Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +1 vs. Q2 2022
- Shares held
- 4.97M
- +368.5K (+8.0%) vs. Q2 2022
- Total value
- $62.2M
- +$3.14M (+5.3%) vs. Q2 2022
- New holders
- 7
- 16 more added
- Sold out
- 6
- 14 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 13 | $0 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 27 | $0 | 0.00% | +27 | New |
| Gradient Investments LLC | 176 | $2.00K | 0.00% | +176 | New |
| Bessemer Group Inc | 291 | $4.00K | 0.00% | −69−19.2% | Reduced |
| American Portfolios Advisors | 340 | $4.25K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 153 | $6.00K | 0.00% | +4+2.7% | Added |
| Fifth Third Bancorp | 621 | $8.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,200 | $15.0K | 0.01% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 2,700 | $33.8K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 4,848 | $61.0K | 0.00% | +1,155+31.3% | Added |
| JPMorgan Chase & Co | 5,440 | $68.0K | 0.00% | −686−11.2% | Reduced |
| Gilman Hill Asset Management, LLC | 10,000 | $125.0K | 0.03% | +10,000 | New |
| First Foundation Advisors | 11,018 | $138.0K | 0.01% | +11,018 | New |
| Westchester Capital Management, LLC | 11,127 | $139.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 12,964 | $162.0K | 0.00% | +2,934+29.3% | Added |
| Zazove Associates LLC | 14,507 | $181.0K | 0.02% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 15,515 | $194.0K | 0.01% | 00.0% | Unchanged |
| Hightower 6M Holding, LLC | 15,954 | $200.0K | 0.02% | −4,470−21.9% | Reduced |
| Qube Research & Technologies Ltd | 16,457 | $206.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 19,000 | $237.0K | 0.00% | +1,940+11.4% | Added |
| Landscape Capital Management, L.L.C. | 21,022 | $263.0K | 0.03% | +3,739+21.6% | Added |
| Advisor Group Holdings, Inc. | 21,632 | $271.0K | 0.00% | +1,321+6.5% | Added |
| Saba Capital Management, L.P. | 25,839 | $323.0K | 0.00% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 26,468 | $331.0K | 0.10% | −400−1.5% | Reduced |
| Royal Bank of Canada | 44,741 | $560.0K | 0.00% | +2,769+6.6% | Added |
| Clough Capital Partners L P | 48,100 | $602.0K | 0.09% | +48,100 | New |
| Capital Investment Advisors, LLC | 49,721 | $622.0K | 0.02% | −1,585−3.1% | Reduced |
| Shufro Rose & Co LLC | 50,700 | $634.0K | 0.06% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 54,991 | $688.0K | 0.45% | +12,335+28.9% | Added |
| Wolverine Asset Management LLC | 57,026 | $713.0K | 0.01% | −21,529−27.4% | Reduced |
| UBS Group AG | 59,117 | $740.0K | 0.00% | +1,034+1.8% | Added |
| Stifel Financial Corp | 71,964 | $900.0K | 0.00% | −42,624−37.2% | Reduced |
| Garner Asset Management Corp | 84,489 | $1.06M | 0.56% | −14,280−14.5% | Reduced |
| City of London Investment Management Co Ltd | 89,168 | $1.11M | 0.10% | +89,168 | New |
| Apollo Management Holdings, L.P. | 105,236 | $1.32M | 0.01% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 108,720 | $1.36M | 0.09% | −1,069−1.0% | Reduced |
| Shaker Financial Services, LLC | 132,456 | $1.66M | 0.82% | +24,189+22.3% | Added |
| Janney Montgomery Scott LLC | 166,439 | $2.08M | 0.01% | +166,439 | New |
| Bank of America Corp | 182,454 | $2.28M | 0.00% | −11,270−5.8% | Reduced |
| LPL Financial LLC | 186,669 | $2.33M | 0.00% | −18,897−9.2% | Reduced |
| Invesco Ltd. | 246,790 | $3.09M | 0.00% | +25,272+11.4% | Added |
| Sit Investment Associates Inc | 247,319 | $3.09M | 0.09% | +10,000+4.2% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 276,091 | $3.45M | 0.04% | +99,485+56.3% | Added |
| Guggenheim Capital LLC | 294,401 | $3.68M | 0.03% | −37,085−11.2% | Reduced |
| Resources Investment Advisors, LLC. | 304,318 | $3.81M | 0.14% | −14,840−4.6% | Reduced |
| Advisors Asset Management, Inc. | 369,770 | $4.63M | 0.09% | +53,494+16.9% | Added |
| Next Capital Management LLC | 382,252 | $4.78M | 3.61% | +13,729+3.7% | Added |
| Wells Fargo & Company | 496,697 | $6.21M | 0.00% | −51,736−9.4% | Reduced |
| Morgan Stanley | 620,078 | $7.76M | 0.00% | +66,309+12.0% | Added |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −42,413−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Baldrige Asset Management LLC | 0 | $0 | 0.00% | −1,370−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Rockbridge Investment Management, LCC | 0 | $0 | 0.00% | −2−100.0% | Sold out |