Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +7 vs. Q3 2023
- Shares held
- 5.05M
- −541.2K (−9.7%) vs. Q3 2023
- Total value
- $66.9M
- −$8.18M (−10.9%) vs. Q3 2023
- New holders
- 14
- 13 more added
- Sold out
- 7
- 16 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,025,146 | $13.6M | 0.00% | −435,833−29.8% | Reduced |
| Pathstone Holdings, LLC | 554,861 | $7.35M | 0.04% | +554,861 | New |
| Next Capital Management LLC | 365,817 | $4.85M | 2.08% | −6,397−1.7% | Reduced |
| Icon Advisers Inc | 335,674 | $4.45M | 1.02% | +335,674 | New |
| Advisors Asset Management, Inc. | 324,131 | $4.29M | 0.09% | −76,788−19.2% | Reduced |
| Sit Investment Associates Inc | 312,540 | $4.14M | 0.10% | +127,468+68.9% | Added |
| Bank of America Corp | 262,170 | $3.47M | 0.00% | +12,522+5.0% | Added |
| Invesco Ltd. | 260,405 | $3.45M | 0.00% | −24,009−8.4% | Reduced |
| Resources Investment Advisors, LLC. | 234,138 | $3.10M | 0.05% | −6,032−2.5% | Reduced |
| Guggenheim Capital LLC | 191,673 | $2.54M | 0.02% | +31,660+19.8% | Added |
| Wells Fargo & Company | 171,480 | $2.27M | 0.00% | −298,764−63.5% | Reduced |
| LPL Financial LLC | 154,865 | $2.05M | 0.00% | +11,238+7.8% | Added |
| Stifel Financial Corp | 106,068 | $1.41M | 0.00% | +8,783+9.0% | Added |
| Apollo Management Holdings, L.P. | 105,236 | $1.39M | 0.02% | 00.0% | Unchanged |
| Garner Asset Management Corp | 71,520 | $984.8K | 0.50% | −4,109−5.4% | Reduced |
| UBS Group AG | 65,480 | $867.6K | 0.00% | +13,940+27.0% | Added |
| Royal Bank of Canada | 53,641 | $711.0K | 0.00% | −7,600−12.4% | Reduced |
| Shufro Rose & Co LLC | 51,400 | $690.8K | 0.07% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 48,271 | $639.6K | 0.00% | +25,193+109.2% | Added |
| Landscape Capital Management, L.L.C. | 43,861 | $581.2K | 0.05% | +43,861 | New |
| Capital Investment Advisors, LLC | 39,456 | $522.8K | 0.01% | −871−2.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 33,501 | $443.9K | 0.03% | −476−1.4% | Reduced |
| CNH Partners LLC | 26,076 | $345.5K | 0.01% | −28,077−51.8% | Reduced |
| Walleye Capital LLC | 21,889 | $290.0K | 0.00% | +21,889 | New |
| Janney Montgomery Scott LLC | 18,338 | $243.0K | 0.00% | −613−3.2% | Reduced |
| Zazove Associates LLC | 14,507 | $192.0K | 0.02% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 14,000 | $186.0K | 0.00% | +2,000+16.7% | Added |
| Jones Road Capital Management, L.P. | 14,004 | $185.6K | 0.20% | +1,045+8.1% | Added |
| Comerica Bank | 12,434 | $164.8K | 0.00% | −883−6.6% | Reduced |
| Melfa Wealth Management, LLC | 12,158 | $161.1K | 0.15% | +249+2.1% | Added |
| Williams Jones Wealth Management, LLC. | 12,000 | $159.0K | 0.00% | +12,000 | New |
| Envestnet Asset Management Inc | 11,938 | $158.2K | 0.00% | +11,938 | New |
| Westchester Capital Management, LLC | 11,127 | $147.4K | 0.01% | 00.0% | Unchanged |
| First Foundation Advisors | 11,018 | $146.0K | 0.01% | 00.0% | Unchanged |
| Nomura Holdings Inc | 10,650 | $141.1K | 0.00% | +10,650 | New |
| Wealthcare Advisory Partners LLC | 10,528 | $139.5K | 0.01% | −1,500−12.5% | Reduced |
| Carolinas Wealth Consulting LLC | 6,678 | $88.5K | 0.02% | +256+4.0% | Added |
| JPMorgan Chase & Co | 6,136 | $81.3K | 0.00% | −770−11.1% | Reduced |
| Advisory Services Network, LLC | 5,753 | $76.2K | 0.00% | +5,753 | New |
| LM Advisors LLC | 4,000 | $53.0K | 0.01% | +4,000 | New |
| Cape Investment Advisory, Inc. | 3,421 | $45.3K | 0.02% | +148+4.5% | Added |
| Steward Partners Investment Advisory, LLC | 2,848 | $37.7K | 0.00% | +400+16.3% | Added |
| Anchor Investment Management, LLC | 2,700 | $35.8K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 1,150 | $15.2K | 0.00% | −15,307−93.0% | Reduced |
| US Bancorp | 1,031 | $13.7K | 0.00% | +1,031 | New |
| Allworth Financial LP | 900 | $11.9K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 440 | $5.83K | 0.00% | +440 | New |
| GWM Advisors LLC | 300 | $3.98K | 0.00% | 00.0% | Unchanged |
| Addison Advisors LLC | 102 | $1.35K | 0.00% | +102 | New |
| American National Bank | 36 | $477 | 0.00% | +36 | New |
| Principal Securities, Inc. | 10 | $133 | 0.00% | +10 | New |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 0 | $0 | 0.00% | −367,821−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −253,837−100.0% | Sold out |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −129,168−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −96,705−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −10,651−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| Advisor Partners II, LLC | – | – | – | – | Not filed |