M |
| Q3 2022 | 60 | $67.2M |
| Q2 2022 | 61 | $70.5M |
| Q1 2022 | 65 | $81.4M |
| Q4 2021 | 62 | $97.3M |
| Q3 2021 | 63 | $83.6M |
| Q2 2021 | 60 | $87.6M |
| Q1 2021 | 63 | $90.2M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Nuveen Preferred Securities & Income Opportunities Fund; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $19 | 0.00% | −2−66.7% | Reduced |
| Baldwin Brothers Inc | 100 | $1.95K | 0.00% | +100 | New |
| Salem Investment Counselors Inc | 150 | $2.93K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 200 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 300 | $5.83K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 500 | $9.72K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 700 | $13.6K | 0.00% | 00.0% | Unchanged |
| TCTC Holdings, LLC | 800 | $15.6K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 999 | $19.4K | 0.00% | 00.0% | Unchanged |
| Hobbs Group Advisors, LLC | 1,000 | $19.4K | 0.01% | +1,000 | New |
| Ashton Thomas Private Wealth, LLC | 1,000 | $19.4K | 0.00% | +1,000 | New |
| Wolverine Asset Management LLC | 1,220 | $23.7K | 0.00% | +1,220 | New |
| Allworth Financial LP | 1,216 | $24.1K | 0.00% | +24+2.0% | Added |
| Principal Securities, Inc. | 1,430 | $27.8K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $35.6K | 0.00% | – | – |
| Opal Wealth Advisors, LLC | 2,000 | $38.9K | 0.01% | +2,000 | New |
| Harbour Investments, Inc. | 2,034 | $39.6K | 0.00% | +9+0.4% | Added |
| Central Trust Co | 2,114 | $41.1K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,500 | $48.6K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,713 | $52.8K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 3,540 | $68.9K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 3,737 | $72.7K | 0.01% | +3,737 | New |
| Comerica Bank | 6,790 | $132.1K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 8,004 | $155.7K | 0.03% | 00.0% | Unchanged |
| Concord Wealth Partners | 9,674 | $188.2K | 0.03% | +147+1.5% | Added |
| IHT Wealth Management, LLC | 10,316 | $200.6K | 0.01% | −1,020−9.0% | Reduced |
| Kestra Private Wealth Services, LLC | 10,397 | $202.2K | 0.00% | −1,035−9.1% | Reduced |
| M Holdings Securities, Inc. | 10,516 | $205.0K | 0.03% | +10,516 | New |
| Daymark Wealth Partners, LLC | 12,948 | $251.8K | 0.01% | 00.0% | Unchanged |
| UMA Financial Services, Inc. | 15,539 | $305.7K | 0.06% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 15,735 | $306.0K | 0.03% | +250+1.6% | Added |
| Guggenheim Capital LLC | 16,445 | $319.9K | 0.00% | −9,781−37.3% | Reduced |
| Wedbush Securities Inc | 17,274 | $336.0K | 0.01% | +1,655+10.6% | Added |
| Wealthcare Advisory Partners LLC | 18,053 | $351.1K | 0.01% | −1,561−8.0% | Reduced |
| GWM Advisors LLC | 19,665 | $382.5K | 0.00% | +2,373+13.7% | Added |
| Susquehanna International Group, LLP | 20,288 | $394.6K | 0.00% | +20,288 | New |
| Lido Advisors, LLC | 22,795 | $445.6K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 24,426 | $475.1K | 0.01% | −2,798−10.3% | Reduced |
| Bank of America Corp | 24,493 | $476.4K | 0.00% | −53,879−68.7% | Reduced |
| Kingswood Wealth Advisors, LLC | 27,020 | $525.5K | 0.05% | −2,300−7.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 34,405 | $669.2K | 0.03% | −31−0.1% | Reduced |
| Westchester Capital Management, LLC | 35,640 | $693.2K | 0.03% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 38,087 | $717.2K | 0.01% | +38,087 | New |
| Cetera Investment Advisers | 36,900 | $717.7K | 0.00% | −8,846−19.3% | Reduced |
| E&G Advisors, LP | 38,227 | $743.5K | 0.22% | −2,300−5.7% | Reduced |
| Advisor Group Holdings, Inc. | 39,089 | $760.3K | 0.00% | −9,605−19.7% | Reduced |
| Ameriprise Financial Inc | 40,305 | $790.9K | 0.00% | +4,158+11.5% | Added |
| Yakira Capital Management, Inc. | 55,942 | $1.09M | 0.43% | +41,691+292.5% | Added |
| Integrated Wealth Concepts LLC | 60,718 | $1.18M | 0.02% | −4,247−6.5% | Reduced |
| Janney Montgomery Scott LLC | 66,384 | $1.29M | 0.00% | −133−0.2% | Reduced |
| Chicago Partners Investment Group LLC | 79,390 | $1.58M | 0.06% | +3,150+4.1% | Added |
| Bulldog Investors, LLP | 85,424 | $1.66M | 0.62% | +35,833+72.3% | Added |
| Icon Advisers Inc | 87,119 | $1.70M | 0.38% | +87,119 | New |
| Royal Bank of Canada | 87,514 | $1.70M | 0.00% | −708−0.8% | Reduced |
| LPL Financial LLC | 105,069 | $2.04M | 0.00% | −9,567−8.3% | Reduced |
| Raymond James & Associates | 116,334 | $2.26M | 0.00% | −2,139−1.8% | Reduced |
| CSS LLC | 141,727 | $2.76M | 0.20% | +32,791+30.1% | Added |
| UBS Group AG | 158,262 | $3.08M | 0.00% | +17,997+12.8% | Added |
| Cohen & Steers, Inc. | 173,899 | $3.38M | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 184,683 | $3.59M | 0.00% | −12,860−6.5% | Reduced |
| Morgan Stanley | 203,188 | $3.95M | 0.00% | −77,866−27.7% | Reduced |
| Rivernorth Capital Management, LLC | 236,776 | $4.61M | 0.22% | 00.0% | Unchanged |
| Stifel Financial Corp | 246,161 | $4.79M | 0.01% | −145−0.1% | Reduced |
| Envestnet Asset Management Inc | 348,709 | $6.78M | 0.00% | +9,093+2.7% | Added |
| Truist Financial Corp | 433,679 | $8.44M | 0.01% | +9,619+2.3% | Added |
| Punch & Associates Investment Management, Inc. | 450,411 | $8.76M | 0.52% | +12,692+2.9% | Added |
| Jane Street Group, LLC | 457,623 | $8.90M | 0.01% | +258,189+129.5% | Added |
| Almitas Capital LLC | 501,903 | $9.76M | 4.06% | +228,966+83.9% | Added |
| Cornerstone Advisory, LLC | 517,686 | $10.1M | 1.42% | −60,851−10.5% | Reduced |
| Sit Investment Associates Inc | 529,800 | $10.3M | 0.24% | −39,428−6.9% | Reduced |
| Atlas Wealth LLC | 619,139 | $12.1M | 1.88% | +619,139 | New |
| SageView Advisory Group, LLC | 0 | $0 | 0.00% | −117,921−100.0% | Sold out |
| RMB Capital Management, LLC | 0 | $0 | 0.00% | −13,659−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −12,033−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −10,152−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −3,800−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −647−100.0% | Sold out |
| ICA Group Wealth Management, LLC | 0 | $0 | 0.00% | −630−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Chesapeake Asset Management LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |