Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- −12 vs. Q3 2021
- Shares held
- 4.65M
- −782.1K (−14.4%) vs. Q3 2021
- Total value
- $74.9M
- −$10.9M (−12.7%) vs. Q3 2021
- New holders
- 6
- 17 more added
- Sold out
- 18
- 9 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 640,183 | $10.3M | 0.00% | +75,071+13.3% | Added |
| Guggenheim Capital LLC | 419,215 | $6.75M | 0.04% | +19,655+4.9% | Added |
| Resources Investment Advisors, LLC. | 409,521 | $6.60M | 0.24% | −21,583−5.0% | Reduced |
| Parametric Portfolio Associates LLC | 382,831 | $6.17M | 0.00% | −285,605−42.7% | Reduced |
| Sit Investment Associates Inc | 360,449 | $5.81M | 0.14% | −28,094−7.2% | Reduced |
| Advisors Asset Management, Inc. | 309,431 | $4.98M | 0.07% | +13,146+4.4% | Added |
| Morgan Stanley | 274,566 | $4.42M | 0.00% | +20,506+8.1% | Added |
| Cohen & Steers, Inc. | 272,637 | $4.39M | 0.01% | 00.0% | Unchanged |
| Next Capital Management LLC | 259,299 | $4.18M | 2.87% | −47,647−15.5% | Reduced |
| LPL Financial LLC | 197,576 | $3.18M | 0.00% | −3,101−1.5% | Reduced |
| Bank of America Corp | 172,762 | $2.78M | 0.00% | +44,537+34.7% | Added |
| Invesco Ltd. | 169,341 | $2.73M | 0.00% | +22,964+15.7% | Added |
| Apollo Management Holdings, L.P. | 105,236 | $1.70M | 0.01% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 90,794 | $1.46M | 0.07% | +7,194+8.6% | Added |
| Garner Asset Management Corp | 82,449 | $1.33M | 0.56% | +2,700+3.4% | Added |
| UBS Group AG | 73,595 | $1.19M | 0.00% | −2,740−3.6% | Reduced |
| Capital Investment Advisors, LLC | 62,432 | $1.01M | 0.03% | −2,439−3.8% | Reduced |
| Stifel Financial Corp | 54,826 | $883.0K | 0.00% | +15,655+40.0% | Added |
| Shaker Financial Services, LLC | 53,349 | $859.0K | 0.30% | +33,414+167.6% | Added |
| Shufro Rose & Co LLC | 48,000 | $773.0K | 0.06% | +2,700+6.0% | Added |
| Royal Bank of Canada | 35,942 | $580.0K | 0.00% | +1,426+4.1% | Added |
| Advisor Group Holdings, Inc. | 31,354 | $505.0K | 0.00% | +1,320+4.4% | Added |
| Foresight Wealth Management, LLC | 30,422 | $490.0K | 0.19% | +4,500+17.4% | Added |
| Matisse Capital | 23,995 | $387.0K | 0.27% | −17,798−42.6% | Reduced |
| Oppenheimer & Co Inc | 17,398 | $280.0K | 0.00% | +128+0.7% | Added |
| Qube Research & Technologies Ltd | 16,457 | $265.0K | 0.00% | +16,457 | New |
| Rockefeller Capital Management L.P. | 12,750 | $205.0K | 0.00% | +11,000+628.6% | Added |
| Westchester Capital Management, LLC | 11,127 | $179.0K | 0.01% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 10,000 | $161.0K | 0.01% | +10,000 | New |
| JPMorgan Chase & Co | 6,126 | $99.0K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 4,000 | $64.0K | 0.01% | +4,000 | New |
| NEXT Financial Group, Inc | 3,831 | $62.0K | 0.00% | +201+5.5% | Added |
| Anchor Investment Management, LLC | 2,700 | $43.5K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,497 | $40.0K | 0.00% | −13,429−84.3% | Reduced |
| Byrne Asset Management LLC | 1,200 | $19.0K | 0.01% | +1,200 | New |
| Steward Partners Investment Advisory, LLC | 1,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 621 | $10.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Centerpoint Advisors, LLC | 78 | $1.00K | 0.00% | +78 | New |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Rockbridge Investment Management, LCC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2 | $0 | 0.00% | +2 | New |
| Invesco Senior Secured Management Inc | 0 | $0 | 0.00% | −152,940−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −107,982−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −72,126−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −67,632−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −52,061−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −48,091−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −41,011−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −35,226−100.0% | Sold out |
| 6 Meridian | 0 | $0 | 0.00% | −24,861−100.0% | Sold out |
| Family Management Corp | 0 | $0 | 0.00% | −18,788−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −16,457−100.0% | Sold out |
| Integrated Capital Management, Inc. | 0 | $0 | 0.00% | −11,675−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −10,468−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Liberty Wealth Management LLC | 0 | $0 | 0.00% | −2,319−100.0% | Sold out |
| Bogart Wealth, LLC | 0 | $0 | 0.00% | −736−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −157−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −30−100.0% | Sold out |
| Zazove Associates LLC | – | – | – | – | Not filed |