Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- +9 vs. Q3 2022
- Shares held
- 5.29M
- +341.0K (+6.9%) vs. Q3 2022
- Total value
- $65.3M
- +$3.36M (+5.4%) vs. Q3 2022
- New holders
- 13
- 16 more added
- Sold out
- 4
- 16 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 13 | $0 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 300 | $4 | 0.00% | +300 | New |
| EverSource Wealth Advisors, LLC | 27 | $333 | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 125 | $1.56K | 0.00% | +125 | New |
| Northwestern Mutual Wealth Management Co | 389 | $4.80K | 0.00% | −4,459−92.0% | Reduced |
| Bessemer Group Inc | 371 | $5.00K | 0.00% | +80+27.5% | Added |
| IFP Advisors, Inc | 162 | $6.00K | 0.00% | +9+5.9% | Added |
| Fifth Third Bancorp | 621 | $7.66K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,000 | $12.3K | 0.00% | 00.0% | Unchanged |
| Baldrige Asset Management LLC | 1,370 | $17.0K | 0.01% | +1,370 | New |
| Accel Wealth Management | 2,121 | $26.2K | 0.01% | +2,121 | New |
| Anchor Investment Management, LLC | 2,700 | $33.3K | 0.00% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 4,000 | $49.4K | 0.01% | +4,000 | New |
| JPMorgan Chase & Co | 6,126 | $76.0K | 0.00% | +686+12.6% | Added |
| CoreCap Advisors, LLC | 7,500 | $92.5K | 0.01% | +7,500 | New |
| Wealthcare Advisory Partners LLC | 10,400 | $128.3K | 0.01% | −5,115−33.0% | Reduced |
| Matisse Capital | 10,778 | $133.0K | 0.12% | +10,778 | New |
| Rockefeller Capital Management L.P. | 11,000 | $135.0K | 0.00% | −8,000−42.1% | Reduced |
| First Foundation Advisors | 11,018 | $136.0K | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 11,110 | $137.1K | 0.01% | +11,110 | New |
| Westchester Capital Management, LLC | 11,127 | $137.3K | 0.00% | 00.0% | Unchanged |
| Melfa Wealth Management, LLC | 11,138 | $137.4K | 0.14% | +11,138 | New |
| Envestnet Asset Management Inc | 13,534 | $167.0K | 0.00% | +570+4.4% | Added |
| Zazove Associates LLC | 14,507 | $179.0K | 0.02% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 14,524 | $179.2K | 0.03% | −6,498−30.9% | Reduced |
| Susquehanna International Group, LLP | 14,680 | $181.2K | 0.00% | +14,680 | New |
| Qube Research & Technologies Ltd | 16,457 | $203.1K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 18,244 | $225.2K | 0.00% | −3,388−15.7% | Reduced |
| Summit Wealth & Retirement Planning, Inc. | 20,012 | $246.9K | 0.10% | +20,012 | New |
| HighTower Advisors, LLC | 22,949 | $276.0K | 0.00% | +22,949 | New |
| CNH Partners LLC | 28,614 | $353.1K | 0.01% | +28,614 | New |
| Capital Investment Advisors, LLC | 45,161 | $557.0K | 0.02% | −4,560−9.2% | Reduced |
| Royal Bank of Canada | 47,711 | $589.0K | 0.00% | +2,970+6.6% | Added |
| Clough Capital Partners L P | 48,100 | $593.6K | 0.06% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 52,900 | $652.8K | 0.06% | +2,200+4.3% | Added |
| UBS Group AG | 55,709 | $687.4K | 0.00% | −3,408−5.8% | Reduced |
| Stifel Financial Corp | 78,028 | $962.9K | 0.00% | +6,064+8.4% | Added |
| Wolverine Asset Management LLC | 83,027 | $1.02M | 0.02% | +26,001+45.6% | Added |
| Garner Asset Management Corp | 84,489 | $1.04M | 0.51% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 85,985 | $1.06M | 0.00% | −80,454−48.3% | Reduced |
| Apollo Management Holdings, L.P. | 105,236 | $1.30M | 0.01% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 105,914 | $1.31M | 0.08% | −2,806−2.6% | Reduced |
| City of London Investment Management Co Ltd | 129,168 | $1.59M | 0.13% | +40,000+44.9% | Added |
| Shaker Financial Services, LLC | 138,990 | $1.72M | 0.80% | +6,534+4.9% | Added |
| Saba Capital Management, L.P. | 141,344 | $1.74M | 0.03% | +115,505+447.0% | Added |
| Logan Stone Capital, LLC | 164,754 | $2.03M | 0.76% | +109,763+199.6% | Added |
| LPL Financial LLC | 179,821 | $2.22M | 0.00% | −6,848−3.7% | Reduced |
| Sit Investment Associates Inc | 193,806 | $2.39M | 0.07% | −53,513−21.6% | Reduced |
| Guggenheim Capital LLC | 195,264 | $2.41M | 0.02% | −99,137−33.7% | Reduced |
| Bank of America Corp | 246,124 | $3.04M | 0.00% | +63,670+34.9% | Added |
| Invesco Ltd. | 251,729 | $3.11M | 0.00% | +4,939+2.0% | Added |
| Resources Investment Advisors, LLC. | 288,408 | $3.56M | 0.10% | −15,910−5.2% | Reduced |
| Advisors Asset Management, Inc. | 299,501 | $3.70M | 0.08% | −70,269−19.0% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 372,824 | $4.60M | 0.05% | +96,733+35.0% | Added |
| Next Capital Management LLC | 380,905 | $4.70M | 2.53% | −1,347−0.4% | Reduced |
| Wells Fargo & Company | 478,963 | $5.91M | 0.00% | −17,734−3.6% | Reduced |
| Morgan Stanley | 771,961 | $9.53M | 0.00% | +151,883+24.5% | Added |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −26,468−100.0% | Sold out |
| Gilman Hill Asset Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Byrne Asset Management LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −176−100.0% | Sold out |
| Hightower 6M Holding, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |