Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- −6 vs. Q4 2023
- Shares held
- 4.46M
- −589.4K (−11.7%) vs. Q4 2023
- Total value
- $63.5M
- −$3.40M (−5.1%) vs. Q4 2023
- New holders
- 9
- 12 more added
- Sold out
- 15
- 16 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $14 | 0.00% | +1 | New |
| Principal Securities, Inc. | 10 | $143 | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 39 | $556 | 0.00% | +39 | New |
| GWM Advisors LLC | 300 | $4.28K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 900 | $12.8K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,850 | $26.4K | 0.00% | +1,850 | New |
| Cape Investment Advisory, Inc. | 1,870 | $26.6K | 0.01% | −1,551−45.3% | Reduced |
| The PNC Financial Services Group, Inc. | 2,000 | $28.5K | 0.00% | +2,000 | New |
| Anchor Investment Management, LLC | 2,700 | $38.5K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,048 | $43.4K | 0.00% | +200+7.0% | Added |
| JPMorgan Chase & Co | 6,126 | $87.3K | 0.00% | −10−0.2% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 6,250 | $89.1K | 0.00% | +6,250 | New |
| Benjamin F. Edwards & Company, Inc. | 6,300 | $90.0K | 0.00% | −7,700−55.0% | Reduced |
| Carolinas Wealth Consulting LLC | 7,518 | $107.1K | 0.02% | +840+12.6% | Added |
| CoreCap Advisors, LLC | 9,000 | $128.3K | 0.01% | +9,000 | New |
| Wealthcare Advisory Partners LLC | 10,028 | $142.9K | 0.00% | −500−4.7% | Reduced |
| Westchester Capital Management, LLC | 11,127 | $158.6K | 0.01% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 12,000 | $171.0K | 0.00% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 12,399 | $176.7K | 0.13% | +241+2.0% | Added |
| Comerica Bank | 12,463 | $177.6K | 0.00% | +29+0.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 13,233 | $188.6K | 0.01% | −20,268−60.5% | Reduced |
| Shaker Financial Services, LLC | 13,694 | $195.1K | 0.08% | +13,694 | New |
| Jones Road Capital Management, L.P. | 14,014 | $199.7K | 0.18% | +10+0.1% | Added |
| Zazove Associates LLC | 14,507 | $207.0K | 0.03% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 32,588 | $464.0K | 0.00% | +14,250+77.7% | Added |
| Advisor Group Holdings, Inc. | 33,567 | $478.3K | 0.00% | −14,704−30.5% | Reduced |
| Capital Investment Advisors, LLC | 38,572 | $549.6K | 0.01% | −884−2.2% | Reduced |
| United Advisor Group, LLC | 41,522 | $591.7K | 0.22% | +41,522 | New |
| Royal Bank of Canada | 49,389 | $704.0K | 0.00% | −4,252−7.9% | Reduced |
| Shufro Rose & Co LLC | 52,200 | $743.9K | 0.06% | +800+1.6% | Added |
| UBS Group AG | 52,795 | $752.3K | 0.00% | −12,685−19.4% | Reduced |
| Bramshill Investments, LLC | 53,608 | $763.9K | 0.09% | +53,608 | New |
| Garner Asset Management Corp | 64,749 | $923.0K | 0.47% | −6,771−9.5% | Reduced |
| Apollo Management Holdings, L.P. | 105,236 | $1.50M | 0.02% | 00.0% | Unchanged |
| Stifel Financial Corp | 142,315 | $2.03M | 0.00% | +36,247+34.2% | Added |
| LPL Financial LLC | 173,956 | $2.48M | 0.00% | +19,091+12.3% | Added |
| Wells Fargo & Company | 180,461 | $2.57M | 0.00% | +8,981+5.2% | Added |
| Bank of America Corp | 193,143 | $2.75M | 0.00% | −69,027−26.3% | Reduced |
| Resources Investment Advisors, LLC. | 216,521 | $3.09M | 0.05% | −17,617−7.5% | Reduced |
| Invesco Ltd. | 241,711 | $3.44M | 0.00% | −18,694−7.2% | Reduced |
| Guggenheim Capital LLC | 312,728 | $4.46M | 0.03% | +121,055+63.2% | Added |
| Advisors Asset Management, Inc. | 319,688 | $4.56M | 0.09% | −4,443−1.4% | Reduced |
| Next Capital Management LLC | 353,855 | $5.04M | 2.05% | −11,962−3.3% | Reduced |
| Pathstone Holdings, LLC | 511,808 | $7.29M | 0.03% | −43,053−7.8% | Reduced |
| Morgan Stanley | 1,126,282 | $16.0M | 0.00% | +101,136+9.9% | Added |
| Icon Advisers Inc | 0 | $0 | 0.00% | −335,674−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −312,540−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −43,861−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −26,076−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −21,889−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −11,938−100.0% | Sold out |
| First Foundation Advisors | 0 | $0 | 0.00% | −11,018−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −10,650−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −5,753−100.0% | Sold out |
| LM Advisors LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −1,150−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −1,031−100.0% | Sold out |
| Cambridge Trust Co | 0 | $0 | 0.00% | −440−100.0% | Sold out |
| Addison Advisors LLC | 0 | $0 | 0.00% | −102−100.0% | Sold out |
| American National Bank | 0 | $0 | 0.00% | −36−100.0% | Sold out |