Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +2 vs. Q4 2021
- Shares held
- 4.02M
- −630.1K (−13.6%) vs. Q4 2021
- Total value
- $58.7M
- −$16.2M (−21.6%) vs. Q4 2021
- New holders
- 11
- 11 more added
- Sold out
- 9
- 11 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rockbridge Investment Management, LCC | 2 | $30 | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 57 | $833 | 0.00% | +57 | New |
| Tower Research Capital LLC (TRC) | 64 | $1.00K | 0.00% | +64 | New |
| Spire Wealth Management | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 149 | $6.00K | 0.00% | +149 | New |
| Fifth Third Bancorp | 621 | $9.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 947 | $14.0K | 0.00% | −1,550−62.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 1,000 | $15.0K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 1,200 | $18.0K | 0.01% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 2,700 | $39.5K | 0.00% | 00.0% | Unchanged |
| San Luis Wealth Advisors LLC | 3,929 | $63.0K | 0.03% | +3,929 | New |
| JPMorgan Chase & Co | 6,126 | $90.0K | 0.00% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 11,127 | $163.0K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 11,544 | $169.0K | 0.01% | +11,544 | New |
| Landscape Capital Management, L.L.C. | 12,042 | $176.0K | 0.02% | +12,042 | New |
| Zazove Associates LLC | 14,507 | $212.0K | 0.02% | +14,507 | New |
| Rockefeller Capital Management L.P. | 15,000 | $219.0K | 0.00% | +2,250+17.6% | Added |
| Qube Research & Technologies Ltd | 16,457 | $241.0K | 0.00% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 19,765 | $289.0K | 0.02% | +9,765+97.7% | Added |
| Advisor Group Holdings, Inc. | 28,847 | $383.0K | 0.00% | −2,507−8.0% | Reduced |
| OTA Financial Group L.P. | 29,208 | $427.0K | 0.27% | +29,208 | New |
| Walleye Capital LLC | 30,537 | $446.0K | 0.01% | +30,537 | New |
| Bluefin Capital Management, LLC | 30,590 | $447.0K | 0.08% | +30,590 | New |
| Wolverine Asset Management LLC | 34,827 | $509.0K | 0.01% | +34,827 | New |
| Royal Bank of Canada | 43,365 | $635.0K | 0.00% | +7,423+20.7% | Added |
| Shufro Rose & Co LLC | 48,700 | $712.0K | 0.05% | +700+1.5% | Added |
| Capital Investment Advisors, LLC | 52,693 | $770.0K | 0.02% | −9,739−15.6% | Reduced |
| UBS Group AG | 64,969 | $950.0K | 0.00% | −8,626−11.7% | Reduced |
| Garner Asset Management Corp | 85,189 | $1.25M | 0.50% | +2,740+3.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 103,822 | $1.52M | 0.08% | +13,028+14.3% | Added |
| Apollo Management Holdings, L.P. | 105,236 | $1.54M | 0.01% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 112,613 | $1.65M | 0.62% | +59,264+111.1% | Added |
| Stifel Financial Corp | 132,837 | $1.94M | 0.00% | +78,011+142.3% | Added |
| Bank of America Corp | 170,009 | $2.49M | 0.00% | −2,753−1.6% | Reduced |
| LPL Financial LLC | 197,752 | $2.89M | 0.00% | +176+0.1% | Added |
| Invesco Ltd. | 210,511 | $3.08M | 0.00% | +41,170+24.3% | Added |
| Parametric Portfolio Associates LLC | 213,944 | $3.13M | 0.00% | −168,887−44.1% | Reduced |
| Next Capital Management LLC | 214,520 | $3.14M | 2.17% | −44,779−17.3% | Reduced |
| Sit Investment Associates Inc | 237,319 | $3.47M | 0.09% | −123,130−34.2% | Reduced |
| Resources Investment Advisors, LLC. | 352,612 | $5.16M | 0.20% | −56,909−13.9% | Reduced |
| Morgan Stanley | 379,488 | $5.55M | 0.00% | +104,922+38.2% | Added |
| Guggenheim Capital LLC | 384,558 | $5.62M | 0.03% | −34,657−8.3% | Reduced |
| Wells Fargo & Company | 634,700 | $9.28M | 0.00% | −5,483−0.9% | Reduced |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −309,431−100.0% | Sold out |
| Cohen & Steers, Inc. | 0 | $0 | 0.00% | −272,637−100.0% | Sold out |
| Foresight Wealth Management, LLC | 0 | $0 | 0.00% | −30,422−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −23,995−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −17,398−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Centerpoint Advisors, LLC | 0 | $0 | 0.00% | −78−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |