Sorrento Therapeutics, Inc.
SRNE2023/4/12 下市- 產業
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000850261
Sorrento Therapeutics, Inc. 已在 2023/4/12 下市；內部人最後一份 Form 4 在 2023/3/20 申報；2022 年第 4 季末有 224 家機構在 13F 申報持有，市值合計 $1.81 億；大師中只有橡樹資本持有。
2021 年第 2 季 13F 持有人
Sorrento Therapeutics, Inc. 在 2021/6/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 212
- 較 2021 年第 1 季 −18 家
- 持有股數
- 7,753 萬
- 較 2021 年第 1 季 −2.90 萬 (0.0%)
- 總市值
- $7.51 億
- 較 2021 年第 1 季 +$1.10 億 (+17.1%)
- 新進機構
- 30
- 另有 71 家加碼
- 清倉機構
- 48
- 另有 55 家減碼
另有 1 家機構在 2021 年第 1 季持有、還沒有申報 2021 年第 2 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 SRNE 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 5 | $70 |
| 2026 年第 1 季 | 4 | $380 |
| 2025 年第 4 季 | 5 | $82 |
| 2025 年第 3 季 | 4 | $20 |
| 2025 年第 2 季 | 2 | $6 |
| 2025 年第 1 季 | 4 | $4 |
| 2024 年第 4 季 | 5 | $66 |
| 2024 年第 3 季 | 4 | $287 |
| 2024 年第 2 季 | 5 | $826 |
| 2024 年第 1 季 | 7 | $704 |
| 2023 年第 4 季 | 9 | $1.39 萬 |
| 2023 年第 3 季 | 9 | $6,423 |
| 2023 年第 2 季 | 9 | $2.61 萬 |
| 2023 年第 1 季 | 34 | $158.2 萬 |
| 2022 年第 4 季 | 224 | $1.81 億 |
| 2022 年第 3 季 | 233 | $2.60 億 |
| 2022 年第 2 季 | 229 | $3.08 億 |
| 2022 年第 1 季 | 235 | $3.02 億 |
| 2021 年第 4 季 | 234 | $4.32 億 |
| 2021 年第 3 季 | 221 | $6.58 億 |
| 2021 年第 2 季 | 212 | $7.51 億 |
| 2021 年第 1 季 | 231 | $6.41 億 |
2021 年第 2 季持有機構
每家機構持有 Sorrento Therapeutics, Inc. 的股數、市值與佔組合比重；股數變化跟 2021 年第 1 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| National Asset Management, Inc. | 21,318 | $20.7 萬 | 0.01% | −14,750−40.9% | 減碼 |
| Cubist Systematic Strategies, LLC | 21,028 | $20.4 萬 | 0.00% | +21,028 | 新進 |
| HighPoint Advisor Group LLC | 20,935 | $20.3 萬 | 0.02% | −3,900−15.7% | 減碼 |
| Ameritas Investment Partners, Inc. | 20,966 | $20.3 萬 | 0.01% | 00.0% | 不變 |
| United Capital Management of KS, Inc. | 20,965 | $20.3 萬 | 0.08% | +20,965 | 新進 |
| Sheaff Brock Investment Advisors, LLC | 20,450 | $19.8 萬 | 0.02% | +2,850+16.2% | 加碼 |
| QS Investors, LLC | 20,000 | $19.4 萬 | 0.00% | −200−1.0% | 減碼 |
| Salem Investment Counselors Inc | 20,000 | $19.4 萬 | 0.01% | 00.0% | 不變 |
| Crescent Grove Advisors, LLC | 20,000 | $19.4 萬 | 0.02% | +20,000 | 新進 |
| Integrated Wealth Concepts LLC | 19,791 | $19.2 萬 | 0.01% | +200+1.0% | 加碼 |
| Modus Advisors, LLC | 19,706 | $19.1 萬 | 0.08% | 00.0% | 不變 |
| Pictet Asset Management Ltd | 19,066 | $18.5 萬 | 0.00% | −2,934−13.3% | 減碼 |
| IHT Wealth Management, LLC | 19,043 | $18.5 萬 | 0.01% | 00.0% | 不變 |
| Prudential Financial Inc | 18,300 | $17.7 萬 | 0.00% | +1,790+10.8% | 加碼 |
| Spectrum Wealth Advisory Group, LLC | 18,093 | $17.5 萬 | 0.17% | −1,000−5.2% | 減碼 |
| Newbridge Financial Services Group, Inc. | 18,050 | $17.5 萬 | 0.11% | +1,000+5.9% | 加碼 |
| HighVista Strategies LLC | 18,000 | $17.4 萬 | 0.12% | 00.0% | 不變 |
| Banque Cantonale Vaudoise | 17,200 | $16.6 萬 | 0.01% | +500+3.0% | 加碼 |
| Keystone Financial Group | 17,050 | $16.5 萬 | 0.03% | 00.0% | 不變 |
| Belpointe Asset Management LLC | 16,323 | $15.8 萬 | 0.01% | +2,300+16.4% | 加碼 |
| Laidlaw Wealth Management LLC | 16,180 | $15.7 萬 | 0.04% | 00.0% | 不變 |
| Poehling Capital Management, LLC | 16,000 | $15.5 萬 | 0.05% | 00.0% | 不變 |
| Great West Life Assurance Co | 15,964 | $15.4 萬 | 0.00% | +26+0.2% | 加碼 |
| HSBC Holdings PLC | 15,495 | $15.0 萬 | 0.00% | +15,495 | 新進 |
| Spire Wealth Management | 15,060 | $14.6 萬 | 0.00% | −4,500−23.0% | 減碼 |
| Xponance, Inc. | 14,925 | $14.5 萬 | 0.00% | +14,925 | 新進 |
| International Assets Investment Management, LLC | 14,600 | $14.1 萬 | 0.03% | −4,898−25.1% | 減碼 |
| Kestra Advisory Services, LLC | 14,127 | $13.7 萬 | 0.00% | +300+2.2% | 加碼 |
| Sigma Planning Corp | 13,330 | $12.9 萬 | 0.00% | −2,050−13.3% | 減碼 |
| Integrated Advisors Network LLC | 13,000 | $12.6 萬 | 0.01% | −4,000−23.5% | 減碼 |
| Valeo Financial Advisors, LLC | 13,000 | $12.6 萬 | 0.01% | 00.0% | 不變 |
| SG Americas Securities, LLC | 12,677 | $12.3 萬 | 0.00% | −30,951−70.9% | 減碼 |
| TownSquare Capital, LLC | 12,765 | $12.1 萬 | 0.00% | 00.0% | 不變 |
| AE Wealth Management LLC | 12,535 | $12.1 萬 | 0.00% | +12,535 | 新進 |
| Meeder Asset Management Inc | 12,366 | $12.0 萬 | 0.01% | +5,776+87.6% | 加碼 |
| Wedbush Securities Inc | 12,000 | $11.6 萬 | 0.01% | +12,000 | 新進 |
| AMP Capital Investors Ltd | 11,981 | $11.6 萬 | 0.00% | +11,981 | 新進 |
| Capula Management Ltd | 11,481 | $11.1 萬 | 0.02% | +11,481 | 新進 |
| Verition Fund Management LLC | 11,369 | $11.0 萬 | 0.00% | +11,369 | 新進 |
| InterOcean Capital Group, LLC | 11,000 | $10.7 萬 | 0.01% | 00.0% | 不變 |
| O'Shaughnessy Asset Management, LLC | 10,901 | $10.6 萬 | 0.00% | 00.0% | 不變 |
| Everhart Financial Group, Inc. | 10,717 | $10.4 萬 | 0.07% | +10,717 | 新進 |
| Bank of Montreal | 10,172 | $10.1 萬 | 0.00% | −62,959−86.1% | 減碼 |
| Acorn Wealth Advisors, LLC | 10,290 | $10.0 萬 | 0.07% | +10,290 | 新進 |
| Peapack Gladstone Financial Corp | 10,200 | $9.90 萬 | 0.00% | −700−6.4% | 減碼 |
| BNP Paribas Arbitrage, SA | 10,105 | $9.79 萬 | 0.00% | −22,121−68.6% | 減碼 |
| Benjamin F. Edwards & Company, Inc. | 10,000 | $9.70 萬 | 0.00% | −10,000−50.0% | 減碼 |
| Focused Wealth Management, Inc | 10,000 | $9.70 萬 | 0.02% | −1,230−11.0% | 減碼 |
| Golden State Wealth Management, LLC | 10,000 | $9.70 萬 | 0.02% | 00.0% | 不變 |
| J.Safra Asset Management Corp | 5,980 | $7.60 萬 | 0.04% | 00.0% | 不變 |
| Rockefeller Capital Management L.P. | 7,500 | $7.20 萬 | 0.00% | −1,200−13.8% | 減碼 |
| Tower Research Capital LLC (TRC) | 7,249 | $7.00 萬 | 0.00% | −42,706−85.5% | 減碼 |
| Credit Agricole S A | 7,000 | $6.80 萬 | 0.00% | +2,000+40.0% | 加碼 |
| Harbour Investments, Inc. | 6,824 | $6.60 萬 | 0.00% | −197−2.8% | 減碼 |
| Jacobi Capital Management LLC | 6,660 | $6.50 萬 | 0.01% | +2,960+80.0% | 加碼 |
| Neo Ivy Capital Management | 6,668 | $6.50 萬 | 0.07% | +6,668 | 新進 |
| Federation des caisses Desjardins du Quebec | 6,000 | $5.81 萬 | 0.00% | −4,300−41.7% | 減碼 |
| Steward Partners Investment Advisory, LLC | 5,798 | $5.60 萬 | 0.00% | −2,400−29.3% | 減碼 |
| The PNC Financial Services Group, Inc. | 5,342 | $5.10 萬 | 0.00% | +1,982+59.0% | 加碼 |
| Baillie Gifford & Co | 5,152 | $5.00 萬 | 0.00% | −379−6.9% | 減碼 |
| Cutler Group LP | 5,200 | $5.00 萬 | 0.00% | +500+10.6% | 加碼 |
| Valley National Advisers Inc | 5,059 | $4.90 萬 | 0.01% | 00.0% | 不變 |
| Huntington National Bank | 5,001 | $4.80 萬 | 0.00% | 00.0% | 不變 |
| STRS Ohio | 4,700 | $4.50 萬 | 0.00% | +4,700 | 新進 |
| Panagora Asset Management Inc | 4,426 | $4.30 萬 | 0.00% | +1,050+31.1% | 加碼 |
| Macquarie Group Ltd | 3,972 | $3.80 萬 | 0.00% | 00.0% | 不變 |
| Larson Financial Group LLC | 3,887 | $3.80 萬 | 0.01% | +3,887 | 新進 |
| Ogorek Anthony Joseph | 3,600 | $3.40 萬 | 0.02% | 00.0% | 不變 |
| Captrust Financial Advisors | 3,100 | $3.00 萬 | 0.00% | +829+36.5% | 加碼 |
| American Portfolios Advisors | 2,850 | $2.76 萬 | 0.00% | −2,000−41.2% | 減碼 |
| Lenox Wealth Advisors, LLC | 2,500 | $2.40 萬 | 0.00% | 00.0% | 不變 |
| Quadrant Capital Group LLC | 2,262 | $2.20 萬 | 0.00% | 00.0% | 不變 |
| Proequities, Inc. | 2,050 | $2.00 萬 | 0.00% | 00.0% | 不變 |
| Leonteq Securities AG | 2,000 | $1.94 萬 | 0.00% | −3,000−60.0% | 減碼 |
| Toth Financial Advisory Corp | 1,950 | $1.90 萬 | 0.00% | 00.0% | 不變 |
| Paradigm, Strategies in Wealth Management, LLC | 1,590 | $1.50 萬 | 0.01% | 00.0% | 不變 |
| AdvisorNet Financial, Inc | 1,500 | $1.50 萬 | 0.00% | 00.0% | 不變 |
| Accel Wealth Management | 1,500 | $1.50 萬 | 0.01% | 00.0% | 不變 |
| GPS Wealth Strategies Group, LLC | 1,426 | $1.40 萬 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 1,451 | $1.40 萬 | 0.00% | 00.0% | 不變 |
| Resources Management Corp | 1,340 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| Gemmer Asset Management LLC | 1,034 | $1.00 萬 | 0.00% | −50−4.6% | 減碼 |
| Howe & Rusling Inc | 1,000 | $1.00 萬 | 0.00% | 00.0% | 不變 |
| Asset Dedication, LLC | 971 | $9,000 | 0.00% | 00.0% | 不變 |
| TFC Financial Management | 891 | $9,000 | 0.00% | 00.0% | 不變 |
| TCI Wealth Advisors, Inc. | 797 | $8,000 | 0.00% | −9−1.1% | 減碼 |
| Global Retirement Partners, LLC | 850 | $8,000 | 0.00% | 00.0% | 不變 |
| Brewin Dolphin Ltd | 580 | $5,620 | 0.00% | 00.0% | 不變 |
| Community Bank, N.A. | 500 | $5,000 | 0.00% | +300+150.0% | 加碼 |
| Creative Financial Designs Inc | 500 | $5,000 | 0.00% | +500 | 新進 |
| Kelly Financial Services LLC | 38,760 | $4,000 | 0.15% | +36,608+1,701.1% | 加碼 |
| First Manhattan Co | 500 | $4,000 | 0.00% | 00.0% | 不變 |
| McCarthy Asset Management, Inc. | 375 | $4,000 | 0.00% | 00.0% | 不變 |
| FMR LLC | 401 | $4,000 | 0.00% | +401 | 新進 |
| Lindbrook Capital, LLC | 347 | $3,000 | 0.00% | 00.0% | 不變 |
| SRS Capital Advisors, Inc. | 300 | $3,000 | 0.00% | +300 | 新進 |
| Laurel Wealth Advisors LLC | 300 | $3,000 | 0.00% | +300 | 新進 |
| Trust Co of Vermont | 204 | $2,000 | 0.00% | 00.0% | 不變 |
| Arcadia Investment Advisors LLC | 150 | $1,454 | 0.00% | +150 | 新進 |
| Eaton Vance Management | 100 | $1,000 | 0.00% | −1,882−95.0% | 減碼 |