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Apollo Senior Floating Rate Fund Inc.

AFTDelisted Jul 22, 2024
SEC CIK
0001502573

Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.

13F holders, Q3 2023

Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
45
−4 vs. Q2 2023
Shares held
5.75M
+110.2K (+2.0%) vs. Q2 2023
Total value
$77.3M
+$4.47M (+6.1%) vs. Q2 2023
New holders
6
16 more added
Sold out
10
10 more reduced

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 45 institutions
Q1 2021: 57 institutionsQ2 2021: 57 institutionsQ3 2021: 55 institutionsQ4 2021: 42 institutionsQ1 2022: 43 institutionsQ2 2022: 49 institutionsQ3 2022: 50 institutionsQ4 2022: 57 institutionsQ1 2023: 47 institutionsQ2 2023: 49 institutionsQ3 2023: 45 institutionsQ4 2023: 51 institutionsQ1 2024: 45 institutionsQ2 2024: 47 institutionsQ3 2024: 2 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ3 2023: $77.3M
Q1 2021: $102.1MQ2 2021: $106.4MQ3 2021: $86.1MQ4 2021: $74.9MQ1 2022: $58.7MQ2 2022: $59.0MQ3 2022: $62.2MQ4 2022: $65.3MQ1 2023: $68.4MQ2 2023: $72.8MQ3 2023: $77.3MQ4 2023: $66.9MQ1 2024: $63.5MQ2 2024: $57.9MQ3 2024: $1.10MQ4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding AFT and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20242$1.10M
Q2 202447$57.9M
Q1 202445$63.5M
Q4 202351$66.9M
Q3 202345$77.3M
Q2 202349$72.8M
Q1 202347$68.4M
Q4 202257$65.3M
Q3 202250$62.2M
Q2 202249$59.0M
Q1 202243$58.7M
Q4 202142$74.9M
Q3 202155$86.1M
Q2 202157$106.4M
Q1 202157$102.1M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q2 2023.

Institutions holding AFT in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Morgan Stanley1,460,979$19.6M0.00%+33,161+2.3%Added
Wells Fargo & Company470,244$6.32M0.00%+3,743+0.8%Added
Advisors Asset Management, Inc.400,919$5.39M0.12%+121,603+43.5%Added
Next Capital Management LLC372,214$5.00M2.27%+312+0.1%Added
Oaktree Capital Management LPSuperinvestorOaktree Capital367,821$4.94M0.08%−5,003−1.3%Reduced
Invesco Ltd.284,414$3.82M0.00%+4,138+1.5%Added
Saba Capital Management, L.P.253,837$3.41M0.11%+20,215+8.7%Added
Bank of America Corp249,648$3.36M0.00%−147−0.1%Reduced
Resources Investment Advisors, LLC.240,170$3.23M0.07%−22,012−8.4%Reduced
Sit Investment Associates Inc185,072$2.49M0.07%00.0%Unchanged
Advisor Partners II, LLC163,502$2.20M0.09%+163,502New
Guggenheim Capital LLC160,013$2.15M0.02%+59,627+59.4%Added
LPL Financial LLC143,627$1.93M0.00%−18,181−11.2%Reduced
City of London Investment Management Co Ltd129,168$1.74M0.15%00.0%Unchanged
Apollo Management Holdings, L.P.105,236$1.41M0.02%00.0%Unchanged
Stifel Financial Corp97,285$1.31M0.00%+18,856+24.0%Added
Logan Stone Capital, LLC96,705$1.30M0.36%−93,691−49.2%Reduced
Garner Asset Management Corp75,629$1.02M0.61%−180−0.2%Reduced
Royal Bank of Canada61,241$823.0K0.00%−2,165−3.4%Reduced
CNH Partners LLC54,153$727.8K0.03%−19,504−26.5%Reduced
UBS Group AG51,540$692.7K0.00%+130+0.3%Added
Shufro Rose & Co LLC51,400$690.8K0.07%00.0%Unchanged
Capital Investment Advisors, LLC40,327$542.0K0.01%+82+0.2%Added
Hennion & Walsh Asset Management, Inc.33,977$456.7K0.03%−22,799−40.2%Reduced
Advisor Group Holdings, Inc.23,078$310.2K0.00%+363+1.6%Added
Janney Montgomery Scott LLC18,951$255.0K0.00%−12,098−39.0%Reduced
Qube Research & Technologies Ltd16,457$221.2K0.00%00.0%Unchanged
Zazove Associates LLC14,507$195.0K0.02%00.0%Unchanged
Comerica Bank13,317$179.0K0.00%+13,317New
Jones Road Capital Management, L.P.12,959$174.2K0.21%00.0%Unchanged
Wealthcare Advisory Partners LLC12,028$161.7K0.01%00.0%Unchanged
CoreCap Advisors, LLC12,000$161.3K0.01%+12,000New
Benjamin F. Edwards & Company, Inc.12,000$161.0K0.01%+200+1.7%Added
Melfa Wealth Management, LLC11,909$160.1K0.17%+337+2.9%Added
Westchester Capital Management, LLC11,127$149.5K0.01%00.0%Unchanged
First Foundation Advisors11,018$148.1K0.01%00.0%Unchanged
Raymond James & Associates10,651$143.2K0.00%+10,651New
JPMorgan Chase & Co6,906$92.8K0.00%+495+7.7%Added
Carolinas Wealth Consulting LLC6,422$82.7K0.02%+6,422New
Cape Investment Advisory, Inc.3,273$44.0K0.02%+63+2.0%Added
Anchor Investment Management, LLC2,700$36.3K0.00%00.0%Unchanged
Steward Partners Investment Advisory, LLC2,448$32.9K0.00%+1,448+144.8%Added
Allworth Financial LP900$12.1K0.00%+900New
GWM Advisors LLC300$4.03K0.00%00.0%Unchanged
Robinson Capital Management, LLC125$1.63K0.00%00.0%Unchanged
National Asset Management, Inc.0$00.00%−107,682−100.0%Sold out
HighTower Advisors, LLC0$00.00%−27,905−100.0%Sold out
Rockefeller Capital Management L.P.0$00.00%−14,000−100.0%Sold out
Envestnet Asset Management Inc0$00.00%−12,951−100.0%Sold out
Wolverine Asset Management LLC0$00.00%−2,116−100.0%Sold out
Bessemer Group Inc0$00.00%−505−100.0%Sold out
Northwestern Mutual Wealth Management Co0$00.00%−389−100.0%Sold out
EverSource Wealth Advisors, LLC0$00.00%−27−100.0%Sold out
FMR LLC0$00.00%−1−100.0%Sold out
CWM, LLC0$00.00%−19−100.0%Sold out