Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
Q4 2021 vs. Q3 2021
How the institutions holding Apollo Senior Floating Rate Fund Inc. changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 55 | 1 | 42 | −12 |
| Shares | 5.45M | 14.5K | 4.65M | −782.1K (−14.4%) |
| Value | $86.1M | $229.0K | $74.9M | −$10.9M (−12.7%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (6)
Institutions that held Apollo Senior Floating Rate Fund Inc. at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Qube Research & Technologies Ltd | 16,457 | $265.0K | 0.00% |
| Wealthcare Advisory Partners LLC | 10,000 | $161.0K | 0.01% |
| Stonebridge Capital Advisors LLC | 4,000 | $64.0K | 0.01% |
| Byrne Asset Management LLC | 1,200 | $19.0K | 0.01% |
| Centerpoint Advisors, LLC | 78 | $1.00K | 0.00% |
| CWM, LLC | 2 | $0 | 0.00% |
Sold out (18)
Institutions that held Apollo Senior Floating Rate Fund Inc. at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Invesco Senior Secured Management Inc | 152,940 | $2.42M |
| Bulldog Investors, LLP | 107,982 | $1.71M |
| Envestnet Asset Management Inc | 72,126 | $1.14M |
| Park Avenue Securities LLC | 67,632 | $1.07M |
| Clough Capital Partners L P | 52,061 | $823.0K |
| Saba Capital Management, L.P. | 48,091 | $760.0K |
| Citadel Advisors LLC | 41,011 | $648.0K |
| Robinson Capital Management, LLC | 35,226 | $557.0K |
| 6 Meridian | 24,861 | $393.0K |
| Family Management Corp | 18,788 | $297.0K |
| Barclays PLC | 16,457 | $275.0K |
| Integrated Capital Management, Inc. | 11,675 | $184.0K |
| Kestra Advisory Services, LLC | 10,468 | $165.0K |
| FNY Investment Advisers, LLC | 5,000 | $79.0K |
| Liberty Wealth Management LLC | 2,319 | $37.0K |
| Bogart Wealth, LLC | 736 | $12.0K |
| Arkadios Wealth Advisors | 157 | $2.00K |
| Citigroup Inc | 30 | $0 |
Not filed for Q4 2021 yet (1)
Institutions that held Apollo Senior Floating Rate Fund Inc. at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Zazove Associates LLC | 14,507 | $229.0K |