Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- 0 vs. Q1 2021
- Shares held
- 6.74M
- −128.5K (−1.9%) vs. Q1 2021
- Total value
- $106.4M
- +$4.27M (+4.2%) vs. Q1 2021
- New holders
- 7
- 22 more added
- Sold out
- 7
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 5 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Spire Wealth Management | 300 | $5.00K | 0.00% | +300 | New |
| Tfo-TDC, LLC | 433 | $7.00K | 0.00% | −866−66.7% | Reduced |
| Hoover Financial Advisors, Inc. | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 621 | $10.0K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 736 | $12.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1,038 | $16.0K | 0.00% | +1,038 | New |
| Anchor Investment Management, LLC | 1,500 | $23.7K | 0.00% | +500+50.0% | Added |
| Rockefeller Capital Management L.P. | 1,750 | $27.0K | 0.00% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 2,282 | $36.0K | 0.01% | +58+2.6% | Added |
| NEXT Financial Group, Inc | 3,574 | $56.0K | 0.00% | −63−1.7% | Reduced |
| Citigroup Inc | 4,396 | $69.0K | 0.00% | +124+2.9% | Added |
| JPMorgan Chase & Co | 6,126 | $97.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 8,000 | $126.0K | 0.05% | −3,696−31.6% | Reduced |
| Integrated Capital Management, Inc. | 10,378 | $163.0K | 0.13% | +10,378 | New |
| Mid Atlantic Financial Management Inc | 10,400 | $164.0K | 0.01% | −100−1.0% | Reduced |
| Kestra Advisory Services, LLC | 10,364 | $164.0K | 0.00% | +10,364 | New |
| Westchester Capital Management, LLC | 11,127 | $176.0K | 0.00% | 00.0% | Unchanged |
| Clough Capital Partners L P | 13,761 | $217.0K | 0.01% | 00.0% | Unchanged |
| Zazove Associates LLC | 14,507 | $229.0K | 0.02% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 15,297 | $241.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 16,457 | $274.0K | 0.00% | +16,457 | New |
| Foresight Wealth Management, LLC | 18,852 | $297.0K | 0.13% | +18,852 | New |
| Family Management Corp | 21,748 | $343.0K | 0.09% | 00.0% | Unchanged |
| Stifel Financial Corp | 27,949 | $441.0K | 0.00% | +7,134+34.3% | Added |
| Northwestern Mutual Wealth Management Co | 29,037 | $458.0K | 0.00% | −1,532−5.0% | Reduced |
| Advisor Group Holdings, Inc. | 31,762 | $500.0K | 0.00% | +885+2.9% | Added |
| 6 Meridian | 31,876 | $503.0K | 0.04% | −2,617−7.6% | Reduced |
| Royal Bank of Canada | 34,597 | $546.0K | 0.00% | +6,325+22.4% | Added |
| Matisse Capital | 41,793 | $659.0K | 0.21% | −90,211−68.3% | Reduced |
| Shufro Rose & Co LLC | 45,300 | $715.0K | 0.05% | +1,800+4.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 54,460 | $859.0K | 0.05% | +34,963+179.3% | Added |
| Robinson Capital Management, LLC | 56,936 | $900.0K | 0.49% | −20,050−26.0% | Reduced |
| Park Avenue Securities LLC | 63,703 | $1.00M | 0.02% | +2,641+4.3% | Added |
| Shaker Financial Services, LLC | 65,557 | $1.03M | 0.38% | +49,294+303.1% | Added |
| Envestnet Asset Management Inc | 67,204 | $1.06M | 0.00% | +2,716+4.2% | Added |
| Capital Investment Advisors, LLC | 74,133 | $1.17M | 0.04% | +10,290+16.1% | Added |
| Garner Asset Management Corp | 79,449 | $1.25M | 0.61% | +200+0.3% | Added |
| UBS Group AG | 82,050 | $1.29M | 0.00% | −5,285−6.1% | Reduced |
| Apollo Management Holdings, L.P. | 105,236 | $1.66M | 0.01% | 00.0% | Unchanged |
| Invesco Ltd. | 133,481 | $2.11M | 0.00% | +21,518+19.2% | Added |
| Invesco Senior Secured Management Inc | 152,940 | $2.41M | 0.95% | 00.0% | Unchanged |
| Bank of America Corp | 180,578 | $2.85M | 0.00% | −209−0.1% | Reduced |
| LPL Financial LLC | 199,027 | $3.14M | 0.00% | +7,849+4.1% | Added |
| Morgan Stanley | 266,423 | $4.20M | 0.00% | +54,704+25.8% | Added |
| Cohen & Steers, Inc. | 272,637 | $4.30M | 0.01% | +52,509+23.9% | Added |
| Bulldog Investors, LLP | 298,032 | $4.68M | 1.25% | +178,020+148.3% | Added |
| Advisors Asset Management, Inc. | 308,700 | $4.87M | 0.07% | +17,882+6.1% | Added |
| Next Capital Management LLC | 313,188 | $4.93M | 3.14% | −6,310−2.0% | Reduced |
| Guggenheim Capital LLC | 389,775 | $6.15M | 0.04% | +9,465+2.5% | Added |
| Resources Investment Advisors, LLC. | 438,562 | $6.92M | 0.29% | −9,574−2.1% | Reduced |
| Wells Fargo & Company | 511,020 | $8.06M | 0.00% | +47,039+10.1% | Added |
| Sit Investment Associates Inc | 609,008 | $9.61M | 0.24% | −19,028−3.0% | Reduced |
| Parametric Portfolio Associates LLC | 730,381 | $11.5M | 0.01% | +44,010+6.4% | Added |
| Saba Capital Management, L.P. | 871,147 | $13.7M | 0.51% | −521,005−37.4% | Reduced |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −22,894−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −16,457−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −11,250−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −2,485−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −2,140−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −65−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −27−100.0% | Sold out |