Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Cathay General Bancorp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- +13 vs. Q2 2021
- Shares held
- 53.7M
- −860.7K (−1.6%) vs. Q2 2021
- Total value
- $2.22B
- +$75.4M (+3.5%) vs. Q2 2021
- New holders
- 31
- 76 more added
- Sold out
- 18
- 80 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Los Angeles Capital Management LLC | 17,754 | $735.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 18,060 | $748.0K | 0.00% | −41,033−69.4% | Reduced |
| State of Michigan Retirement System | 19,539 | $809.0K | 0.00% | +700+3.7% | Added |
| Dynamic Technology Lab Private Ltd | 19,550 | $809.0K | 0.10% | +12,950+196.2% | Added |
| Louisiana State Employees Retirement System | 19,900 | $824.0K | 0.02% | +500+2.6% | Added |
| Shell Asset Management Co | 20,463 | $847.0K | 0.02% | −890−4.2% | Reduced |
| Thrivent Financial for Lutherans | 20,508 | $849.0K | 0.00% | +565+2.8% | Added |
| Cubist Systematic Strategies, LLC | 20,588 | $852.0K | 0.01% | +20,588 | New |
| Skandinaviska Enskilda Banken AB (publ) | 20,600 | $853.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 20,616 | $853.0K | 0.01% | +84+0.4% | Added |
| Price T Rowe Associates Inc | 22,053 | $913.0K | 0.00% | −6,120−21.7% | Reduced |
| Dean Capital Management | 22,130 | $916.0K | 0.85% | −6,979−24.0% | Reduced |
| Natixis | 22,390 | $927.0K | 0.00% | +22,390 | New |
| HRT Financial LP | 22,826 | $944.0K | 0.01% | +22,826 | New |
| Affinity Investment Advisors, LLC | 22,982 | $951.0K | 0.43% | +22,982 | New |
| M&T Bank Corp | 23,246 | $962.0K | 0.00% | +1,526+7.0% | Added |
| Captrust Financial Advisors | 23,427 | $970.0K | 0.01% | +684+3.0% | Added |
| First Republic Investment Management, Inc. | 24,989 | $1.03M | 0.00% | +3,417+15.8% | Added |
| Oregon Public Employees Retirement Fund | 25,063 | $1.04M | 0.01% | −331−1.3% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 25,822 | $1.07M | 0.01% | +873+3.5% | Added |
| BNP Paribas Arbitrage, SA | 26,227 | $1.09M | 0.00% | −1,070−3.9% | Reduced |
| Ameritas Investment Partners, Inc. | 26,457 | $1.09M | 0.04% | +37+0.1% | Added |
| Hillsdale Investment Management Inc. | 27,200 | $1.13M | 0.09% | +27,200 | New |
| Wealthspire Advisors, LLC | 28,158 | $1.17M | 0.02% | +28,158 | New |
| Citizens Business Bank | 14,520 | $1.20M | 0.16% | 00.0% | Unchanged |
| Voya Investment Management LLC | 29,556 | $1.22M | 0.00% | −1,747−5.6% | Reduced |
| Mission Wealth Management, LP | 30,757 | $1.27M | 0.07% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 31,431 | $1.30M | 0.00% | −7,950−20.2% | Reduced |
| Amussen Hunsaker Associates LLC | 31,500 | $1.31M | 0.36% | −10.0% | Reduced |
| Metropolitan Life Insurance Co | 32,321 | $1.34M | 0.02% | −2,391−6.9% | Reduced |
| Advisor Group Holdings, Inc. | 32,403 | $1.34M | 0.00% | −221−0.7% | Reduced |
| Two Sigma Advisers, LP | 34,000 | $1.41M | 0.00% | +14,400+73.5% | Added |
| Dean Investment Associates, LLC | 34,199 | $1.42M | 0.27% | −10,231−23.0% | Reduced |
| Rafferty Asset Management, LLC | 35,081 | $1.45M | 0.01% | −23,945−40.6% | Reduced |
| Eaton Vance Management | 37,603 | $1.49M | 0.00% | −359−0.9% | Reduced |
| Macquarie Group Ltd | 36,231 | $1.50M | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 37,931 | $1.58M | 0.00% | +7,405+24.3% | Added |
| SG Americas Securities, LLC | 38,528 | $1.59M | 0.01% | +28,981+303.6% | Added |
| Guggenheim Capital LLC | 38,886 | $1.61M | 0.01% | −13,153−25.3% | Reduced |
| Virginia Retirement Systems Et Al | 41,900 | $1.73M | 0.02% | +8,000+23.6% | Added |
| Mercer Global Advisors Inc | 44,818 | $1.85M | 0.01% | +128+0.3% | Added |
| Denali Advisors LLC | 45,631 | $1.89M | 0.79% | +6,000+15.1% | Added |
| AlphaCrest Capital Management LLC | 45,865 | $1.90M | 0.10% | +45,865 | New |
| Deutsche Bank AG | 48,999 | $2.03M | 0.00% | −2,666−5.2% | Reduced |
| UBS Group AG | 49,945 | $2.07M | 0.00% | −12,288−19.7% | Reduced |
| Amalgamated Bank | 51,361 | $2.13M | 0.02% | −4,019−7.3% | Reduced |
| Susquehanna Fundamental Investments, LLC | 52,221 | $2.16M | 0.04% | −11,469−18.0% | Reduced |
| Renaissance Technologies LLC | 53,571 | $2.22M | 0.00% | +53,571 | New |
| D. E. Shaw & Co., Inc. | 55,614 | $2.30M | 0.00% | +9,300+20.1% | Added |
| Envestnet Asset Management Inc | 56,608 | $2.34M | 0.00% | +993+1.8% | Added |
| Texas Permanent School Fund | 57,818 | $2.39M | 0.03% | +2,008+3.6% | Added |
| Schonfeld Strategic Advisors LLC | 59,100 | $2.45M | 0.03% | +9,100+18.2% | Added |
| Ensign Peak Advisors, Inc | 59,858 | $2.48M | 0.01% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 64,231 | $2.66M | 0.00% | −13,700−17.6% | Reduced |
| MetLife Investment Management | 64,881 | $2.69M | 0.02% | +129+0.2% | Added |
| First Quadrant L P | 65,400 | $2.71M | 0.32% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 68,873 | $2.85M | 0.03% | +2,383+3.6% | Added |
| Balyasny Asset Management LLC | 69,504 | $2.88M | 0.01% | −90,053−56.4% | Reduced |
| Cambria Investment Management, L.P. | 71,392 | $2.96M | 0.54% | −2,944−4.0% | Reduced |
| Cambiar Investors LLC | 71,533 | $2.96M | 0.10% | −1,296−1.8% | Reduced |
| Comerica Bank | 72,579 | $3.12M | 0.02% | −3,630−4.8% | Reduced |
| UBS Asset Management Americas Inc | 81,280 | $3.36M | 0.00% | +2,786+3.5% | Added |
| Prudential Financial Inc | 88,515 | $3.66M | 0.01% | −29,079−24.7% | Reduced |
| State Board of Administration of Florida Retirement System | 88,771 | $3.67M | 0.01% | −2,235−2.5% | Reduced |
| Smith, Graham & Co., Investment Advisors, LP | 89,688 | $3.71M | 0.37% | −9,900−9.9% | Reduced |
| Walleye Capital LLC | 99,493 | $4.12M | 0.12% | +403+0.4% | Added |
| Morgan Stanley | 99,927 | $4.14M | 0.00% | −23,288−18.9% | Reduced |
| Retirement Systems of Alabama | 101,204 | $4.19M | 0.02% | +3,639+3.7% | Added |
| California State Teachers Retirement System | 102,676 | $4.25M | 0.01% | −2,740−2.6% | Reduced |
| Two Sigma Investments, LP | 105,173 | $4.35M | 0.01% | +65,253+163.5% | Added |
| Credit Suisse AG | 109,913 | $4.55M | 0.00% | +8,950+8.9% | Added |
| Barclays PLC | 109,936 | $4.55M | 0.00% | −21,649−16.5% | Reduced |
| Legal & General Group Plc | 113,113 | $4.68M | 0.00% | +1,632+1.5% | Added |
| Manufacturers Life Insurance Company, The | 124,701 | $5.16M | 0.00% | +2,995+2.5% | Added |
| Wedge Capital Management L L P | 129,179 | $5.35M | 0.07% | −3,895−2.9% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 130,500 | $5.40M | 0.03% | −5,400−4.0% | Reduced |
| Richard Bernstein Advisors LLC | 142,643 | $5.90M | 0.12% | +8,193+6.1% | Added |
| Congress Asset Management Co | 144,228 | $5.97M | 0.05% | +2,049+1.4% | Added |
| Brandywine Global Investment Management, LLC | 150,638 | $6.24M | 0.05% | −13,353−8.1% | Reduced |
| New York State Teachers Retirement System | 157,931 | $6.54M | 0.01% | +1,059+0.7% | Added |
| American Century Companies Inc | 166,741 | $6.90M | 0.00% | +401+0.2% | Added |
| Swiss National Bank | 167,200 | $6.92M | 0.00% | +700+0.4% | Added |
| American International Group, Inc. | 174,817 | $7.24M | 0.04% | −149−0.1% | Reduced |
| Raymond James & Associates | 188,222 | $7.79M | 0.01% | −1,323−0.7% | Reduced |
| Nordea Investment Management AB | 197,787 | $8.36M | 0.01% | −1,437−0.7% | Reduced |
| Interval Partners, LP | 204,047 | $8.45M | 0.50% | +38,317+23.1% | Added |
| Amundi | 212,242 | $8.79M | 0.01% | −177,774−45.6% | Reduced |
| Wells Fargo & Company | 220,590 | $9.13M | 0.00% | +156,491+244.1% | Added |
| Hotchkis & Wiley Capital Management LLC | 232,445 | $9.62M | 0.03% | +60,670+35.3% | Added |
| Bank of America Corp | 237,757 | $9.84M | 0.00% | +59,492+33.4% | Added |
| Alliancebernstein L.P. | 251,895 | $10.4M | 0.00% | −7,125−2.8% | Reduced |
| Rhumbline Advisers | 273,902 | $11.3M | 0.02% | +9,338+3.5% | Added |
| First Trust Advisors LP | 288,073 | $11.9M | 0.01% | −3,592−1.2% | Reduced |
| Hillcrest Asset Management LLC | 292,068 | $12.1M | 1.73% | −12,080−4.0% | Reduced |
| Sapience Investments, LLC | 305,405 | $12.6M | 1.50% | +25,010+8.9% | Added |
| Parametric Portfolio Associates LLC | 334,514 | $13.8M | 0.01% | +14,319+4.5% | Added |
| Goldman Sachs Group Inc | 357,894 | $14.8M | 0.00% | −17,464−4.7% | Reduced |
| Millennium Management LLC | 398,891 | $16.5M | 0.02% | +76,135+23.6% | Added |
| AQR Capital Management LLC | 416,175 | $17.2M | 0.03% | +16,713+4.2% | Added |
| Glenmede Trust Co NA | 430,990 | $17.8M | 0.09% | +430,990 | New |