Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Nuveen Floating Rate Income Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 171
- +71 vs. Q2 2023
- Shares held
- 40.8M
- +22.6M (+123.9%) vs. Q2 2023
- Total value
- $335.0M
- +$191.3M (+133.1%) vs. Q2 2023
- New holders
- 81
- 71 more added
- Sold out
- 10
- 7 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CoreCap Advisors, LLC | 57,531 | $472.3K | 0.03% | +27,485+91.5% | Added |
| Wedbush Securities Inc | 60,930 | $500.0K | 0.02% | +38,522+171.9% | Added |
| Advisory Services Network, LLC | 62,051 | $509.4K | 0.01% | +18,723+43.2% | Added |
| Kovack Advisors, Inc. | 63,682 | $522.8K | 0.07% | +30,382+91.2% | Added |
| Koshinski Asset Management, Inc. | 64,987 | $533.5K | 0.06% | +14,785+29.5% | Added |
| Landscape Capital Management, L.L.C. | 66,560 | $546.5K | 0.07% | −49,281−42.5% | Reduced |
| Gladstone Institutional Advisory LLC | 66,615 | $546.9K | 0.04% | +55,305+489.0% | Added |
| Bank of Montreal | 60,807 | $559.4K | 0.00% | +60,807 | New |
| Oppenheimer & Co Inc | 68,367 | $561.3K | 0.01% | +52,846+340.5% | Added |
| Integrated Wealth Concepts LLC | 68,527 | $562.6K | 0.01% | +54,327+382.6% | Added |
| Harbour Investments, Inc. | 68,742 | $564.4K | 0.03% | +68,742 | New |
| Edgemoor Investment Advisors, Inc. | 69,819 | $573.2K | 0.07% | 00.0% | Unchanged |
| Seelaus Asset Management LLC | 71,414 | $586.3K | 0.67% | +11,633+19.5% | Added |
| Riverbridge Partners LLC | 73,303 | $601.8K | 0.01% | +73,303 | New |
| Virtus ETF Advisers LLC | 76,667 | $629.4K | 0.38% | +39,580+106.7% | Added |
| First Trust Advisors LP | 77,542 | $636.6K | 0.00% | +207+0.3% | Added |
| Sigma Planning Corp | 81,196 | $666.6K | 0.02% | +53,459+192.7% | Added |
| Janney Montgomery Scott LLC | 102,236 | $839.0K | 0.00% | +61,569+151.4% | Added |
| Gill Capital Partners, LLC | 109,328 | $897.6K | 0.40% | +87,859+409.2% | Added |
| Advisor Partners II, LLC | 111,316 | $913.9K | 0.04% | +111,316 | New |
| Horizon Kinetics Asset Management LLC | 120,831 | $992.0K | 0.02% | +120,831 | New |
| Coastal Bridge Advisors, LLC | 124,489 | $1.02M | 0.27% | +124,489 | New |
| Melfa Wealth Management, LLC | 130,218 | $1.07M | 1.16% | +19,464+17.6% | Added |
| Mission Wealth Management, LP | 132,399 | $1.09M | 0.04% | +132,399 | New |
| Independent Financial Group, LLC | 133,412 | $1.10M | 0.07% | +68,701+106.2% | Added |
| HighTower Advisors, LLC | 144,736 | $1.19M | 0.00% | +118,761+457.2% | Added |
| Investment Management Associates Inc | 163,466 | $1.34M | 0.56% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 183,681 | $1.51M | 0.02% | +48,127+35.5% | Added |
| Aviance Capital Partners, LLC | 187,196 | $1.54M | 0.35% | +162,301+651.9% | Added |
| Thrivent Financial for Lutherans | 195,494 | $1.60M | 0.00% | +45,351+30.2% | Added |
| Kades & Cheifetz LLC | 211,567 | $1.74M | 1.38% | +11,303+5.6% | Added |
| GWM Advisors LLC | 212,904 | $1.75M | 0.02% | +154,719+265.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 214,133 | $1.76M | 0.01% | +145,662+212.7% | Added |
| International Assets Investment Management, LLC | 221,891 | $1.80M | 0.25% | +221,891 | New |
| Bulldog Investors, LLP | 257,177 | $2.11M | 0.73% | +257,177 | New |
| Commonwealth Equity Services, LLC | 261,141 | $2.14M | 0.00% | +109,776+72.5% | Added |
| Rivernorth Capital Management, LLC | 275,798 | $2.26M | 0.12% | +275,798 | New |
| 1607 Capital Partners, LLC | 312,970 | $2.57M | 0.19% | +312,970 | New |
| Capital Investment Advisors, LLC | 326,122 | $2.68M | 0.07% | +98,709+43.4% | Added |
| Alpine Global Management, LLC | 340,000 | $2.79M | 0.64% | +340,000 | New |
| Congress Park Capital LLC | 365,000 | $3.00M | 1.73% | +255,000+231.8% | Added |
| Byrne Asset Management LLC | 378,072 | $3.10M | 2.57% | −14,480−3.7% | Reduced |
| Natixis | 392,285 | $3.22M | 0.03% | −9,930−2.5% | Reduced |
| Shaker Financial Services, LLC | 411,310 | $3.41M | 1.59% | +360,909+716.1% | Added |
| RFG Advisory, LLC | 419,664 | $3.45M | 0.15% | +177,888+73.6% | Added |
| Raymond James & Associates | 431,708 | $3.54M | 0.00% | +317,691+278.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 506,718 | $4.16M | 0.01% | +493,592+3,760.4% | Added |
| Envestnet Asset Management Inc | 508,809 | $4.18M | 0.00% | +353,009+226.6% | Added |
| Ameriprise Financial Inc | 516,862 | $4.24M | 0.00% | +147,459+39.9% | Added |
| City of London Investment Management Co Ltd | 531,802 | $4.37M | 0.38% | +531,802 | New |
| CNH Partners LLC | 535,791 | $4.40M | 0.20% | +535,791 | New |
| Advisor Group Holdings, Inc. | 538,616 | $4.42M | 0.01% | +377,385+234.1% | Added |
| Next Capital Management LLC | 590,327 | $4.85M | 2.20% | +590,327 | New |
| Baird Financial Group, Inc. | 601,187 | $4.94M | 0.01% | +204,829+51.7% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 601,434 | $4.94M | 1.91% | +601,434 | New |
| Rockefeller Capital Management L.P. | 612,763 | $5.03M | 0.02% | +71,457+13.2% | Added |
| Cohen & Steers, Inc. | 646,052 | $5.30M | 0.01% | +196,052+43.6% | Added |
| Goldman Sachs Group Inc | 930,858 | $7.64M | 0.00% | +426,822+84.7% | Added |
| Royal Bank of Canada | 1,011,334 | $8.30M | 0.00% | +314,630+45.2% | Added |
| UBS Group AG | 1,042,109 | $8.56M | 0.00% | +543,094+108.8% | Added |
| Sit Investment Associates Inc | 1,069,602 | $8.78M | 0.24% | +1,069,602 | New |
| Saba Capital Management, L.P. | 1,096,352 | $9.00M | 0.29% | +1,026,390+1,467.1% | Added |
| Advisors Asset Management, Inc. | 1,143,923 | $9.39M | 0.20% | +727,372+174.6% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,192,691 | $9.79M | 0.15% | +1,192,691 | New |
| Penserra Capital Management LLC | 1,369,263 | $11.2M | 0.23% | +93,408+7.3% | Added |
| Wells Fargo & Company | 2,097,070 | $17.2M | 0.01% | +409,045+24.2% | Added |
| Guggenheim Capital LLC | 2,219,463 | $18.2M | 0.16% | +1,206,915+119.2% | Added |
| Bank of America Corp | 2,235,408 | $18.4M | 0.00% | +1,299,117+138.8% | Added |
| Invesco Ltd. | 2,546,506 | $20.9M | 0.01% | +1,494,360+142.0% | Added |
| LPL Financial LLC | 2,742,074 | $22.5M | 0.02% | +386,215+16.4% | Added |
| Morgan Stanley | 4,222,509 | $34.7M | 0.00% | +2,930,200+226.7% | Added |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −106,006−100.0% | Sold out |
| Gallagher Fiduciary Advisors, LLC | 0 | $0 | 0.00% | −95,073−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −89,261−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −84,844−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −29,283−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −10,941−100.0% | Sold out |
| CarsonAllaria Wealth Management, Ltd. | 0 | $0 | 0.00% | −4,273−100.0% | Sold out |
| Bellevue Asset Management, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Harbor Investment Advisory, LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Lumature Wealth Partners, LLC | – | – | – | – | Not filed |