Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- −12 vs. Q3 2021
- Shares held
- 4.65M
- −782.1K (−14.4%) vs. Q3 2021
- Total value
- $74.9M
- −$10.9M (−12.7%) vs. Q3 2021
- New holders
- 6
- 17 more added
- Sold out
- 18
- 9 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Rockbridge Investment Management, LCC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 2 | $0 | 0.00% | +2 | New |
| Centerpoint Advisors, LLC | 78 | $1.00K | 0.00% | +78 | New |
| Spire Wealth Management | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 621 | $10.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,200 | $19.0K | 0.01% | +1,200 | New |
| Northwestern Mutual Wealth Management Co | 2,497 | $40.0K | 0.00% | −13,429−84.3% | Reduced |
| Anchor Investment Management, LLC | 2,700 | $43.5K | 0.01% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 3,831 | $62.0K | 0.00% | +201+5.5% | Added |
| Stonebridge Capital Advisors LLC | 4,000 | $64.0K | 0.01% | +4,000 | New |
| JPMorgan Chase & Co | 6,126 | $99.0K | 0.00% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 10,000 | $161.0K | 0.01% | +10,000 | New |
| Westchester Capital Management, LLC | 11,127 | $179.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 12,750 | $205.0K | 0.00% | +11,000+628.6% | Added |
| Qube Research & Technologies Ltd | 16,457 | $265.0K | 0.00% | +16,457 | New |
| Oppenheimer & Co Inc | 17,398 | $280.0K | 0.00% | +128+0.7% | Added |
| Matisse Capital | 23,995 | $387.0K | 0.27% | −17,798−42.6% | Reduced |
| Foresight Wealth Management, LLC | 30,422 | $490.0K | 0.19% | +4,500+17.4% | Added |
| Advisor Group Holdings, Inc. | 31,354 | $505.0K | 0.00% | +1,320+4.4% | Added |
| Royal Bank of Canada | 35,942 | $580.0K | 0.00% | +1,426+4.1% | Added |
| Shufro Rose & Co LLC | 48,000 | $773.0K | 0.06% | +2,700+6.0% | Added |
| Shaker Financial Services, LLC | 53,349 | $859.0K | 0.30% | +33,414+167.6% | Added |
| Stifel Financial Corp | 54,826 | $883.0K | 0.00% | +15,655+40.0% | Added |
| Capital Investment Advisors, LLC | 62,432 | $1.01M | 0.03% | −2,439−3.8% | Reduced |
| UBS Group AG | 73,595 | $1.19M | 0.00% | −2,740−3.6% | Reduced |
| Garner Asset Management Corp | 82,449 | $1.33M | 0.56% | +2,700+3.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 90,794 | $1.46M | 0.07% | +7,194+8.6% | Added |
| Apollo Management Holdings, L.P. | 105,236 | $1.70M | 0.01% | 00.0% | Unchanged |
| Invesco Ltd. | 169,341 | $2.73M | 0.00% | +22,964+15.7% | Added |
| Bank of America Corp | 172,762 | $2.78M | 0.00% | +44,537+34.7% | Added |
| LPL Financial LLC | 197,576 | $3.18M | 0.00% | −3,101−1.5% | Reduced |
| Next Capital Management LLC | 259,299 | $4.18M | 2.87% | −47,647−15.5% | Reduced |
| Cohen & Steers, Inc. | 272,637 | $4.39M | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 274,566 | $4.42M | 0.00% | +20,506+8.1% | Added |
| Advisors Asset Management, Inc. | 309,431 | $4.98M | 0.07% | +13,146+4.4% | Added |
| Sit Investment Associates Inc | 360,449 | $5.81M | 0.14% | −28,094−7.2% | Reduced |
| Parametric Portfolio Associates LLC | 382,831 | $6.17M | 0.00% | −285,605−42.7% | Reduced |
| Resources Investment Advisors, LLC. | 409,521 | $6.60M | 0.24% | −21,583−5.0% | Reduced |
| Guggenheim Capital LLC | 419,215 | $6.75M | 0.04% | +19,655+4.9% | Added |
| Wells Fargo & Company | 640,183 | $10.3M | 0.00% | +75,071+13.3% | Added |
| Invesco Senior Secured Management Inc | 0 | $0 | 0.00% | −152,940−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −107,982−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −72,126−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −67,632−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −52,061−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −48,091−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −41,011−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −35,226−100.0% | Sold out |
| 6 Meridian | 0 | $0 | 0.00% | −24,861−100.0% | Sold out |
| Family Management Corp | 0 | $0 | 0.00% | −18,788−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −16,457−100.0% | Sold out |
| Integrated Capital Management, Inc. | 0 | $0 | 0.00% | −11,675−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −10,468−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Liberty Wealth Management LLC | 0 | $0 | 0.00% | −2,319−100.0% | Sold out |
| Bogart Wealth, LLC | 0 | $0 | 0.00% | −736−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −157−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −30−100.0% | Sold out |
| Zazove Associates LLC | – | – | – | – | Not filed |