Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +9 vs. Q3 2022
- Shares held
- 5.29M
- +341.0K (+6.9%) vs. Q3 2022
- Total value
- $65.3M
- +$3.36M (+5.4%) vs. Q3 2022
- New holders
- 13
- 16 more added
- Sold out
- 4
- 16 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 771,961 | $9.53M | 0.00% | +151,883+24.5% | Added |
| Wells Fargo & Company | 478,963 | $5.91M | 0.00% | −17,734−3.6% | Reduced |
| Next Capital Management LLC | 380,905 | $4.70M | 2.53% | −1,347−0.4% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 372,824 | $4.60M | 0.05% | +96,733+35.0% | Added |
| Advisors Asset Management, Inc. | 299,501 | $3.70M | 0.08% | −70,269−19.0% | Reduced |
| Resources Investment Advisors, LLC. | 288,408 | $3.56M | 0.10% | −15,910−5.2% | Reduced |
| Invesco Ltd. | 251,729 | $3.11M | 0.00% | +4,939+2.0% | Added |
| Bank of America Corp | 246,124 | $3.04M | 0.00% | +63,670+34.9% | Added |
| Guggenheim Capital LLC | 195,264 | $2.41M | 0.02% | −99,137−33.7% | Reduced |
| Sit Investment Associates Inc | 193,806 | $2.39M | 0.07% | −53,513−21.6% | Reduced |
| LPL Financial LLC | 179,821 | $2.22M | 0.00% | −6,848−3.7% | Reduced |
| Logan Stone Capital, LLC | 164,754 | $2.03M | 0.76% | +109,763+199.6% | Added |
| Saba Capital Management, L.P. | 141,344 | $1.74M | 0.03% | +115,505+447.0% | Added |
| Shaker Financial Services, LLC | 138,990 | $1.72M | 0.80% | +6,534+4.9% | Added |
| City of London Investment Management Co Ltd | 129,168 | $1.59M | 0.13% | +40,000+44.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 105,914 | $1.31M | 0.08% | −2,806−2.6% | Reduced |
| Apollo Management Holdings, L.P. | 105,236 | $1.30M | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 85,985 | $1.06M | 0.00% | −80,454−48.3% | Reduced |
| Garner Asset Management Corp | 84,489 | $1.04M | 0.51% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 83,027 | $1.02M | 0.02% | +26,001+45.6% | Added |
| Stifel Financial Corp | 78,028 | $962.9K | 0.00% | +6,064+8.4% | Added |
| UBS Group AG | 55,709 | $687.4K | 0.00% | −3,408−5.8% | Reduced |
| Shufro Rose & Co LLC | 52,900 | $652.8K | 0.06% | +2,200+4.3% | Added |
| Clough Capital Partners L P | 48,100 | $593.6K | 0.06% | 00.0% | Unchanged |
| Royal Bank of Canada | 47,711 | $589.0K | 0.00% | +2,970+6.6% | Added |
| Capital Investment Advisors, LLC | 45,161 | $557.0K | 0.02% | −4,560−9.2% | Reduced |
| CNH Partners LLC | 28,614 | $353.1K | 0.01% | +28,614 | New |
| HighTower Advisors, LLC | 22,949 | $276.0K | 0.00% | +22,949 | New |
| Summit Wealth & Retirement Planning, Inc. | 20,012 | $246.9K | 0.10% | +20,012 | New |
| Advisor Group Holdings, Inc. | 18,244 | $225.2K | 0.00% | −3,388−15.7% | Reduced |
| Qube Research & Technologies Ltd | 16,457 | $203.1K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 14,680 | $181.2K | 0.00% | +14,680 | New |
| Landscape Capital Management, L.L.C. | 14,524 | $179.2K | 0.03% | −6,498−30.9% | Reduced |
| Zazove Associates LLC | 14,507 | $179.0K | 0.02% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 13,534 | $167.0K | 0.00% | +570+4.4% | Added |
| Melfa Wealth Management, LLC | 11,138 | $137.4K | 0.14% | +11,138 | New |
| Westchester Capital Management, LLC | 11,127 | $137.3K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 11,110 | $137.1K | 0.01% | +11,110 | New |
| First Foundation Advisors | 11,018 | $136.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 11,000 | $135.0K | 0.00% | −8,000−42.1% | Reduced |
| Matisse Capital | 10,778 | $133.0K | 0.12% | +10,778 | New |
| Wealthcare Advisory Partners LLC | 10,400 | $128.3K | 0.01% | −5,115−33.0% | Reduced |
| CoreCap Advisors, LLC | 7,500 | $92.5K | 0.01% | +7,500 | New |
| JPMorgan Chase & Co | 6,126 | $76.0K | 0.00% | +686+12.6% | Added |
| Stonebridge Capital Advisors LLC | 4,000 | $49.4K | 0.01% | +4,000 | New |
| Anchor Investment Management, LLC | 2,700 | $33.3K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 2,121 | $26.2K | 0.01% | +2,121 | New |
| Baldrige Asset Management LLC | 1,370 | $17.0K | 0.01% | +1,370 | New |
| Steward Partners Investment Advisory, LLC | 1,000 | $12.3K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 621 | $7.66K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 162 | $6.00K | 0.00% | +9+5.9% | Added |
| Bessemer Group Inc | 371 | $5.00K | 0.00% | +80+27.5% | Added |
| Northwestern Mutual Wealth Management Co | 389 | $4.80K | 0.00% | −4,459−92.0% | Reduced |
| Robinson Capital Management, LLC | 125 | $1.56K | 0.00% | +125 | New |
| EverSource Wealth Advisors, LLC | 27 | $333 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 300 | $4 | 0.00% | +300 | New |
| CWM, LLC | 13 | $0 | 0.00% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −26,468−100.0% | Sold out |
| Gilman Hill Asset Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Byrne Asset Management LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −176−100.0% | Sold out |
| Hightower 6M Holding, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |