Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +1 vs. Q2 2022
- Shares held
- 4.97M
- +368.5K (+8.0%) vs. Q2 2022
- Total value
- $62.2M
- +$3.14M (+5.3%) vs. Q2 2022
- New holders
- 7
- 16 more added
- Sold out
- 6
- 14 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 620,078 | $7.76M | 0.00% | +66,309+12.0% | Added |
| Wells Fargo & Company | 496,697 | $6.21M | 0.00% | −51,736−9.4% | Reduced |
| Next Capital Management LLC | 382,252 | $4.78M | 3.61% | +13,729+3.7% | Added |
| Advisors Asset Management, Inc. | 369,770 | $4.63M | 0.09% | +53,494+16.9% | Added |
| Resources Investment Advisors, LLC. | 304,318 | $3.81M | 0.14% | −14,840−4.6% | Reduced |
| Guggenheim Capital LLC | 294,401 | $3.68M | 0.03% | −37,085−11.2% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 276,091 | $3.45M | 0.04% | +99,485+56.3% | Added |
| Sit Investment Associates Inc | 247,319 | $3.09M | 0.09% | +10,000+4.2% | Added |
| Invesco Ltd. | 246,790 | $3.09M | 0.00% | +25,272+11.4% | Added |
| LPL Financial LLC | 186,669 | $2.33M | 0.00% | −18,897−9.2% | Reduced |
| Bank of America Corp | 182,454 | $2.28M | 0.00% | −11,270−5.8% | Reduced |
| Janney Montgomery Scott LLC | 166,439 | $2.08M | 0.01% | +166,439 | New |
| Shaker Financial Services, LLC | 132,456 | $1.66M | 0.82% | +24,189+22.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 108,720 | $1.36M | 0.09% | −1,069−1.0% | Reduced |
| Apollo Management Holdings, L.P. | 105,236 | $1.32M | 0.01% | 00.0% | Unchanged |
| City of London Investment Management Co Ltd | 89,168 | $1.11M | 0.10% | +89,168 | New |
| Garner Asset Management Corp | 84,489 | $1.06M | 0.56% | −14,280−14.5% | Reduced |
| Stifel Financial Corp | 71,964 | $900.0K | 0.00% | −42,624−37.2% | Reduced |
| UBS Group AG | 59,117 | $740.0K | 0.00% | +1,034+1.8% | Added |
| Wolverine Asset Management LLC | 57,026 | $713.0K | 0.01% | −21,529−27.4% | Reduced |
| Logan Stone Capital, LLC | 54,991 | $688.0K | 0.45% | +12,335+28.9% | Added |
| Shufro Rose & Co LLC | 50,700 | $634.0K | 0.06% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 49,721 | $622.0K | 0.02% | −1,585−3.1% | Reduced |
| Clough Capital Partners L P | 48,100 | $602.0K | 0.09% | +48,100 | New |
| Royal Bank of Canada | 44,741 | $560.0K | 0.00% | +2,769+6.6% | Added |
| Quantedge Capital Pte Ltd | 26,468 | $331.0K | 0.10% | −400−1.5% | Reduced |
| Saba Capital Management, L.P. | 25,839 | $323.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 21,632 | $271.0K | 0.00% | +1,321+6.5% | Added |
| Landscape Capital Management, L.L.C. | 21,022 | $263.0K | 0.03% | +3,739+21.6% | Added |
| Rockefeller Capital Management L.P. | 19,000 | $237.0K | 0.00% | +1,940+11.4% | Added |
| Qube Research & Technologies Ltd | 16,457 | $206.0K | 0.00% | 00.0% | Unchanged |
| Hightower 6M Holding, LLC | 15,954 | $200.0K | 0.02% | −4,470−21.9% | Reduced |
| Wealthcare Advisory Partners LLC | 15,515 | $194.0K | 0.01% | 00.0% | Unchanged |
| Zazove Associates LLC | 14,507 | $181.0K | 0.02% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 12,964 | $162.0K | 0.00% | +2,934+29.3% | Added |
| Westchester Capital Management, LLC | 11,127 | $139.0K | 0.00% | 00.0% | Unchanged |
| First Foundation Advisors | 11,018 | $138.0K | 0.01% | +11,018 | New |
| Gilman Hill Asset Management, LLC | 10,000 | $125.0K | 0.03% | +10,000 | New |
| JPMorgan Chase & Co | 5,440 | $68.0K | 0.00% | −686−11.2% | Reduced |
| Northwestern Mutual Wealth Management Co | 4,848 | $61.0K | 0.00% | +1,155+31.3% | Added |
| Anchor Investment Management, LLC | 2,700 | $33.8K | 0.01% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,200 | $15.0K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 621 | $8.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 153 | $6.00K | 0.00% | +4+2.7% | Added |
| American Portfolios Advisors | 340 | $4.25K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 291 | $4.00K | 0.00% | −69−19.2% | Reduced |
| Gradient Investments LLC | 176 | $2.00K | 0.00% | +176 | New |
| CWM, LLC | 13 | $0 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 27 | $0 | 0.00% | +27 | New |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −42,413−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Baldrige Asset Management LLC | 0 | $0 | 0.00% | −1,370−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Rockbridge Investment Management, LCC | 0 | $0 | 0.00% | −2−100.0% | Sold out |