Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- 0 vs. Q2 2021
- Shares held
- 5.45M
- −1.29M (−19.2%) vs. Q2 2021
- Total value
- $86.1M
- −$20.3M (−19.1%) vs. Q2 2021
- New holders
- 3
- 17 more added
- Sold out
- 3
- 20 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 30 | $0 | 0.00% | −4,366−99.3% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Rockbridge Investment Management, LCC | 2 | $0 | 0.00% | +2 | New |
| Arkadios Wealth Advisors | 157 | $2.00K | 0.00% | +157 | New |
| Spire Wealth Management | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 621 | $10.0K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 736 | $12.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 1,750 | $27.0K | 0.00% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 2,319 | $37.0K | 0.01% | +37+1.6% | Added |
| Anchor Investment Management, LLC | 2,700 | $42.7K | 0.01% | +1,200+80.0% | Added |
| NEXT Financial Group, Inc | 3,630 | $57.0K | 0.00% | +56+1.6% | Added |
| FNY Investment Advisers, LLC | 5,000 | $79.0K | 0.04% | −3,000−37.5% | Reduced |
| JPMorgan Chase & Co | 6,126 | $97.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 10,468 | $165.0K | 0.00% | +104+1.0% | Added |
| Westchester Capital Management, LLC | 11,127 | $176.0K | 0.01% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 11,675 | $184.0K | 0.15% | +1,297+12.5% | Added |
| Zazove Associates LLC | 14,507 | $229.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 15,926 | $251.0K | 0.00% | −13,111−45.2% | Reduced |
| Oppenheimer & Co Inc | 17,270 | $273.0K | 0.01% | +1,973+12.9% | Added |
| Barclays PLC | 16,457 | $275.0K | 0.00% | 00.0% | Unchanged |
| Family Management Corp | 18,788 | $297.0K | 0.08% | −2,960−13.6% | Reduced |
| Shaker Financial Services, LLC | 19,935 | $315.0K | 0.13% | −45,622−69.6% | Reduced |
| 6 Meridian | 24,861 | $393.0K | 0.03% | −7,015−22.0% | Reduced |
| Foresight Wealth Management, LLC | 25,922 | $410.0K | 0.18% | +7,070+37.5% | Added |
| Advisor Group Holdings, Inc. | 30,034 | $474.0K | 0.00% | −1,728−5.4% | Reduced |
| Royal Bank of Canada | 34,516 | $545.0K | 0.00% | −81−0.2% | Reduced |
| Robinson Capital Management, LLC | 35,226 | $557.0K | 0.50% | −21,710−38.1% | Reduced |
| Stifel Financial Corp | 39,171 | $619.0K | 0.00% | +11,222+40.2% | Added |
| Citadel Advisors LLC | 41,011 | $648.0K | 0.00% | +41,011 | New |
| Matisse Capital | 41,793 | $660.0K | 0.24% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 45,300 | $716.0K | 0.06% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 48,091 | $760.0K | 0.02% | −823,056−94.5% | Reduced |
| Clough Capital Partners L P | 52,061 | $823.0K | 0.05% | +38,300+278.3% | Added |
| Capital Investment Advisors, LLC | 64,871 | $1.02M | 0.03% | −9,262−12.5% | Reduced |
| Park Avenue Securities LLC | 67,632 | $1.07M | 0.02% | +3,929+6.2% | Added |
| Envestnet Asset Management Inc | 72,126 | $1.14M | 0.00% | +4,922+7.3% | Added |
| UBS Group AG | 76,335 | $1.21M | 0.00% | −5,715−7.0% | Reduced |
| Garner Asset Management Corp | 79,749 | $1.26M | 0.59% | +300+0.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 83,600 | $1.32M | 0.07% | +29,140+53.5% | Added |
| Apollo Management Holdings, L.P. | 105,236 | $1.66M | 0.01% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 107,982 | $1.71M | 0.48% | −190,050−63.8% | Reduced |
| Bank of America Corp | 128,225 | $2.03M | 0.00% | −52,353−29.0% | Reduced |
| Invesco Ltd. | 146,377 | $2.31M | 0.00% | +12,896+9.7% | Added |
| Invesco Senior Secured Management Inc | 152,940 | $2.42M | 1.26% | 00.0% | Unchanged |
| LPL Financial LLC | 200,677 | $3.17M | 0.00% | +1,650+0.8% | Added |
| Morgan Stanley | 254,060 | $4.01M | 0.00% | −12,363−4.6% | Reduced |
| Cohen & Steers, Inc. | 272,637 | $4.31M | 0.01% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 296,285 | $4.68M | 0.07% | −12,415−4.0% | Reduced |
| Next Capital Management LLC | 306,946 | $4.85M | 3.52% | −6,242−2.0% | Reduced |
| Sit Investment Associates Inc | 388,543 | $6.14M | 0.16% | −220,465−36.2% | Reduced |
| Guggenheim Capital LLC | 399,560 | $6.31M | 0.04% | +9,785+2.5% | Added |
| Resources Investment Advisors, LLC. | 431,104 | $6.81M | 0.27% | −7,458−1.7% | Reduced |
| Wells Fargo & Company | 565,112 | $8.93M | 0.00% | +54,092+10.6% | Added |
| Parametric Portfolio Associates LLC | 668,436 | $10.6M | 0.01% | −61,945−8.5% | Reduced |
| Mid Atlantic Financial Management Inc | 0 | $0 | 0.00% | −10,400−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −1,038−100.0% | Sold out |
| Tfo-TDC, LLC | 0 | $0 | 0.00% | −433−100.0% | Sold out |
| Hoover Financial Advisors, Inc. | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |