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Apollo Senior Floating Rate Fund Inc.

AFTDelisted Jul 22, 2024
SEC CIK
0001502573

Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.

13F holders, Q2 2023

Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
49
+3 vs. Q1 2023
Shares held
5.64M
+230.0K (+4.2%) vs. Q1 2023
Total value
$72.8M
+$4.48M (+6.6%) vs. Q1 2023
New holders
8
11 more added
Sold out
5
14 more reduced

1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q1 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2023: 49 institutions
Q1 2021: 57 institutionsQ2 2021: 57 institutionsQ3 2021: 55 institutionsQ4 2021: 42 institutionsQ1 2022: 43 institutionsQ2 2022: 49 institutionsQ3 2022: 50 institutionsQ4 2022: 57 institutionsQ1 2023: 47 institutionsQ2 2023: 49 institutionsQ3 2023: 45 institutionsQ4 2023: 51 institutionsQ1 2024: 45 institutionsQ2 2024: 47 institutionsQ3 2024: 2 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ2 2023: $72.8M
Q1 2021: $102.1MQ2 2021: $106.4MQ3 2021: $86.1MQ4 2021: $74.9MQ1 2022: $58.7MQ2 2022: $59.0MQ3 2022: $62.2MQ4 2022: $65.3MQ1 2023: $68.4MQ2 2023: $72.8MQ3 2023: $77.3MQ4 2023: $66.9MQ1 2024: $63.5MQ2 2024: $57.9MQ3 2024: $1.10MQ4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding AFT and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20242$1.10M
Q2 202447$57.9M
Q1 202445$63.5M
Q4 202351$66.9M
Q3 202345$77.3M
Q2 202349$72.8M
Q1 202347$68.4M
Q4 202257$65.3M
Q3 202250$62.2M
Q2 202249$59.0M
Q1 202243$58.7M
Q4 202142$74.9M
Q3 202155$86.1M
Q2 202157$106.4M
Q1 202157$102.1M

Institutions, Q2 2023

Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q1 2023.

Institutions holding AFT in Q2 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Morgan Stanley1,427,818$18.4M0.00%+107,959+8.2%Added
Wells Fargo & Company466,501$6.02M0.00%−27,282−5.5%Reduced
Oaktree Capital Management LPSuperinvestorOaktree Capital372,824$4.81M0.07%00.0%Unchanged
Next Capital Management LLC371,902$4.80M2.22%−6,573−1.7%Reduced
Invesco Ltd.280,276$3.62M0.00%+1,084+0.4%Added
Advisors Asset Management, Inc.279,316$3.61M0.07%−33,628−10.7%Reduced
Resources Investment Advisors, LLC.262,182$3.38M0.07%−12,852−4.7%Reduced
Bank of America Corp249,795$3.22M0.00%+5,341+2.2%Added
Saba Capital Management, L.P.233,622$3.02M0.10%+137,479+143.0%Added
Logan Stone Capital, LLC190,396$2.46M0.83%+98,308+106.8%Added
Sit Investment Associates Inc185,072$2.39M0.06%00.0%Unchanged
LPL Financial LLC161,808$2.09M0.00%−5,382−3.2%Reduced
City of London Investment Management Co Ltd129,168$1.66M0.13%00.0%Unchanged
National Asset Management, Inc.107,682$1.39M0.03%+107,682New
Apollo Management Holdings, L.P.105,236$1.36M0.01%00.0%Unchanged
Guggenheim Capital LLC100,386$1.30M0.01%−89,005−47.0%Reduced
Stifel Financial Corp78,429$1.01M0.00%+2,265+3.0%Added
Garner Asset Management Corp75,809$979.0K0.57%−10,180−11.8%Reduced
CNH Partners LLC73,657$950.9K0.04%+34,752+89.3%Added
Royal Bank of Canada63,406$819.0K0.00%+2,310+3.8%Added
Hennion & Walsh Asset Management, Inc.56,776$733.0K0.04%−45,788−44.6%Reduced
UBS Group AG51,410$663.7K0.00%−3,941−7.1%Reduced
Shufro Rose & Co LLC51,400$663.6K0.06%−2,250−4.2%Reduced
Capital Investment Advisors, LLC40,245$519.6K0.02%−4,595−10.2%Reduced
Janney Montgomery Scott LLC31,049$401.0K0.00%+31,049New
HighTower Advisors, LLC27,905$357.0K0.00%+27,905New
Advisor Group Holdings, Inc.22,715$293.3K0.00%−1,311−5.5%Reduced
Qube Research & Technologies Ltd16,457$212.5K0.00%00.0%Unchanged
Zazove Associates LLC14,507$187.0K0.02%00.0%Unchanged
Rockefeller Capital Management L.P.14,000$180.7K0.00%00.0%Unchanged
Jones Road Capital Management, L.P.12,959$167.3K0.16%00.0%Unchanged
Envestnet Asset Management Inc12,951$167.2K0.00%−192−1.5%Reduced
Wealthcare Advisory Partners LLC12,028$155.3K0.01%+12,028New
Benjamin F. Edwards & Company, Inc.11,800$152.0K0.01%+11,800New
Melfa Wealth Management, LLC11,572$149.4K0.15%+244+2.2%Added
Westchester Capital Management, LLC11,127$143.7K0.00%00.0%Unchanged
First Foundation Advisors11,018$142.2K0.01%00.0%Unchanged
JPMorgan Chase & Co6,411$82.8K0.00%+285+4.7%Added
Cape Investment Advisory, Inc.3,210$41.4K0.02%+60+1.9%Added
Anchor Investment Management, LLC2,700$34.9K0.00%00.0%Unchanged
Wolverine Asset Management LLC2,116$27.3K0.00%−13,590−86.5%Reduced
Steward Partners Investment Advisory, LLC1,000$12.9K0.00%00.0%Unchanged
Bessemer Group Inc505$7.00K0.00%+505New
Northwestern Mutual Wealth Management Co389$5.02K0.00%00.0%Unchanged
GWM Advisors LLC300$3.87K0.00%00.0%Unchanged
Robinson Capital Management, LLC125$1.61K0.00%00.0%Unchanged
EverSource Wealth Advisors, LLC27$3490.00%00.0%Unchanged
FMR LLC1$130.00%+1New
CWM, LLC19$00.00%+19New
Summit Wealth & Retirement Planning, Inc.0$00.00%−74,530−100.0%Sold out
Almitas Capital LLC0$00.00%−16,801−100.0%Sold out
Accel Wealth Management0$00.00%−2,176−100.0%Sold out
Ameritas Advisory Services, LLC0$00.00%−900−100.0%Sold out
BDO Wealth Advisors, LLC0$00.00%−99−100.0%Sold out
Baldrige Asset Management LLC––––Not filed