Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- 0 vs. Q2 2021
- Shares held
- 5.45M
- −1.29M (−19.2%) vs. Q2 2021
- Total value
- $86.1M
- −$20.3M (−19.1%) vs. Q2 2021
- New holders
- 3
- 17 more added
- Sold out
- 3
- 20 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parametric Portfolio Associates LLC | 668,436 | $10.6M | 0.01% | −61,945−8.5% | Reduced |
| Wells Fargo & Company | 565,112 | $8.93M | 0.00% | +54,092+10.6% | Added |
| Resources Investment Advisors, LLC. | 431,104 | $6.81M | 0.27% | −7,458−1.7% | Reduced |
| Guggenheim Capital LLC | 399,560 | $6.31M | 0.04% | +9,785+2.5% | Added |
| Sit Investment Associates Inc | 388,543 | $6.14M | 0.16% | −220,465−36.2% | Reduced |
| Next Capital Management LLC | 306,946 | $4.85M | 3.52% | −6,242−2.0% | Reduced |
| Advisors Asset Management, Inc. | 296,285 | $4.68M | 0.07% | −12,415−4.0% | Reduced |
| Cohen & Steers, Inc. | 272,637 | $4.31M | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 254,060 | $4.01M | 0.00% | −12,363−4.6% | Reduced |
| LPL Financial LLC | 200,677 | $3.17M | 0.00% | +1,650+0.8% | Added |
| Invesco Senior Secured Management Inc | 152,940 | $2.42M | 1.26% | 00.0% | Unchanged |
| Invesco Ltd. | 146,377 | $2.31M | 0.00% | +12,896+9.7% | Added |
| Bank of America Corp | 128,225 | $2.03M | 0.00% | −52,353−29.0% | Reduced |
| Bulldog Investors, LLP | 107,982 | $1.71M | 0.48% | −190,050−63.8% | Reduced |
| Apollo Management Holdings, L.P. | 105,236 | $1.66M | 0.01% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 83,600 | $1.32M | 0.07% | +29,140+53.5% | Added |
| Garner Asset Management Corp | 79,749 | $1.26M | 0.59% | +300+0.4% | Added |
| UBS Group AG | 76,335 | $1.21M | 0.00% | −5,715−7.0% | Reduced |
| Envestnet Asset Management Inc | 72,126 | $1.14M | 0.00% | +4,922+7.3% | Added |
| Park Avenue Securities LLC | 67,632 | $1.07M | 0.02% | +3,929+6.2% | Added |
| Capital Investment Advisors, LLC | 64,871 | $1.02M | 0.03% | −9,262−12.5% | Reduced |
| Clough Capital Partners L P | 52,061 | $823.0K | 0.05% | +38,300+278.3% | Added |
| Saba Capital Management, L.P. | 48,091 | $760.0K | 0.02% | −823,056−94.5% | Reduced |
| Shufro Rose & Co LLC | 45,300 | $716.0K | 0.06% | 00.0% | Unchanged |
| Matisse Capital | 41,793 | $660.0K | 0.24% | 00.0% | Unchanged |
| Citadel Advisors LLC | 41,011 | $648.0K | 0.00% | +41,011 | New |
| Stifel Financial Corp | 39,171 | $619.0K | 0.00% | +11,222+40.2% | Added |
| Robinson Capital Management, LLC | 35,226 | $557.0K | 0.50% | −21,710−38.1% | Reduced |
| Royal Bank of Canada | 34,516 | $545.0K | 0.00% | −81−0.2% | Reduced |
| Advisor Group Holdings, Inc. | 30,034 | $474.0K | 0.00% | −1,728−5.4% | Reduced |
| Foresight Wealth Management, LLC | 25,922 | $410.0K | 0.18% | +7,070+37.5% | Added |
| 6 Meridian | 24,861 | $393.0K | 0.03% | −7,015−22.0% | Reduced |
| Shaker Financial Services, LLC | 19,935 | $315.0K | 0.13% | −45,622−69.6% | Reduced |
| Family Management Corp | 18,788 | $297.0K | 0.08% | −2,960−13.6% | Reduced |
| Barclays PLC | 16,457 | $275.0K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 17,270 | $273.0K | 0.01% | +1,973+12.9% | Added |
| Northwestern Mutual Wealth Management Co | 15,926 | $251.0K | 0.00% | −13,111−45.2% | Reduced |
| Zazove Associates LLC | 14,507 | $229.0K | 0.02% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 11,675 | $184.0K | 0.15% | +1,297+12.5% | Added |
| Westchester Capital Management, LLC | 11,127 | $176.0K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 10,468 | $165.0K | 0.00% | +104+1.0% | Added |
| JPMorgan Chase & Co | 6,126 | $97.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,000 | $79.0K | 0.04% | −3,000−37.5% | Reduced |
| NEXT Financial Group, Inc | 3,630 | $57.0K | 0.00% | +56+1.6% | Added |
| Anchor Investment Management, LLC | 2,700 | $42.7K | 0.01% | +1,200+80.0% | Added |
| Liberty Wealth Management LLC | 2,319 | $37.0K | 0.01% | +37+1.6% | Added |
| Rockefeller Capital Management L.P. | 1,750 | $27.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 736 | $12.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 621 | $10.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 157 | $2.00K | 0.00% | +157 | New |
| Citigroup Inc | 30 | $0 | 0.00% | −4,366−99.3% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Rockbridge Investment Management, LCC | 2 | $0 | 0.00% | +2 | New |
| Mid Atlantic Financial Management Inc | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −1,038−100.0% | Sold out |
| Tfo-TDC, LLC | 0 | $0 | 0.00% | −433−100.0% | Sold out |
| Hoover Financial Advisors, Inc. | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |