Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q1 2025
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- 0 vs. Q4 2024
- Shares held
- 6.11M
- −78.5K (−1.3%) vs. Q4 2024
- Total value
- $55.6M
- −$4.42M (−7.4%) vs. Q4 2024
- New holders
- 5
- 10 more added
- Sold out
- 5
- 24 more reduced
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 2 | $19 | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 15 | $136 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 55 | $499 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 253 | $2.30K | 0.00% | 00.0% | Unchanged |
| Medallion Wealth Advisors, LLC | 341 | $3.10K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 382 | $3.47K | 0.00% | 00.0% | Unchanged |
| Ameriflex Group, Inc. | 1,317 | $12.0K | 0.00% | +1,317 | New |
| Cape Investment Advisory, Inc. | 1,767 | $16.0K | 0.01% | +1,767 | New |
| MAI Capital Management | 2,000 | $18.2K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $18.2K | 0.00% | +2,000 | New |
| Comerica Bank | 2,384 | $21.6K | 0.00% | −45−1.9% | Reduced |
| Elequin Capital LP | 2,991 | $27.2K | 0.01% | +2,991 | New |
| Cetera Investment Advisers | 10,756 | $97.7K | 0.00% | −350−3.2% | Reduced |
| HighTower Advisors, LLC | 11,057 | $100.4K | 0.00% | −3,013−21.4% | Reduced |
| Meridian Investment Counsel Inc. | 11,100 | $100.8K | 0.03% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 11,536 | $104.7K | 0.03% | 00.0% | Unchanged |
| Altfest L J & Co Inc | 11,636 | $105.7K | 0.01% | 00.0% | Unchanged |
| Beckerman Institutional, LLC | 12,794 | $116.0K | 0.08% | 00.0% | Unchanged |
| UBS Group AG | 13,547 | $123.0K | 0.00% | −11,368−45.6% | Reduced |
| Advisor Group Holdings, Inc. | 13,821 | $125.5K | 0.00% | −1,479−9.7% | Reduced |
| LPL Financial LLC | 16,989 | $154.3K | 0.00% | −8,130−32.4% | Reduced |
| Ruggaard & Associates LLC | 18,772 | $170.4K | 0.07% | 00.0% | Unchanged |
| Old Port Advisors | 19,061 | $173.1K | 0.05% | −651−3.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 20,012 | $182.0K | 0.00% | −1,375−6.4% | Reduced |
| Commonwealth Equity Services, LLC | 20,194 | $183.0K | 0.00% | −76−0.4% | Reduced |
| Private Advisor Group, LLC | 21,831 | $198.2K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 22,198 | $201.6K | 0.00% | −3,089−12.2% | Reduced |
| K2 Principal Fund, L.P. | 23,785 | $216.0K | 0.03% | +8,592+56.6% | Added |
| Aviance Capital Partners, LLC | 29,939 | $271.8K | 0.04% | +132+0.4% | Added |
| Kovitz Investment Group Partners, LLC | 32,006 | $290.6K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 32,657 | $296.0K | 0.00% | −30.0% | Reduced |
| Warren Averett Asset Management, LLC | 42,285 | $383.9K | 0.00% | −2,053−4.6% | Reduced |
| Wolverine Asset Management LLC | 47,071 | $427.4K | 0.01% | +47,071 | New |
| GWM Advisors LLC | 52,067 | $472.8K | 0.00% | +67+0.1% | Added |
| Institute for Wealth Management, LLC. | 56,370 | $511.8K | 0.07% | −2,708−4.6% | Reduced |
| Uhlmann Price Securities, LLC | 60,478 | $549.2K | 0.40% | +817+1.4% | Added |
| CNH Partners LLC | 71,637 | $650.5K | 0.02% | −24,445−25.4% | Reduced |
| Raymond James Financial Inc | 79,455 | $721.5K | 0.00% | −11,436−12.6% | Reduced |
| Capstone Investment Advisors, LLC | 81,490 | $739.9K | 0.01% | +1,716+2.2% | Added |
| WNY Asset Management, LLC | 83,322 | $756.6K | 0.09% | −46,849−36.0% | Reduced |
| Invesco Ltd. | 122,838 | $1.12M | 0.00% | +24,994+25.5% | Added |
| Guggenheim Capital LLC | 141,422 | $1.28M | 0.01% | −17,988−11.3% | Reduced |
| Shaker Financial Services, LLC | 141,706 | $1.29M | 0.50% | +35,255+33.1% | Added |
| Baird Financial Group, Inc. | 143,680 | $1.30M | 0.00% | −427−0.3% | Reduced |
| Blue Bell Private Wealth Management, LLC | 150,961 | $1.37M | 0.26% | +12,653+9.1% | Added |
| Wealth Enhancement Advisory Services, LLC | 217,121 | $1.97M | 0.00% | −24,403−10.1% | Reduced |
| Pathstone Holdings, LLC | 216,219 | $2.05M | 0.01% | +27,176+14.4% | Added |
| Advisors Asset Management, Inc. | 261,766 | $2.38M | 0.04% | −107,123−29.0% | Reduced |
| Morgan Stanley | 269,453 | $2.45M | 0.00% | −14,408−5.1% | Reduced |
| Ameriprise Financial Inc | 287,175 | $2.61M | 0.00% | −15,944−5.3% | Reduced |
| Bulldog Investors, LLP | 312,463 | $2.84M | 0.77% | −1,963−0.6% | Reduced |
| Sit Investment Associates Inc | 475,568 | $4.32M | 0.10% | +157,283+49.4% | Added |
| Wells Fargo & Company | 1,024,682 | $9.30M | 0.00% | −8,432−0.8% | Reduced |
| Saba Capital Management, L.P. | 1,403,987 | $12.7M | 0.35% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −69,370−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,003−100.0% | Sold out |
| Ceera Investments, LLC | 0 | $0 | 0.00% | −10,219−100.0% | Sold out |
| Glassman Wealth Services | 0 | $0 | 0.00% | −1,541−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −461−100.0% | Sold out |