Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q2 2025
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +3 vs. Q1 2025
- Shares held
- 6.43M
- +317.0K (+5.2%) vs. Q1 2025
- Total value
- $65.9M
- +$10.3M (+18.6%) vs. Q1 2025
- New holders
- 5
- 20 more added
- Sold out
- 2
- 14 more reduced
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 2 | $22 | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 15 | $154 | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 89 | $911 | 0.00% | −2,295−96.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 253 | $2.59K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 333 | $3.00K | 0.00% | +333 | New |
| Medallion Wealth Advisors, LLC | 341 | $3.50K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 382 | $3.92K | 0.00% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 772 | $7.91K | 0.00% | +772 | New |
| Bank of America Corp | 1,593 | $16.3K | 0.00% | +1,538+2,796.4% | Added |
| Cape Investment Advisory, Inc. | 1,767 | $18.1K | 0.01% | 00.0% | Unchanged |
| Ameriflex Group, Inc. | 1,944 | $19.8K | 0.01% | +627+47.6% | Added |
| MAI Capital Management | 2,000 | $20.5K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 3,007 | $30.8K | 0.00% | +3,007 | New |
| Global Retirement Partners, LLC | 7,267 | $74.5K | 0.00% | +7,267 | New |
| Cetera Investment Advisers | 10,756 | $110.2K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 10,868 | $111.4K | 0.00% | −189−1.7% | Reduced |
| Meridian Investment Counsel Inc. | 11,100 | $113.8K | 0.03% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 11,536 | $118.2K | 0.03% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 11,636 | $119.3K | 0.01% | 00.0% | Unchanged |
| Beckerman Institutional, LLC | 12,794 | $131.0K | 0.09% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 15,356 | $157.4K | 0.00% | +1,535+11.1% | Added |
| Old Port Advisors | 15,596 | $159.9K | 0.04% | −3,465−18.2% | Reduced |
| UBS Group AG | 18,173 | $186.3K | 0.00% | +4,626+34.1% | Added |
| LPL Financial LLC | 18,329 | $187.9K | 0.00% | +1,340+7.9% | Added |
| Commonwealth Equity Services, LLC | 18,694 | $192.0K | 0.00% | −1,500−7.4% | Reduced |
| Ruggaard & Associates LLC | 18,772 | $192.4K | 0.08% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 19,419 | $199.0K | 0.00% | −593−3.0% | Reduced |
| Susquehanna International Group, LLP | 20,315 | $208.2K | 0.00% | +20,315 | New |
| Captrust Financial Advisors | 22,198 | $227.5K | 0.00% | 00.0% | Unchanged |
| K2 Principal Fund, L.P. | 23,785 | $243.8K | 0.04% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 24,237 | $248.4K | 0.00% | +2,406+11.0% | Added |
| Aviance Capital Partners, LLC | 30,095 | $308.5K | 0.04% | +156+0.5% | Added |
| Kovitz Investment Group Partners, LLC | 32,006 | $328.1K | 0.00% | 00.0% | Unchanged |
| Warren Averett Asset Management, LLC | 42,423 | $434.8K | 0.00% | +138+0.3% | Added |
| Royal Bank of Canada | 47,849 | $490.0K | 0.00% | +15,192+46.5% | Added |
| CNH Partners LLC | 51,831 | $531.3K | 0.01% | −19,806−27.6% | Reduced |
| Institute for Wealth Management, LLC. | 55,858 | $572.5K | 0.06% | −512−0.9% | Reduced |
| Uhlmann Price Securities, LLC | 66,680 | $683.5K | 0.49% | +6,202+10.3% | Added |
| WNY Asset Management, LLC | 69,822 | $715.7K | 0.08% | −13,500−16.2% | Reduced |
| GWM Advisors LLC | 75,407 | $772.9K | 0.00% | +23,340+44.8% | Added |
| Raymond James Financial Inc | 79,542 | $815.3K | 0.00% | +87+0.1% | Added |
| Capstone Investment Advisors, LLC | 81,490 | $835.3K | 0.01% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 108,007 | $1.11M | 0.40% | −33,699−23.8% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 133,506 | $1.37M | 0.00% | −83,615−38.5% | Reduced |
| Wolverine Asset Management LLC | 136,527 | $1.40M | 0.02% | +89,456+190.0% | Added |
| Baird Financial Group, Inc. | 145,155 | $1.49M | 0.00% | +1,475+1.0% | Added |
| Guggenheim Capital LLC | 148,511 | $1.52M | 0.01% | +7,089+5.0% | Added |
| Blue Bell Private Wealth Management, LLC | 161,032 | $1.65M | 0.28% | +10,071+6.7% | Added |
| Invesco Ltd. | 161,109 | $1.65M | 0.00% | +38,271+31.2% | Added |
| Advisors Asset Management, Inc. | 170,355 | $1.75M | 0.03% | −91,411−34.9% | Reduced |
| Morgan Stanley | 174,315 | $1.79M | 0.00% | −95,138−35.3% | Reduced |
| Ameriprise Financial Inc | 245,858 | $2.52M | 0.00% | −41,317−14.4% | Reduced |
| Pathstone Holdings, LLC | 274,636 | $2.82M | 0.01% | +58,417+27.0% | Added |
| Bulldog Investors, LLP | 312,463 | $3.20M | 0.81% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 772,042 | $7.91M | 0.17% | +296,474+62.3% | Added |
| Wells Fargo & Company | 920,341 | $9.43M | 0.00% | −104,341−10.2% | Reduced |
| Saba Capital Management, L.P. | 1,627,221 | $16.7M | 0.45% | +223,234+15.9% | Added |
| Elequin Capital LP | 0 | $0 | 0.00% | −2,991−100.0% | Sold out |
| Sunbelt Securities, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |