Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- −9 vs. Q4 2022
- Shares held
- 5.41M
- +128.1K (+2.4%) vs. Q4 2022
- Total value
- $68.4M
- +$3.15M (+4.8%) vs. Q4 2022
- New holders
- 5
- 13 more added
- Sold out
- 14
- 14 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,319,859 | $16.7M | 0.00% | +547,898+71.0% | Added |
| Wells Fargo & Company | 493,783 | $6.24M | 0.00% | +14,820+3.1% | Added |
| Next Capital Management LLC | 378,475 | $4.78M | 2.31% | −2,430−0.6% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 372,824 | $4.71M | 0.05% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 312,944 | $3.95M | 0.08% | +13,443+4.5% | Added |
| Invesco Ltd. | 279,192 | $3.53M | 0.00% | +27,463+10.9% | Added |
| Resources Investment Advisors, LLC. | 275,034 | $3.47M | 0.08% | −13,374−4.6% | Reduced |
| Bank of America Corp | 244,454 | $3.09M | 0.00% | −1,670−0.7% | Reduced |
| Guggenheim Capital LLC | 189,391 | $2.39M | 0.02% | −5,873−3.0% | Reduced |
| Sit Investment Associates Inc | 185,072 | $2.34M | 0.06% | −8,734−4.5% | Reduced |
| LPL Financial LLC | 167,190 | $2.11M | 0.00% | −12,631−7.0% | Reduced |
| City of London Investment Management Co Ltd | 129,168 | $1.63M | 0.12% | 00.0% | Unchanged |
| Apollo Management Holdings, L.P. | 105,236 | $1.33M | 0.01% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 102,564 | $1.29M | 0.08% | −3,350−3.2% | Reduced |
| Saba Capital Management, L.P. | 96,143 | $1.21M | 0.03% | −45,201−32.0% | Reduced |
| Logan Stone Capital, LLC | 92,088 | $1.16M | 0.46% | −72,666−44.1% | Reduced |
| Garner Asset Management Corp | 85,989 | $1.09M | 0.51% | +1,500+1.8% | Added |
| Stifel Financial Corp | 76,164 | $961.9K | 0.00% | −1,864−2.4% | Reduced |
| Summit Wealth & Retirement Planning, Inc. | 74,530 | $941.3K | 0.35% | +54,518+272.4% | Added |
| Royal Bank of Canada | 61,096 | $771.0K | 0.00% | +13,385+28.1% | Added |
| UBS Group AG | 55,351 | $699.1K | 0.00% | −358−0.6% | Reduced |
| Shufro Rose & Co LLC | 53,650 | $677.6K | 0.06% | +750+1.4% | Added |
| Capital Investment Advisors, LLC | 44,840 | $566.3K | 0.02% | −321−0.7% | Reduced |
| CNH Partners LLC | 38,905 | $491.4K | 0.02% | +10,291+36.0% | Added |
| Advisor Group Holdings, Inc. | 24,026 | $303.5K | 0.00% | +5,782+31.7% | Added |
| Almitas Capital LLC | 16,801 | $212.2K | 0.10% | +16,801 | New |
| Qube Research & Technologies Ltd | 16,457 | $207.9K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 15,706 | $198.4K | 0.00% | −67,321−81.1% | Reduced |
| Zazove Associates LLC | 14,507 | $183.0K | 0.02% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 14,000 | $176.0K | 0.00% | +3,000+27.3% | Added |
| Envestnet Asset Management Inc | 13,143 | $166.0K | 0.00% | −391−2.9% | Reduced |
| Jones Road Capital Management, L.P. | 12,959 | $163.7K | 0.15% | +12,959 | New |
| Melfa Wealth Management, LLC | 11,328 | $143.1K | 0.14% | +190+1.7% | Added |
| Westchester Capital Management, LLC | 11,127 | $140.5K | 0.00% | 00.0% | Unchanged |
| First Foundation Advisors | 11,018 | $139.2K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 6,126 | $77.0K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 3,150 | $39.8K | 0.02% | +3,150 | New |
| Anchor Investment Management, LLC | 2,700 | $34.1K | 0.00% | 00.0% | Unchanged |
| Accel Wealth Management | 2,176 | $27.5K | 0.01% | +55+2.6% | Added |
| Baldrige Asset Management LLC | 1,370 | $17.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,000 | $12.6K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 900 | $11.4K | 0.00% | +900 | New |
| Northwestern Mutual Wealth Management Co | 389 | $4.91K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 300 | $3.79K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 125 | $1.59K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 99 | $1.25K | 0.00% | +99 | New |
| EverSource Wealth Advisors, LLC | 27 | $341 | 0.00% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −138,990−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −85,985−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −48,100−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −22,949−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,680−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −14,524−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −11,110−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −10,778−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −621−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −162−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −371−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |