Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
Q4 2023 vs. Q3 2023
How the institutions holding Apollo Senior Floating Rate Fund Inc. changed between Q3 2023 and Q4 2023.
All holders in Q4 2023All holders in Q3 2023
| Measure | Q3 2023 | Of which not filed for Q4 2023 | Q4 2023 | Change |
|---|---|---|---|---|
| Holders | 45 | 1 | 51 | +7 |
| Shares | 5.75M | 163.5K | 5.05M | −541.2K (−9.7%) |
| Value | $77.3M | $2.20M | $66.9M | −$8.18M (−10.9%) |
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (14)
Institutions that held Apollo Senior Floating Rate Fund Inc. at the end of Q4 2023 but not at the end of Q3 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Pathstone Holdings, LLC | 554,861 | $7.35M | 0.04% |
| Icon Advisers Inc | 335,674 | $4.45M | 1.02% |
| Landscape Capital Management, L.L.C. | 43,861 | $581.2K | 0.05% |
| Walleye Capital LLC | 21,889 | $290.0K | 0.00% |
| Williams Jones Wealth Management, LLC. | 12,000 | $159.0K | 0.00% |
| Envestnet Asset Management Inc | 11,938 | $158.2K | 0.00% |
| Nomura Holdings Inc | 10,650 | $141.1K | 0.00% |
| Advisory Services Network, LLC | 5,753 | $76.2K | 0.00% |
| LM Advisors LLC | 4,000 | $53.0K | 0.01% |
| US Bancorp | 1,031 | $13.7K | 0.00% |
| Cambridge Trust Co | 440 | $5.83K | 0.00% |
| Addison Advisors LLC | 102 | $1.35K | 0.00% |
| American National Bank | 36 | $477 | 0.00% |
| Principal Securities, Inc. | 10 | $133 | 0.00% |
Sold out (7)
Institutions that held Apollo Senior Floating Rate Fund Inc. at the end of Q3 2023 and filed for Q4 2023 without it.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 367,821 | $4.94M |
| Saba Capital Management, L.P. | 253,837 | $3.41M |
| City of London Investment Management Co Ltd | 129,168 | $1.74M |
| Logan Stone Capital, LLC | 96,705 | $1.30M |
| CoreCap Advisors, LLC | 12,000 | $161.3K |
| Raymond James & Associates | 10,651 | $143.2K |
| Robinson Capital Management, LLC | 125 | $1.63K |
Not filed for Q4 2023 yet (1)
Institutions that held Apollo Senior Floating Rate Fund Inc. at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Advisor Partners II, LLC | 163,502 | $2.20M |