Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- −6 vs. Q4 2023
- Shares held
- 4.46M
- −589.4K (−11.7%) vs. Q4 2023
- Total value
- $63.5M
- −$3.40M (−5.1%) vs. Q4 2023
- New holders
- 9
- 12 more added
- Sold out
- 15
- 16 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,126,282 | $16.0M | 0.00% | +101,136+9.9% | Added |
| Pathstone Holdings, LLC | 511,808 | $7.29M | 0.03% | −43,053−7.8% | Reduced |
| Next Capital Management LLC | 353,855 | $5.04M | 2.05% | −11,962−3.3% | Reduced |
| Advisors Asset Management, Inc. | 319,688 | $4.56M | 0.09% | −4,443−1.4% | Reduced |
| Guggenheim Capital LLC | 312,728 | $4.46M | 0.03% | +121,055+63.2% | Added |
| Invesco Ltd. | 241,711 | $3.44M | 0.00% | −18,694−7.2% | Reduced |
| Resources Investment Advisors, LLC. | 216,521 | $3.09M | 0.05% | −17,617−7.5% | Reduced |
| Bank of America Corp | 193,143 | $2.75M | 0.00% | −69,027−26.3% | Reduced |
| Wells Fargo & Company | 180,461 | $2.57M | 0.00% | +8,981+5.2% | Added |
| LPL Financial LLC | 173,956 | $2.48M | 0.00% | +19,091+12.3% | Added |
| Stifel Financial Corp | 142,315 | $2.03M | 0.00% | +36,247+34.2% | Added |
| Apollo Management Holdings, L.P. | 105,236 | $1.50M | 0.02% | 00.0% | Unchanged |
| Garner Asset Management Corp | 64,749 | $923.0K | 0.47% | −6,771−9.5% | Reduced |
| Bramshill Investments, LLC | 53,608 | $763.9K | 0.09% | +53,608 | New |
| UBS Group AG | 52,795 | $752.3K | 0.00% | −12,685−19.4% | Reduced |
| Shufro Rose & Co LLC | 52,200 | $743.9K | 0.06% | +800+1.6% | Added |
| Royal Bank of Canada | 49,389 | $704.0K | 0.00% | −4,252−7.9% | Reduced |
| United Advisor Group, LLC | 41,522 | $591.7K | 0.22% | +41,522 | New |
| Capital Investment Advisors, LLC | 38,572 | $549.6K | 0.01% | −884−2.2% | Reduced |
| Advisor Group Holdings, Inc. | 33,567 | $478.3K | 0.00% | −14,704−30.5% | Reduced |
| Janney Montgomery Scott LLC | 32,588 | $464.0K | 0.00% | +14,250+77.7% | Added |
| Zazove Associates LLC | 14,507 | $207.0K | 0.03% | 00.0% | Unchanged |
| Jones Road Capital Management, L.P. | 14,014 | $199.7K | 0.18% | +10+0.1% | Added |
| Shaker Financial Services, LLC | 13,694 | $195.1K | 0.08% | +13,694 | New |
| Hennion & Walsh Asset Management, Inc. | 13,233 | $188.6K | 0.01% | −20,268−60.5% | Reduced |
| Comerica Bank | 12,463 | $177.6K | 0.00% | +29+0.2% | Added |
| Melfa Wealth Management, LLC | 12,399 | $176.7K | 0.13% | +241+2.0% | Added |
| Williams Jones Wealth Management, LLC. | 12,000 | $171.0K | 0.00% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 11,127 | $158.6K | 0.01% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 10,028 | $142.9K | 0.00% | −500−4.7% | Reduced |
| CoreCap Advisors, LLC | 9,000 | $128.3K | 0.01% | +9,000 | New |
| Carolinas Wealth Consulting LLC | 7,518 | $107.1K | 0.02% | +840+12.6% | Added |
| Benjamin F. Edwards & Company, Inc. | 6,300 | $90.0K | 0.00% | −7,700−55.0% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 6,250 | $89.1K | 0.00% | +6,250 | New |
| JPMorgan Chase & Co | 6,126 | $87.3K | 0.00% | −10−0.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 3,048 | $43.4K | 0.00% | +200+7.0% | Added |
| Anchor Investment Management, LLC | 2,700 | $38.5K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,000 | $28.5K | 0.00% | +2,000 | New |
| Cape Investment Advisory, Inc. | 1,870 | $26.6K | 0.01% | −1,551−45.3% | Reduced |
| CIBC Private Wealth Group, LLC | 1,850 | $26.4K | 0.00% | +1,850 | New |
| Allworth Financial LP | 900 | $12.8K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 300 | $4.28K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 39 | $556 | 0.00% | +39 | New |
| Principal Securities, Inc. | 10 | $143 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $14 | 0.00% | +1 | New |
| Icon Advisers Inc | 0 | $0 | 0.00% | −335,674−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −312,540−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −43,861−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −26,076−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −21,889−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −11,938−100.0% | Sold out |
| First Foundation Advisors | 0 | $0 | 0.00% | −11,018−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −10,650−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −5,753−100.0% | Sold out |
| LM Advisors LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −1,150−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −1,031−100.0% | Sold out |
| Cambridge Trust Co | 0 | $0 | 0.00% | −440−100.0% | Sold out |
| Addison Advisors LLC | 0 | $0 | 0.00% | −102−100.0% | Sold out |
| American National Bank | 0 | $0 | 0.00% | −36−100.0% | Sold out |