Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- 0 vs. Q1 2021
- Shares held
- 6.74M
- −128.5K (−1.9%) vs. Q1 2021
- Total value
- $106.4M
- +$4.27M (+4.2%) vs. Q1 2021
- New holders
- 7
- 22 more added
- Sold out
- 7
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 871,147 | $13.7M | 0.51% | −521,005−37.4% | Reduced |
| Parametric Portfolio Associates LLC | 730,381 | $11.5M | 0.01% | +44,010+6.4% | Added |
| Sit Investment Associates Inc | 609,008 | $9.61M | 0.24% | −19,028−3.0% | Reduced |
| Wells Fargo & Company | 511,020 | $8.06M | 0.00% | +47,039+10.1% | Added |
| Resources Investment Advisors, LLC. | 438,562 | $6.92M | 0.29% | −9,574−2.1% | Reduced |
| Guggenheim Capital LLC | 389,775 | $6.15M | 0.04% | +9,465+2.5% | Added |
| Next Capital Management LLC | 313,188 | $4.93M | 3.14% | −6,310−2.0% | Reduced |
| Advisors Asset Management, Inc. | 308,700 | $4.87M | 0.07% | +17,882+6.1% | Added |
| Bulldog Investors, LLP | 298,032 | $4.68M | 1.25% | +178,020+148.3% | Added |
| Cohen & Steers, Inc. | 272,637 | $4.30M | 0.01% | +52,509+23.9% | Added |
| Morgan Stanley | 266,423 | $4.20M | 0.00% | +54,704+25.8% | Added |
| LPL Financial LLC | 199,027 | $3.14M | 0.00% | +7,849+4.1% | Added |
| Bank of America Corp | 180,578 | $2.85M | 0.00% | −209−0.1% | Reduced |
| Invesco Senior Secured Management Inc | 152,940 | $2.41M | 0.95% | 00.0% | Unchanged |
| Invesco Ltd. | 133,481 | $2.11M | 0.00% | +21,518+19.2% | Added |
| Apollo Management Holdings, L.P. | 105,236 | $1.66M | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 82,050 | $1.29M | 0.00% | −5,285−6.1% | Reduced |
| Garner Asset Management Corp | 79,449 | $1.25M | 0.61% | +200+0.3% | Added |
| Capital Investment Advisors, LLC | 74,133 | $1.17M | 0.04% | +10,290+16.1% | Added |
| Envestnet Asset Management Inc | 67,204 | $1.06M | 0.00% | +2,716+4.2% | Added |
| Shaker Financial Services, LLC | 65,557 | $1.03M | 0.38% | +49,294+303.1% | Added |
| Park Avenue Securities LLC | 63,703 | $1.00M | 0.02% | +2,641+4.3% | Added |
| Robinson Capital Management, LLC | 56,936 | $900.0K | 0.49% | −20,050−26.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 54,460 | $859.0K | 0.05% | +34,963+179.3% | Added |
| Shufro Rose & Co LLC | 45,300 | $715.0K | 0.05% | +1,800+4.1% | Added |
| Matisse Capital | 41,793 | $659.0K | 0.21% | −90,211−68.3% | Reduced |
| Royal Bank of Canada | 34,597 | $546.0K | 0.00% | +6,325+22.4% | Added |
| 6 Meridian | 31,876 | $503.0K | 0.04% | −2,617−7.6% | Reduced |
| Advisor Group Holdings, Inc. | 31,762 | $500.0K | 0.00% | +885+2.9% | Added |
| Northwestern Mutual Wealth Management Co | 29,037 | $458.0K | 0.00% | −1,532−5.0% | Reduced |
| Stifel Financial Corp | 27,949 | $441.0K | 0.00% | +7,134+34.3% | Added |
| Family Management Corp | 21,748 | $343.0K | 0.09% | 00.0% | Unchanged |
| Foresight Wealth Management, LLC | 18,852 | $297.0K | 0.13% | +18,852 | New |
| Barclays PLC | 16,457 | $274.0K | 0.00% | +16,457 | New |
| Oppenheimer & Co Inc | 15,297 | $241.0K | 0.00% | 00.0% | Unchanged |
| Zazove Associates LLC | 14,507 | $229.0K | 0.02% | 00.0% | Unchanged |
| Clough Capital Partners L P | 13,761 | $217.0K | 0.01% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 11,127 | $176.0K | 0.00% | 00.0% | Unchanged |
| Mid Atlantic Financial Management Inc | 10,400 | $164.0K | 0.01% | −100−1.0% | Reduced |
| Kestra Advisory Services, LLC | 10,364 | $164.0K | 0.00% | +10,364 | New |
| Integrated Capital Management, Inc. | 10,378 | $163.0K | 0.13% | +10,378 | New |
| FNY Investment Advisers, LLC | 8,000 | $126.0K | 0.05% | −3,696−31.6% | Reduced |
| JPMorgan Chase & Co | 6,126 | $97.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 4,396 | $69.0K | 0.00% | +124+2.9% | Added |
| NEXT Financial Group, Inc | 3,574 | $56.0K | 0.00% | −63−1.7% | Reduced |
| Liberty Wealth Management LLC | 2,282 | $36.0K | 0.01% | +58+2.6% | Added |
| Rockefeller Capital Management L.P. | 1,750 | $27.0K | 0.00% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 1,500 | $23.7K | 0.00% | +500+50.0% | Added |
| Steward Partners Investment Advisory, LLC | 1,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,038 | $16.0K | 0.00% | +1,038 | New |
| Bogart Wealth, LLC | 736 | $12.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 621 | $10.0K | 0.00% | 00.0% | Unchanged |
| Hoover Financial Advisors, Inc. | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 433 | $7.00K | 0.00% | −866−66.7% | Reduced |
| Spire Wealth Management | 300 | $5.00K | 0.00% | +300 | New |
| CWM, LLC | 5 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −22,894−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −16,457−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −11,250−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −2,485−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −2,140−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −65−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −27−100.0% | Sold out |