Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +3 vs. Q1 2023
- Shares held
- 5.64M
- +230.0K (+4.2%) vs. Q1 2023
- Total value
- $72.8M
- +$4.48M (+6.6%) vs. Q1 2023
- New holders
- 8
- 11 more added
- Sold out
- 5
- 14 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 19 | $0 | 0.00% | +19 | New |
| FMR LLC | 1 | $13 | 0.00% | +1 | New |
| EverSource Wealth Advisors, LLC | 27 | $349 | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 125 | $1.61K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 300 | $3.87K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 389 | $5.02K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 505 | $7.00K | 0.00% | +505 | New |
| Steward Partners Investment Advisory, LLC | 1,000 | $12.9K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 2,116 | $27.3K | 0.00% | −13,590−86.5% | Reduced |
| Anchor Investment Management, LLC | 2,700 | $34.9K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 3,210 | $41.4K | 0.02% | +60+1.9% | Added |
| JPMorgan Chase & Co | 6,411 | $82.8K | 0.00% | +285+4.7% | Added |
| First Foundation Advisors | 11,018 | $142.2K | 0.01% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 11,127 | $143.7K | 0.00% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 11,572 | $149.4K | 0.15% | +244+2.2% | Added |
| Benjamin F. Edwards & Company, Inc. | 11,800 | $152.0K | 0.01% | +11,800 | New |
| Wealthcare Advisory Partners LLC | 12,028 | $155.3K | 0.01% | +12,028 | New |
| Envestnet Asset Management Inc | 12,951 | $167.2K | 0.00% | −192−1.5% | Reduced |
| Jones Road Capital Management, L.P. | 12,959 | $167.3K | 0.16% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 14,000 | $180.7K | 0.00% | 00.0% | Unchanged |
| Zazove Associates LLC | 14,507 | $187.0K | 0.02% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 16,457 | $212.5K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 22,715 | $293.3K | 0.00% | −1,311−5.5% | Reduced |
| HighTower Advisors, LLC | 27,905 | $357.0K | 0.00% | +27,905 | New |
| Janney Montgomery Scott LLC | 31,049 | $401.0K | 0.00% | +31,049 | New |
| Capital Investment Advisors, LLC | 40,245 | $519.6K | 0.02% | −4,595−10.2% | Reduced |
| Shufro Rose & Co LLC | 51,400 | $663.6K | 0.06% | −2,250−4.2% | Reduced |
| UBS Group AG | 51,410 | $663.7K | 0.00% | −3,941−7.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 56,776 | $733.0K | 0.04% | −45,788−44.6% | Reduced |
| Royal Bank of Canada | 63,406 | $819.0K | 0.00% | +2,310+3.8% | Added |
| CNH Partners LLC | 73,657 | $950.9K | 0.04% | +34,752+89.3% | Added |
| Garner Asset Management Corp | 75,809 | $979.0K | 0.57% | −10,180−11.8% | Reduced |
| Stifel Financial Corp | 78,429 | $1.01M | 0.00% | +2,265+3.0% | Added |
| Guggenheim Capital LLC | 100,386 | $1.30M | 0.01% | −89,005−47.0% | Reduced |
| Apollo Management Holdings, L.P. | 105,236 | $1.36M | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 107,682 | $1.39M | 0.03% | +107,682 | New |
| City of London Investment Management Co Ltd | 129,168 | $1.66M | 0.13% | 00.0% | Unchanged |
| LPL Financial LLC | 161,808 | $2.09M | 0.00% | −5,382−3.2% | Reduced |
| Sit Investment Associates Inc | 185,072 | $2.39M | 0.06% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 190,396 | $2.46M | 0.83% | +98,308+106.8% | Added |
| Saba Capital Management, L.P. | 233,622 | $3.02M | 0.10% | +137,479+143.0% | Added |
| Bank of America Corp | 249,795 | $3.22M | 0.00% | +5,341+2.2% | Added |
| Resources Investment Advisors, LLC. | 262,182 | $3.38M | 0.07% | −12,852−4.7% | Reduced |
| Advisors Asset Management, Inc. | 279,316 | $3.61M | 0.07% | −33,628−10.7% | Reduced |
| Invesco Ltd. | 280,276 | $3.62M | 0.00% | +1,084+0.4% | Added |
| Next Capital Management LLC | 371,902 | $4.80M | 2.22% | −6,573−1.7% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 372,824 | $4.81M | 0.07% | 00.0% | Unchanged |
| Wells Fargo & Company | 466,501 | $6.02M | 0.00% | −27,282−5.5% | Reduced |
| Morgan Stanley | 1,427,818 | $18.4M | 0.00% | +107,959+8.2% | Added |
| Summit Wealth & Retirement Planning, Inc. | 0 | $0 | 0.00% | −74,530−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −16,801−100.0% | Sold out |
| Accel Wealth Management | 0 | $0 | 0.00% | −2,176−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| BDO Wealth Advisors, LLC | 0 | $0 | 0.00% | −99−100.0% | Sold out |
| Baldrige Asset Management LLC | – | – | – | – | Not filed |