Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
AFT is no longer listed, so this page shows Q2 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 47
- +2 vs. Q1 2024
- Shares held
- 3.98M
- −478.7K (−10.7%) vs. Q1 2024
- Total value
- $57.9M
- −$5.67M (−8.9%) vs. Q1 2024
- New holders
- 7
- 13 more added
- Sold out
- 5
- 12 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,058,161 | $15.4M | 0.00% | −68,121−6.0% | Reduced |
| Guggenheim Capital LLC | 331,759 | $4.82M | 0.03% | +19,031+6.1% | Added |
| Advisors Asset Management, Inc. | 302,779 | $4.40M | 0.09% | −16,909−5.3% | Reduced |
| Invesco Ltd. | 263,267 | $3.83M | 0.00% | +21,556+8.9% | Added |
| Pathstone Holdings, LLC | 211,034 | $3.07M | 0.01% | −300,774−58.8% | Reduced |
| Next Capital Management LLC | 202,529 | $2.94M | 1.24% | −151,326−42.8% | Reduced |
| Resources Investment Advisors, LLC. | 189,649 | $2.76M | 0.03% | −26,872−12.4% | Reduced |
| Wells Fargo & Company | 182,591 | $2.65M | 0.00% | +2,130+1.2% | Added |
| LPL Financial LLC | 175,608 | $2.55M | 0.00% | +1,652+0.9% | Added |
| Stifel Financial Corp | 161,778 | $2.35M | 0.00% | +19,463+13.7% | Added |
| Bank of America Corp | 160,310 | $2.33M | 0.00% | −32,833−17.0% | Reduced |
| Apollo Management Holdings, L.P. | 105,236 | $1.53M | 0.03% | 00.0% | Unchanged |
| Garner Asset Management Corp | 74,449 | $1.08M | 0.53% | +9,700+15.0% | Added |
| UBS Group AG | 61,788 | $898.4K | 0.00% | +8,993+17.0% | Added |
| Bramshill Investments, LLC | 59,137 | $859.9K | 0.09% | +5,529+10.3% | Added |
| Shufro Rose & Co LLC | 52,200 | $759.0K | 0.06% | 00.0% | Unchanged |
| Royal Bank of Canada | 45,930 | $668.0K | 0.00% | −3,459−7.0% | Reduced |
| United Advisor Group, LLC | 43,397 | $631.0K | 0.20% | +1,875+4.5% | Added |
| Capital Investment Advisors, LLC | 38,623 | $561.6K | 0.01% | +51+0.1% | Added |
| Janney Montgomery Scott LLC | 35,801 | $521.0K | 0.00% | +3,213+9.9% | Added |
| Atomi Financial Group, Inc. | 24,988 | $363.3K | 0.03% | +24,988 | New |
| Advisory Services Network, LLC | 23,394 | $340.1K | 0.01% | +23,394 | New |
| Alpine Global Management, LLC | 17,000 | $247.2K | 0.04% | +17,000 | New |
| Susquehanna International Group, LLP | 15,076 | $219.2K | 0.00% | +15,076 | New |
| Hennion & Walsh Asset Management, Inc. | 13,020 | $189.3K | 0.01% | −213−1.6% | Reduced |
| Melfa Wealth Management, LLC | 12,399 | $180.3K | 0.13% | 00.0% | Unchanged |
| Virtu Financial LLC | 12,231 | $178.0K | 0.01% | +12,231 | New |
| Envestnet Asset Management Inc | 12,083 | $175.7K | 0.00% | +12,083 | New |
| Williams Jones Wealth Management, LLC. | 12,000 | $174.5K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 11,410 | $165.9K | 0.00% | −1,053−8.4% | Reduced |
| Wealthcare Advisory Partners LLC | 10,028 | $145.8K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 9,803 | $142.5K | 0.03% | +2,285+30.4% | Added |
| Advisor Group Holdings, Inc. | 9,417 | $136.9K | 0.00% | −24,150−71.9% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 9,100 | $132.0K | 0.00% | +2,800+44.4% | Added |
| Westchester Capital Management, LLC | 8,068 | $117.3K | 0.01% | −3,059−27.5% | Reduced |
| JPMorgan Chase & Co | 6,126 | $89.1K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,112 | $45.2K | 0.00% | −3,138−50.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 3,048 | $44.3K | 0.00% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 2,700 | $39.3K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,000 | $29.1K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,850 | $27.6K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 1,870 | $27.2K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,340 | $19.5K | 0.00% | +1,340 | New |
| Allworth Financial LP | 900 | $13.4K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 300 | $4.36K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 39 | $567 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 10 | $145 | 0.00% | 00.0% | Unchanged |
| Zazove Associates LLC | 0 | $0 | 0.00% | −14,507−100.0% | Sold out |
| Jones Road Capital Management, L.P. | 0 | $0 | 0.00% | −14,014−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −13,694−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −9,000−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |