Apollo Senior Floating Rate Fund Inc.
AFTDelisted Jul 22, 2024- SEC CIK
- 0001502573
Apollo Senior Floating Rate Fund Inc. was delisted on Jul 22, 2024; its insiders filed their last Form 4 on Jul 24, 2024; 47 institutions reported holding it in 13F filings for Q2 2024, worth $57.9M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Apollo Senior Floating Rate Fund Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +7 vs. Q3 2023
- Shares held
- 5.05M
- −541.2K (−9.7%) vs. Q3 2023
- Total value
- $66.9M
- −$8.18M (−10.9%) vs. Q3 2023
- New holders
- 14
- 13 more added
- Sold out
- 7
- 16 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AFT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $1.10M |
| Q2 2024 | 47 | $57.9M |
| Q1 2024 | 45 | $63.5M |
| Q4 2023 | 51 | $66.9M |
| Q3 2023 | 45 | $77.3M |
| Q2 2023 | 49 | $72.8M |
| Q1 2023 | 47 | $68.4M |
| Q4 2022 | 57 | $65.3M |
| Q3 2022 | 50 | $62.2M |
| Q2 2022 | 49 | $59.0M |
| Q1 2022 | 43 | $58.7M |
| Q4 2021 | 42 | $74.9M |
| Q3 2021 | 55 | $86.1M |
| Q2 2021 | 57 | $106.4M |
| Q1 2021 | 57 | $102.1M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Apollo Senior Floating Rate Fund Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Principal Securities, Inc. | 10 | $133 | 0.00% | +10 | New |
| American National Bank | 36 | $477 | 0.00% | +36 | New |
| Addison Advisors LLC | 102 | $1.35K | 0.00% | +102 | New |
| GWM Advisors LLC | 300 | $3.98K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 440 | $5.83K | 0.00% | +440 | New |
| Allworth Financial LP | 900 | $11.9K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,031 | $13.7K | 0.00% | +1,031 | New |
| Qube Research & Technologies Ltd | 1,150 | $15.2K | 0.00% | −15,307−93.0% | Reduced |
| Anchor Investment Management, LLC | 2,700 | $35.8K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,848 | $37.7K | 0.00% | +400+16.3% | Added |
| Cape Investment Advisory, Inc. | 3,421 | $45.3K | 0.02% | +148+4.5% | Added |
| LM Advisors LLC | 4,000 | $53.0K | 0.01% | +4,000 | New |
| Advisory Services Network, LLC | 5,753 | $76.2K | 0.00% | +5,753 | New |
| JPMorgan Chase & Co | 6,136 | $81.3K | 0.00% | −770−11.1% | Reduced |
| Carolinas Wealth Consulting LLC | 6,678 | $88.5K | 0.02% | +256+4.0% | Added |
| Wealthcare Advisory Partners LLC | 10,528 | $139.5K | 0.01% | −1,500−12.5% | Reduced |
| Nomura Holdings Inc | 10,650 | $141.1K | 0.00% | +10,650 | New |
| First Foundation Advisors | 11,018 | $146.0K | 0.01% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 11,127 | $147.4K | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 11,938 | $158.2K | 0.00% | +11,938 | New |
| Williams Jones Wealth Management, LLC. | 12,000 | $159.0K | 0.00% | +12,000 | New |
| Melfa Wealth Management, LLC | 12,158 | $161.1K | 0.15% | +249+2.1% | Added |
| Comerica Bank | 12,434 | $164.8K | 0.00% | −883−6.6% | Reduced |
| Jones Road Capital Management, L.P. | 14,004 | $185.6K | 0.20% | +1,045+8.1% | Added |
| Benjamin F. Edwards & Company, Inc. | 14,000 | $186.0K | 0.00% | +2,000+16.7% | Added |
| Zazove Associates LLC | 14,507 | $192.0K | 0.02% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 18,338 | $243.0K | 0.00% | −613−3.2% | Reduced |
| Walleye Capital LLC | 21,889 | $290.0K | 0.00% | +21,889 | New |
| CNH Partners LLC | 26,076 | $345.5K | 0.01% | −28,077−51.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 33,501 | $443.9K | 0.03% | −476−1.4% | Reduced |
| Capital Investment Advisors, LLC | 39,456 | $522.8K | 0.01% | −871−2.2% | Reduced |
| Landscape Capital Management, L.L.C. | 43,861 | $581.2K | 0.05% | +43,861 | New |
| Advisor Group Holdings, Inc. | 48,271 | $639.6K | 0.00% | +25,193+109.2% | Added |
| Shufro Rose & Co LLC | 51,400 | $690.8K | 0.07% | 00.0% | Unchanged |
| Royal Bank of Canada | 53,641 | $711.0K | 0.00% | −7,600−12.4% | Reduced |
| UBS Group AG | 65,480 | $867.6K | 0.00% | +13,940+27.0% | Added |
| Garner Asset Management Corp | 71,520 | $984.8K | 0.50% | −4,109−5.4% | Reduced |
| Apollo Management Holdings, L.P. | 105,236 | $1.39M | 0.02% | 00.0% | Unchanged |
| Stifel Financial Corp | 106,068 | $1.41M | 0.00% | +8,783+9.0% | Added |
| LPL Financial LLC | 154,865 | $2.05M | 0.00% | +11,238+7.8% | Added |
| Wells Fargo & Company | 171,480 | $2.27M | 0.00% | −298,764−63.5% | Reduced |
| Guggenheim Capital LLC | 191,673 | $2.54M | 0.02% | +31,660+19.8% | Added |
| Resources Investment Advisors, LLC. | 234,138 | $3.10M | 0.05% | −6,032−2.5% | Reduced |
| Invesco Ltd. | 260,405 | $3.45M | 0.00% | −24,009−8.4% | Reduced |
| Bank of America Corp | 262,170 | $3.47M | 0.00% | +12,522+5.0% | Added |
| Sit Investment Associates Inc | 312,540 | $4.14M | 0.10% | +127,468+68.9% | Added |
| Advisors Asset Management, Inc. | 324,131 | $4.29M | 0.09% | −76,788−19.2% | Reduced |
| Icon Advisers Inc | 335,674 | $4.45M | 1.02% | +335,674 | New |
| Next Capital Management LLC | 365,817 | $4.85M | 2.08% | −6,397−1.7% | Reduced |
| Pathstone Holdings, LLC | 554,861 | $7.35M | 0.04% | +554,861 | New |
| Morgan Stanley | 1,025,146 | $13.6M | 0.00% | −435,833−29.8% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 0 | $0 | 0.00% | −367,821−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −253,837−100.0% | Sold out |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −129,168−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −96,705−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −10,651−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| Advisor Partners II, LLC | – | – | – | – | Not filed |