Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +2 vs. Q4 2021
- Shares held
- 4.02M
- −630.1K (−13.6%) vs. Q4 2021
- Total value
- $58.7M
- −$16.2M (−21.6%) vs. Q4 2021
- New holders
- 11
- 11 more added
- Sold out
- 9
- 11 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 634,700 | $9.28M | 0.00% | −5,483−0.9% | Reduced |
| Guggenheim Capital LLC | 384,558 | $5.62M | 0.03% | −34,657−8.3% | Reduced |
| Morgan Stanley | 379,488 | $5.55M | 0.00% | +104,922+38.2% | Added |
| Resources Investment Advisors, LLC. | 352,612 | $5.16M | 0.20% | −56,909−13.9% | Reduced |
| Sit Investment Associates Inc | 237,319 | $3.47M | 0.09% | −123,130−34.2% | Reduced |
| Next Capital Management LLC | 214,520 | $3.14M | 2.17% | −44,779−17.3% | Reduced |
| Parametric Portfolio Associates LLC | 213,944 | $3.13M | 0.00% | −168,887−44.1% | Reduced |
| Invesco Ltd. | 210,511 | $3.08M | 0.00% | +41,170+24.3% | Added |
| LPL Financial LLC | 197,752 | $2.89M | 0.00% | +176+0.1% | Added |
| Bank of America Corp | 170,009 | $2.49M | 0.00% | −2,753−1.6% | Reduced |
| Stifel Financial Corp | 132,837 | $1.94M | 0.00% | +78,011+142.3% | Added |
| Shaker Financial Services, LLC | 112,613 | $1.65M | 0.62% | +59,264+111.1% | Added |
| Apollo Management Holdings, L.P. | 105,236 | $1.54M | 0.01% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 103,822 | $1.52M | 0.08% | +13,028+14.3% | Added |
| Garner Asset Management Corp | 85,189 | $1.25M | 0.50% | +2,740+3.3% | Added |
| UBS Group AG | 64,969 | $950.0K | 0.00% | −8,626−11.7% | Reduced |
| Capital Investment Advisors, LLC | 52,693 | $770.0K | 0.02% | −9,739−15.6% | Reduced |
| Shufro Rose & Co LLC | 48,700 | $712.0K | 0.05% | +700+1.5% | Added |
| Royal Bank of Canada | 43,365 | $635.0K | 0.00% | +7,423+20.7% | Added |
| Wolverine Asset Management LLC | 34,827 | $509.0K | 0.01% | +34,827 | New |
| Bluefin Capital Management, LLC | 30,590 | $447.0K | 0.08% | +30,590 | New |
| Walleye Capital LLC | 30,537 | $446.0K | 0.01% | +30,537 | New |
| OTA Financial Group L.P. | 29,208 | $427.0K | 0.27% | +29,208 | New |
| Advisor Group Holdings, Inc. | 28,847 | $383.0K | 0.00% | −2,507−8.0% | Reduced |
| Wealthcare Advisory Partners LLC | 19,765 | $289.0K | 0.02% | +9,765+97.7% | Added |
| Qube Research & Technologies Ltd | 16,457 | $241.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 15,000 | $219.0K | 0.00% | +2,250+17.6% | Added |
| Zazove Associates LLC | 14,507 | $212.0K | 0.02% | +14,507 | New |
| Landscape Capital Management, L.L.C. | 12,042 | $176.0K | 0.02% | +12,042 | New |
| Virtu Financial LLC | 11,544 | $169.0K | 0.01% | +11,544 | New |
| Westchester Capital Management, LLC | 11,127 | $163.0K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 6,126 | $90.0K | 0.00% | 00.0% | Unchanged |
| San Luis Wealth Advisors LLC | 3,929 | $63.0K | 0.03% | +3,929 | New |
| Anchor Investment Management, LLC | 2,700 | $39.5K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,200 | $18.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 947 | $14.0K | 0.00% | −1,550−62.1% | Reduced |
| Fifth Third Bancorp | 621 | $9.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 149 | $6.00K | 0.00% | +149 | New |
| Spire Wealth Management | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 64 | $1.00K | 0.00% | +64 | New |
| American Portfolios Advisors | 57 | $833 | 0.00% | +57 | New |
| Rockbridge Investment Management, LCC | 2 | $30 | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −309,431−100.0% | Sold out |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −272,637−100.0% | Sold out |
| Foresight Wealth Management, LLC | 0 | $0 | 0.00% | −30,422−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −23,995−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −17,398−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Centerpoint Advisors, LLC | 0 | $0 | 0.00% | −78−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |